Form 8.3 - AngloGold Ashanti plc

Barclays PLC

10 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				09 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,129,614	0.75%	3,005,813	0.71%
(2)	Cash-settled derivatives:
	and/or controlled:			2,974,489	0.71%	2,030,494	0.48%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			6,234,103	1.46%	5,196,307	1.24%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		54,222		25.6372  USD
USD 1 ordinary		Purchase		25,876		25.7634  USD
USD 1 ordinary		Purchase		20,857		25.5272  USD
USD 1 ordinary		Purchase		8,755		25.6590  USD
USD 1 ordinary		Purchase		3,605		25.6452  USD
USD 1 ordinary		Purchase		3,159		25.5688  USD
USD 1 ordinary		Purchase		2,738		25.6621  USD
USD 1 ordinary		Purchase		1,998		25.6392  USD
USD 1 ordinary		Purchase		1,823		25.6332  USD
USD 1 ordinary		Purchase		1,497		25.5570  USD
USD 1 ordinary		Purchase		1,300		25.7300  USD
USD 1 ordinary		Purchase		1,029		25.4206  USD
USD 1 ordinary		Purchase		1,003		25.6300  USD
USD 1 ordinary		Purchase		909		25.6217  USD
USD 1 ordinary		Purchase		800		25.5407  USD
USD 1 ordinary		Purchase		671		25.5317  USD
USD 1 ordinary		Purchase		424		25.6311  USD
USD 1 ordinary		Purchase		401		25.5927  USD
USD 1 ordinary		Purchase		399		25.5801  USD
USD 1 ordinary		Purchase		388		25.8500  USD
USD 1 ordinary		Purchase		300		25.6450  USD
USD 1 ordinary		Purchase		170		25.5470  USD
USD 1 ordinary		Purchase		110		25.7942  USD
USD 1 ordinary		Purchase		101		25.8489  USD
USD 1 ordinary		Purchase		100		25.5900  USD
USD 1 ordinary		Purchase		17		25.5300  USD
USD 1 ordinary		Purchase		10		25.3700  USD
USD 1 ordinary		Sale		52,753		25.6446  USD
USD 1 ordinary		Sale		41,451		450.0800  ZAR
USD 1 ordinary		Sale		28,145		25.8257  USD
USD 1 ordinary		Sale		18,897		25.4112  USD
USD 1 ordinary		Sale		9,060		25.6308  USD
USD 1 ordinary		Sale		4,519		25.4359  USD
USD 1 ordinary		Sale		3,800		25.6719  USD
USD 1 ordinary		Sale		2,750		25.6663  USD
USD 1 ordinary		Sale		2,611		25.5909  USD
USD 1 ordinary		Sale		2,186		25.6404  USD
USD 1 ordinary		Sale		1,395		25.6497  USD
USD 1 ordinary		Sale		1,300		25.7300  USD
USD 1 ordinary		Sale		1,017		25.7201  USD
USD 1 ordinary		Sale		899		25.4330  USD
USD 1 ordinary		Sale		612		25.7083  USD
USD 1 ordinary		Sale		508		25.5557  USD
USD 1 ordinary		Sale		428		25.8000  USD
USD 1 ordinary		Sale		391		25.6612  USD
USD 1 ordinary		Sale		388		25.8500  USD
USD 1 ordinary		Sale		260		25.4100  USD
USD 1 ordinary		Sale		200		25.6475  USD
USD 1 ordinary		Sale		150		25.7600  USD
USD 1 ordinary		Sale		120		25.5145  USD
USD 1 ordinary		Sale		110		25.7942  USD
USD 1 ordinary		Sale		90		25.4566  USD
USD 1 ordinary		Sale		50		25.6250  USD
USD 1 ordinary		Sale		46		25.7871  USD
USD 1 ordinary		Sale		24		25.8166  USD
USD 1 ordinary		Sale		17		25.5300  USD
USD 1 ordinary		Sale		17		25.6659  USD
USD 1 ordinary		Sale		16		25.7975  USD
USD 1 ordinary		Sale		8		25.7500  USD
USD 1 ordinary		Sale		5		25.7200  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Opening Long		99,242	490.7900  ZAR
USD 1 ordinary		SWAP		Increasing Long		702	492.6315  ZAR
USD 1 ordinary		SWAP		Opening Short		99,242	490.7900  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,240	447.5591  ZAR
USD 1 ordinary		SWAP		Decreasing Short		832	448.1276  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,385	448.1492  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,499	448.3369  ZAR
USD 1 ordinary		SWAP		Decreasing Short		894	448.6112  ZAR
USD 1 ordinary		SWAP		Decreasing Short		22,951	448.6425  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,400	449.1001  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,457	449.4163  ZAR
USD 1 ordinary		SWAP		Decreasing Short		955	449.5936  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,381	449.9541  ZAR
USD 1 ordinary		SWAP		Decreasing Short		98	449.9660  ZAR
USD 1 ordinary		SWAP		Decreasing Short		41,451	450.1250  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,136	450.1303  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,813	450.3574  ZAR
USD 1 ordinary		SWAP		Decreasing Short		789	450.7808  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,247	452.7400  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,566	452.8169  ZAR
USD 1 ordinary		SWAP		Decreasing Short		379,900	460.9460  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,439	446.9649  ZAR
USD 1 ordinary		SWAP		Increasing Short		832	448.0514  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,385	448.0731  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,499	448.2607  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,445	448.4500  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,713	448.5950  ZAR
USD 1 ordinary		SWAP		Increasing Short		443	448.7678  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,022	449.2730  ZAR
USD 1 ordinary		SWAP		Increasing Short		115	449.3378  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,746	449.6877  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,381	449.8776  ZAR
USD 1 ordinary		SWAP		Increasing Short		98	449.8895  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,136	450.0537  ZAR
USD 1 ordinary		SWAP		Increasing Short		41,451	450.1250  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,813	450.2808  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,460	450.5368  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,587	450.9857  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,661	450.9890  ZAR
USD 1 ordinary		SWAP		Increasing Short		31,738	451.9173  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,247	452.6630  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,566	452.7400  ZAR
USD 1 ordinary		SWAP		Increasing Short		379,900	460.9460  ZAR
USD 1 ordinary		SWAP		Decreasing Short		41,451	25.5209  USD
USD 1 ordinary		CFD		Increasing Long		8,445	448.4029  ZAR
USD 1 ordinary		CFD		Increasing Long		443	448.7206  ZAR
USD 1 ordinary		CFD		Increasing Long		1,022	449.2258  ZAR
USD 1 ordinary		CFD		Increasing Long		115	449.2794  ZAR
USD 1 ordinary		CFD		Increasing Long		1,746	449.6405  ZAR
USD 1 ordinary		CFD		Increasing Long		15,460	450.5121  ZAR
USD 1 ordinary		CFD		Increasing Long		31,738	451.8586  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,240	447.6061  ZAR
USD 1 ordinary		CFD		Decreasing Long		894	448.6695  ZAR
USD 1 ordinary		CFD		Decreasing Long		22,951	448.7008  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,457	449.4634  ZAR
USD 1 ordinary		CFD		Decreasing Long		955	449.6408  ZAR
USD 1 ordinary		CFD		Decreasing Long		789	450.8844  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				10 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END