FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
11 Oct 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
USD 1 ordinary |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
3,985,875 |
0.95% |
3,841,324 |
0.91% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
3,677,854 |
0.85% |
2,791,791 |
0.66% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
130,000 |
0.03% |
160,000 |
0.04% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
7,793,729 |
1.83% |
6,793,115 |
1.63% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
USD 1 ordinary |
Purchase |
550,364 |
27.2067 USD |
||||
USD 1 ordinary |
Purchase |
274,737 |
27.2226 USD |
||||
USD 1 ordinary |
Purchase |
141,210 |
27.2231 USD |
||||
USD 1 ordinary |
Purchase |
99,227 |
27.1136 USD |
||||
USD 1 ordinary |
Purchase |
56,585 |
27.2140 USD |
||||
USD 1 ordinary |
Purchase |
33,004 |
27.2284 USD |
||||
USD 1 ordinary |
Purchase |
17,583 |
27.1982 USD |
||||
USD 1 ordinary |
Purchase |
11,779 |
27.1032 USD |
||||
USD 1 ordinary |
Purchase |
10,884 |
27.2134 USD |
||||
USD 1 ordinary |
Purchase |
8,704 |
27.1213 USD |
||||
USD 1 ordinary |
Purchase |
7,667 |
27.2144 USD |
||||
USD 1 ordinary |
Purchase |
6,446 |
27.0127 USD |
||||
USD 1 ordinary |
Purchase |
3,758 |
27.2795 USD |
||||
USD 1 ordinary |
Purchase |
3,688 |
27.0437 USD |
||||
USD 1 ordinary |
Purchase |
3,308 |
27.2444 USD |
||||
USD 1 ordinary |
Purchase |
2,541 |
27.0424 USD |
||||
USD 1 ordinary |
Purchase |
1,410 |
27.2297 USD |
||||
USD 1 ordinary |
Purchase |
1,228 |
27.0600 USD |
||||
USD 1 ordinary |
Purchase |
1,182 |
27.1958 USD |
||||
USD 1 ordinary |
Purchase |
1,100 |
27.1800 USD |
||||
USD 1 ordinary |
Purchase |
605 |
27.2948 USD |
||||
USD 1 ordinary |
Purchase |
432 |
27.2405 USD |
||||
USD 1 ordinary |
Purchase |
212 |
27.2175 USD |
||||
USD 1 ordinary |
Purchase |
181 |
27.3400 USD |
||||
USD 1 ordinary |
Purchase |
158 |
27.1399 USD |
||||
USD 1 ordinary |
Purchase |
137 |
27.2090 USD |
||||
USD 1 ordinary |
Purchase |
100 |
27.0800 USD |
||||
USD 1 ordinary |
Purchase |
29 |
27.2200 USD |
||||
USD 1 ordinary |
Purchase |
25 |
27.2500 USD |
||||
USD 1 ordinary |
Purchase |
19 |
27.3100 USD |
||||
USD 1 ordinary |
Sale |
738,014 |
27.1889 USD |
||||
USD 1 ordinary |
Sale |
66,620 |
27.2075 USD |
||||
USD 1 ordinary |
Sale |
52,578 |
27.2197 USD |
||||
USD 1 ordinary |
Sale |
51,613 |
27.2224 USD |
||||
USD 1 ordinary |
Sale |
47,467 |
27.2027 USD |
||||
USD 1 ordinary |
Sale |
32,353 |
27.2001 USD |
||||
USD 1 ordinary |
Sale |
31,782 |
27.2000 USD |
||||
USD 1 ordinary |
Sale |
21,513 |
27.2025 USD |
||||
USD 1 ordinary |
Sale |
16,871 |
27.1832 USD |
||||
USD 1 ordinary |
Sale |
15,209 |
27.2254 USD |
||||
USD 1 ordinary |
Sale |
12,776 |
27.2233 USD |
||||
USD 1 ordinary |
Sale |
11,524 |
27.2702 USD |
||||
USD 1 ordinary |
Sale |
11,108 |
27.2438 USD |
||||
USD 1 ordinary |
Sale |
10,679 |
27.3017 USD |
||||
USD 1 ordinary |
Sale |
10,624 |
27.2848 USD |
||||
USD 1 ordinary |
Sale |
9,686 |
27.2866 USD |
||||
USD 1 ordinary |
Sale |
9,213 |
27.2306 USD |
||||
USD 1 ordinary |
Sale |
8,616 |
27.2199 USD |
||||
USD 1 ordinary |
Sale |
8,330 |
27.2024 USD |
||||
USD 1 ordinary |
Sale |
7,868 |
27.2878 USD |
||||
USD 1 ordinary |
Sale |
7,124 |
27.2534 USD |
||||
USD 1 ordinary |
Sale |
6,806 |
27.2018 USD |
||||
USD 1 ordinary |
Sale |
4,720 |
27.2815 USD |
||||
USD 1 ordinary |
Sale |
4,551 |
27.2066 USD |
||||
USD 1 ordinary |
Sale |
4,252 |
27.2195 USD |
||||
USD 1 ordinary |
Sale |
4,014 |
27.2921 USD |
||||
USD 1 ordinary |
Sale |
3,944 |
27.2455 USD |
||||
USD 1 ordinary |
Sale |
3,548 |
27.1360 USD |
||||
USD 1 ordinary |
Sale |
3,400 |
27.2900 USD |
||||
USD 1 ordinary |
Sale |
2,715 |
27.3301 USD |
||||
USD 1 ordinary |
Sale |
2,320 |
27.2181 USD |
||||
USD 1 ordinary |
Sale |
2,142 |
27.2527 USD |
||||
USD 1 ordinary |
Sale |
1,639 |
27.2752 USD |
||||
USD 1 ordinary |
Sale |
1,505 |
27.2253 USD |
||||
USD 1 ordinary |
Sale |
1,410 |
27.2297 USD |
||||
USD 1 ordinary |
Sale |
834 |
27.2113 USD |
||||
USD 1 ordinary |
Sale |
821 |
27.1540 USD |
||||
USD 1 ordinary |
Sale |
768 |
27.2692 USD |
||||
USD 1 ordinary |
Sale |
765 |
27.2763 USD |
||||
USD 1 ordinary |
Sale |
716 |
27.1800 USD |
||||
USD 1 ordinary |
Sale |
662 |
27.2776 USD |
||||
USD 1 ordinary |
Sale |
605 |
27.2948 USD |
||||
USD 1 ordinary |
Sale |
585 |
27.2270 USD |
||||
USD 1 ordinary |
Sale |
503 |
27.2946 USD |
||||
USD 1 ordinary |
Sale |
412 |
27.2712 USD |
||||
USD 1 ordinary |
Sale |
400 |
27.2450 USD |
||||
USD 1 ordinary |
Sale |
345 |
27.0925 USD |
||||
USD 1 ordinary |
Sale |
330 |
27.0949 USD |
||||
USD 1 ordinary |
Sale |
308 |
27.2190 USD |
||||
USD 1 ordinary |
Sale |
305 |
27.2804 USD |
||||
USD 1 ordinary |
Sale |
300 |
27.2200 USD |
||||
USD 1 ordinary |
Sale |
300 |
27.2300 USD |
||||
USD 1 ordinary |
Sale |
236 |
27.2578 USD |
||||
USD 1 ordinary |
Sale |
201 |
27.2749 USD |
||||
USD 1 ordinary |
Sale |
200 |
27.2350 USD |
||||
USD 1 ordinary |
Sale |
197 |
27.1185 USD |
||||
USD 1 ordinary |
Sale |
194 |
27.1826 USD |
||||
USD 1 ordinary |
Sale |
169 |
27.2771 USD |
||||
USD 1 ordinary |
Sale |
152 |
27.3171 USD |
||||
USD 1 ordinary |
Sale |
125 |
27.2570 USD |
||||
USD 1 ordinary |
Sale |
115 |
27.2146 USD |
||||
USD 1 ordinary |
Sale |
102 |
27.3000 USD |
||||
USD 1 ordinary |
Sale |
100 |
27.0800 USD |
||||
USD 1 ordinary |
Sale |
30 |
27.1900 USD |
||||
USD 1 ordinary |
Sale |
25 |
27.2500 USD |
||||
USD 1 ordinary |
Sale |
16 |
27.1537 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
2,754 |
446.6093 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
41,451 |
450.1250 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
6 |
470.5999 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
20,103 |
472.3318 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
14,490 |
472.3564 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
21,824 |
472.3700 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
4 |
473.6738 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
32 |
473.6871 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
768 |
473.7817 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
16,194 |
473.9279 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
344 |
473.9768 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
36 |
474.3475 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
2,647 |
474.5586 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
6,622 |
475.0536 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
25,000 |
475.2321 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
58,832 |
475.9505 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
13,177 |
476.2372 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
72,825 |
476.3746 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
866 |
476.5053 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
13,880 |
476.5869 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
30,559 |
476.6208 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
182 |
476.6910 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
1,500 |
476.7234 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
15,267 |
477.0559 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
1,340 |
477.7496 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
78 |
478.2625 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
15,477 |
478.3432 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
254 |
478.7197 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
37,621 |
450.0800 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
41,451 |
450.1250 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
6 |
470.5200 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
20,103 |
472.2515 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
14,490 |
472.2761 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
21,824 |
472.2896 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
4 |
473.6738 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
32 |
473.6871 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
16,194 |
473.8473 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
36 |
474.3475 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
20,647 |
474.4826 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
713,624 |
475.2154 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
25,000 |
475.3889 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
21,060 |
475.5309 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
24,598 |
475.6735 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
58,832 |
475.8695 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
13,177 |
476.1562 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
72,825 |
476.2936 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
13,880 |
476.5059 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
30,559 |
476.5398 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
1,500 |
476.6424 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
25,000 |
476.9939 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
13,135 |
477.6517 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
78 |
478.1812 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
2,080 |
480.2306 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
20,647 |
474.4328 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
713,624 |
475.1536 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
21,060 |
475.4691 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
24,598 |
475.6236 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
13,135 |
477.6016 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
2,080 |
480.1201 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
768 |
473.8907 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
344 |
474.0384 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
866 |
476.5553 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
182 |
476.7529 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
15,267 |
477.1060 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,340 |
477.7998 ZAR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
Date of disclosure: |
14 Oct 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
relevant securities this from relates: |
|||||||
|
|
|
|
|
|
|
|
2. |
OPTIONS AND DERIVATIVES |
||||||
Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
|
|
|
|
|
|
|
|
|
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
||||||
Full details should be given so that the nature of the interest or position can be fully understood: |
|||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|