Form 8.3 - AngloGold Ashanti plc
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,126,829 |
0.74% |
2,981,226 |
0.71% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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2,890,379 |
0.69% |
1,969,449 |
0.47% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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6,147,208 |
1.46% |
5,110,675 |
1.21% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
675,000 |
458.0100 ZAR |
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USD 1 ordinary |
Purchase |
427,572 |
26.3079 USD |
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USD 1 ordinary |
Purchase |
121,177 |
26.7168 USD |
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USD 1 ordinary |
Purchase |
61,740 |
26.7828 USD |
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USD 1 ordinary |
Purchase |
46,488 |
26.5547 USD |
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USD 1 ordinary |
Purchase |
39,465 |
25.9607 USD |
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USD 1 ordinary |
Purchase |
22,382 |
26.7144 USD |
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USD 1 ordinary |
Purchase |
22,320 |
26.6471 USD |
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USD 1 ordinary |
Purchase |
17,496 |
26.7172 USD |
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USD 1 ordinary |
Purchase |
16,993 |
26.6004 USD |
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USD 1 ordinary |
Purchase |
12,156 |
26.1735 USD |
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USD 1 ordinary |
Purchase |
9,605 |
26.6264 USD |
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USD 1 ordinary |
Purchase |
8,777 |
26.5204 USD |
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USD 1 ordinary |
Purchase |
6,810 |
26.7900 USD |
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USD 1 ordinary |
Purchase |
5,593 |
26.6180 USD |
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USD 1 ordinary |
Purchase |
5,118 |
26.7938 USD |
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USD 1 ordinary |
Purchase |
2,211 |
26.7639 USD |
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USD 1 ordinary |
Purchase |
2,135 |
26.7376 USD |
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USD 1 ordinary |
Purchase |
1,499 |
26.7540 USD |
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USD 1 ordinary |
Purchase |
1,143 |
26.6987 USD |
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USD 1 ordinary |
Purchase |
1,141 |
26.7802 USD |
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USD 1 ordinary |
Purchase |
1,130 |
26.7891 USD |
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USD 1 ordinary |
Purchase |
1,116 |
26.7876 USD |
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USD 1 ordinary |
Purchase |
1,065 |
26.7178 USD |
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USD 1 ordinary |
Purchase |
1,040 |
26.6500 USD |
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USD 1 ordinary |
Purchase |
808 |
26.1600 USD |
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USD 1 ordinary |
Purchase |
799 |
26.6822 USD |
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USD 1 ordinary |
Purchase |
700 |
26.7514 USD |
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USD 1 ordinary |
Purchase |
580 |
26.7764 USD |
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USD 1 ordinary |
Purchase |
544 |
26.6505 USD |
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USD 1 ordinary |
Purchase |
450 |
26.5488 USD |
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USD 1 ordinary |
Purchase |
324 |
26.7300 USD |
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USD 1 ordinary |
Purchase |
304 |
26.6601 USD |
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USD 1 ordinary |
Purchase |
300 |
26.7600 USD |
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USD 1 ordinary |
Purchase |
300 |
26.7100 USD |
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USD 1 ordinary |
Purchase |
261 |
26.7038 USD |
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USD 1 ordinary |
Purchase |
200 |
26.8050 USD |
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USD 1 ordinary |
Purchase |
153 |
26.7700 USD |
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USD 1 ordinary |
Purchase |
137 |
26.7800 USD |
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USD 1 ordinary |
Purchase |
119 |
26.8000 USD |
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USD 1 ordinary |
Purchase |
110 |
26.7318 USD |
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USD 1 ordinary |
Purchase |
69 |
26.7411 USD |
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USD 1 ordinary |
Purchase |
52 |
26.8071 USD |
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USD 1 ordinary |
Sale |
675,000 |
458.0100 ZAR |
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USD 1 ordinary |
Sale |
616,918 |
26.3711 USD |
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USD 1 ordinary |
Sale |
22,382 |
26.7144 USD |
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USD 1 ordinary |
Sale |
17,611 |
26.6301 USD |
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USD 1 ordinary |
Sale |
17,493 |
26.6890 USD |
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USD 1 ordinary |
Sale |
17,275 |
26.6731 USD |
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USD 1 ordinary |
Sale |
11,964 |
26.4746 USD |
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USD 1 ordinary |
Sale |
10,376 |
26.8268 USD |
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USD 1 ordinary |
Sale |
9,802 |
26.7181 USD |
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USD 1 ordinary |
Sale |
8,974 |
26.7474 USD |
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USD 1 ordinary |
Sale |
7,538 |
26.7248 USD |
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USD 1 ordinary |
Sale |
7,491 |
26.4485 USD |
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USD 1 ordinary |
Sale |
6,800 |
26.7900 USD |
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USD 1 ordinary |
Sale |
6,655 |
26.6259 USD |
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USD 1 ordinary |
Sale |
6,580 |
26.7775 USD |
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USD 1 ordinary |
Sale |
6,067 |
26.7218 USD |
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USD 1 ordinary |
Sale |
5,452 |
26.7796 USD |
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USD 1 ordinary |
Sale |
4,211 |
26.2231 USD |
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USD 1 ordinary |
Sale |
4,101 |
26.6924 USD |
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USD 1 ordinary |
Sale |
3,404 |
26.7689 USD |
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USD 1 ordinary |
Sale |
3,203 |
26.7764 USD |
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USD 1 ordinary |
Sale |
2,635 |
26.7432 USD |
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USD 1 ordinary |
Sale |
2,599 |
26.5501 USD |
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USD 1 ordinary |
Sale |
2,524 |
26.7781 USD |
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USD 1 ordinary |
Sale |
2,033 |
26.8059 USD |
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USD 1 ordinary |
Sale |
1,750 |
26.7708 USD |
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USD 1 ordinary |
Sale |
1,725 |
26.7543 USD |
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USD 1 ordinary |
Sale |
1,595 |
26.7612 USD |
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USD 1 ordinary |
Sale |
1,513 |
26.4881 USD |
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USD 1 ordinary |
Sale |
1,283 |
26.7813 USD |
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USD 1 ordinary |
Sale |
1,240 |
26.7902 USD |
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USD 1 ordinary |
Sale |
1,125 |
26.7600 USD |
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USD 1 ordinary |
Sale |
923 |
26.7843 USD |
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USD 1 ordinary |
Sale |
900 |
26.7966 USD |
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USD 1 ordinary |
Sale |
800 |
26.6837 USD |
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USD 1 ordinary |
Sale |
517 |
26.7434 USD |
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USD 1 ordinary |
Sale |
410 |
26.2485 USD |
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USD 1 ordinary |
Sale |
301 |
26.8735 USD |
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USD 1 ordinary |
Sale |
300 |
26.6800 USD |
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USD 1 ordinary |
Sale |
300 |
26.7000 USD |
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USD 1 ordinary |
Sale |
282 |
26.5699 USD |
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USD 1 ordinary |
Sale |
220 |
26.7779 USD |
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USD 1 ordinary |
Sale |
200 |
26.6300 USD |
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USD 1 ordinary |
Sale |
200 |
26.8900 USD |
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USD 1 ordinary |
Sale |
111 |
26.6000 USD |
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USD 1 ordinary |
Sale |
101 |
26.8211 USD |
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USD 1 ordinary |
Sale |
100 |
26.8100 USD |
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USD 1 ordinary |
Sale |
100 |
26.9000 USD |
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USD 1 ordinary |
Sale |
93 |
26.7866 USD |
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USD 1 ordinary |
Sale |
78 |
26.7836 USD |
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USD 1 ordinary |
Sale |
69 |
26.7411 USD |
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USD 1 ordinary |
Sale |
65 |
26.7650 USD |
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USD 1 ordinary |
Sale |
50 |
26.5300 USD |
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USD 1 ordinary |
Sale |
50 |
25.7780 USD |
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USD 1 ordinary |
Sale |
31 |
26.7800 USD |
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USD 1 ordinary |
Sale |
31 |
26.7700 USD |
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USD 1 ordinary |
Sale |
29 |
26.6519 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Increasing Short |
702 |
492.6315 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
682 |
454.1563 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
60 |
454.3337 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,174 |
454.3455 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,748 |
454.5205 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
438 |
454.6373 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
217 |
454.6472 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,100 |
455.2377 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,560 |
455.7278 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
13,006 |
456.3057 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
338 |
457.1510 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,160 |
457.1802 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
675,000 |
458.0558 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
13,752 |
461.2173 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,732 |
461.8633 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
48,647 |
462.3152 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,040 |
468.1959 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
22,362 |
470.9644 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
22,324 |
471.1972 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
33,130 |
471.2000 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,748 |
454.4433 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
438 |
454.5600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,249 |
454.5643 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,100 |
455.1604 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
13,006 |
456.2282 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,160 |
457.1025 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
702 |
457.1481 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,371 |
457.9121 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,666 |
459.6475 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
38,215 |
461.4489 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
48,647 |
462.2366 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,600 |
462.5152 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
504,997 |
462.9864 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
64 |
467.0905 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
22,362 |
470.9644 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
22,324 |
471.1171 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
33,130 |
471.1198 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
10,249 |
454.5393 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
702 |
457.1001 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
3,371 |
457.8641 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
11,666 |
459.5877 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
38,215 |
461.4004 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
504,997 |
462.9262 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
64 |
466.9831 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
682 |
454.2607 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
60 |
454.3928 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
4,174 |
454.3932 ZAR |
|||
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USD 1 ordinary |
CFD |
Decreasing Long |
217 |
454.6950 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
338 |
457.1761 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
675,000 |
458.0100 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
13,752 |
461.2657 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
4,732 |
461.9233 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
22,363 |
26.7164 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
11 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
||||||
|
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
|
are being disclosed: |
|||||||
|
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
|
relevant securities this from relates: |
|||||||
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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AGREEMENTS TO PURCHASE OR SELL ETC. |
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