Form 8.3 - AngloGold Ashanti plc

Barclays PLC
14 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,985,875

0.95%

3,841,324

0.91%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,677,854

0.85%

2,791,791

0.66%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

7,793,729

1.83%

6,793,115

1.63%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

550,364

27.2067  USD

USD 1 ordinary

Purchase

274,737

27.2226  USD

USD 1 ordinary

Purchase

141,210

27.2231  USD

USD 1 ordinary

Purchase

99,227

27.1136  USD

USD 1 ordinary

Purchase

56,585

27.2140  USD

USD 1 ordinary

Purchase

33,004

27.2284  USD

USD 1 ordinary

Purchase

17,583

27.1982  USD

USD 1 ordinary

Purchase

11,779

27.1032  USD

USD 1 ordinary

Purchase

10,884

27.2134  USD

USD 1 ordinary

Purchase

8,704

27.1213  USD

USD 1 ordinary

Purchase

7,667

27.2144  USD

USD 1 ordinary

Purchase

6,446

27.0127  USD

USD 1 ordinary

Purchase

3,758

27.2795  USD

USD 1 ordinary

Purchase

3,688

27.0437  USD

USD 1 ordinary

Purchase

3,308

27.2444  USD

USD 1 ordinary

Purchase

2,541

27.0424  USD

USD 1 ordinary

Purchase

1,410

27.2297  USD

USD 1 ordinary

Purchase

1,228

27.0600  USD

USD 1 ordinary

Purchase

1,182

27.1958  USD

USD 1 ordinary

Purchase

1,100

27.1800  USD

USD 1 ordinary

Purchase

605

27.2948  USD

USD 1 ordinary

Purchase

432

27.2405  USD

USD 1 ordinary

Purchase

212

27.2175  USD

USD 1 ordinary

Purchase

181

27.3400  USD

USD 1 ordinary

Purchase

158

27.1399  USD

USD 1 ordinary

Purchase

137

27.2090  USD

USD 1 ordinary

Purchase

100

27.0800  USD

USD 1 ordinary

Purchase

29

27.2200  USD

USD 1 ordinary

Purchase

25

27.2500  USD

USD 1 ordinary

Purchase

19

27.3100  USD

USD 1 ordinary

Sale

738,014

27.1889  USD

USD 1 ordinary

Sale

66,620

27.2075  USD

USD 1 ordinary

Sale

52,578

27.2197  USD

USD 1 ordinary

Sale

51,613

27.2224  USD

USD 1 ordinary

Sale

47,467

27.2027  USD

USD 1 ordinary

Sale

32,353

27.2001  USD

USD 1 ordinary

Sale

31,782

27.2000  USD

USD 1 ordinary

Sale

21,513

27.2025  USD

USD 1 ordinary

Sale

16,871

27.1832  USD

USD 1 ordinary

Sale

15,209

27.2254  USD

USD 1 ordinary

Sale

12,776

27.2233  USD

USD 1 ordinary

Sale

11,524

27.2702  USD

USD 1 ordinary

Sale

11,108

27.2438  USD

USD 1 ordinary

Sale

10,679

27.3017  USD

USD 1 ordinary

Sale

10,624

27.2848  USD

USD 1 ordinary

Sale

9,686

27.2866  USD

USD 1 ordinary

Sale

9,213

27.2306  USD

USD 1 ordinary

Sale

8,616

27.2199  USD

USD 1 ordinary

Sale

8,330

27.2024  USD

USD 1 ordinary

Sale

7,868

27.2878  USD

USD 1 ordinary

Sale

7,124

27.2534  USD

USD 1 ordinary

Sale

6,806

27.2018  USD

USD 1 ordinary

Sale

4,720

27.2815  USD

USD 1 ordinary

Sale

4,551

27.2066  USD

USD 1 ordinary

Sale

4,252

27.2195  USD

USD 1 ordinary

Sale

4,014

27.2921  USD

USD 1 ordinary

Sale

3,944

27.2455  USD

USD 1 ordinary

Sale

3,548

27.1360  USD

USD 1 ordinary

Sale

3,400

27.2900  USD

USD 1 ordinary

Sale

2,715

27.3301  USD

USD 1 ordinary

Sale

2,320

27.2181  USD

USD 1 ordinary

Sale

2,142

27.2527  USD

USD 1 ordinary

Sale

1,639

27.2752  USD

USD 1 ordinary

Sale

1,505

27.2253  USD

USD 1 ordinary

Sale

1,410

27.2297  USD

USD 1 ordinary

Sale

834

27.2113  USD

USD 1 ordinary

Sale

821

27.1540  USD

USD 1 ordinary

Sale

768

27.2692  USD

USD 1 ordinary

Sale

765

27.2763  USD

USD 1 ordinary

Sale

716

27.1800  USD

USD 1 ordinary

Sale

662

27.2776  USD

USD 1 ordinary

Sale

605

27.2948  USD

USD 1 ordinary

Sale

585

27.2270  USD

USD 1 ordinary

Sale

503

27.2946  USD

USD 1 ordinary

Sale

412

27.2712  USD

USD 1 ordinary

Sale

400

27.2450  USD

USD 1 ordinary

Sale

345

27.0925  USD

USD 1 ordinary

Sale

330

27.0949  USD

USD 1 ordinary

Sale

308

27.2190  USD

USD 1 ordinary

Sale

305

27.2804  USD

USD 1 ordinary

Sale

300

27.2200  USD

USD 1 ordinary

Sale

300

27.2300  USD

USD 1 ordinary

Sale

236

27.2578  USD

USD 1 ordinary

Sale

201

27.2749  USD

USD 1 ordinary

Sale

200

27.2350  USD

USD 1 ordinary

Sale

197

27.1185  USD

USD 1 ordinary

Sale

194

27.1826  USD

USD 1 ordinary

Sale

169

27.2771  USD

USD 1 ordinary

Sale

152

27.3171  USD

USD 1 ordinary

Sale

125

27.2570  USD

USD 1 ordinary

Sale

115

27.2146  USD

USD 1 ordinary

Sale

102

27.3000  USD

USD 1 ordinary

Sale

100

27.0800  USD

USD 1 ordinary

Sale

30

27.1900  USD

USD 1 ordinary

Sale

25

27.2500  USD

USD 1 ordinary

Sale

16

27.1537  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

2,754

446.6093  ZAR

USD 1 ordinary

SWAP

Decreasing Short

41,451

450.1250  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6

470.5999  ZAR

USD 1 ordinary

SWAP

Decreasing Short

20,103

472.3318  ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,490

472.3564  ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,824

472.3700  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4

473.6738  ZAR

USD 1 ordinary

SWAP

Decreasing Short

32

473.6871  ZAR

USD 1 ordinary

SWAP

Decreasing Short

768

473.7817  ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,194

473.9279  ZAR

USD 1 ordinary

SWAP

Decreasing Short

344

473.9768  ZAR

USD 1 ordinary

SWAP

Decreasing Short

36

474.3475  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,647

474.5586  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,622

475.0536  ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,000

475.2321  ZAR

USD 1 ordinary

SWAP

Decreasing Short

58,832

475.9505  ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,177

476.2372  ZAR

USD 1 ordinary

SWAP

Decreasing Short

72,825

476.3746  ZAR

USD 1 ordinary

SWAP

Decreasing Short

866

476.5053  ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,880

476.5869  ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,559

476.6208  ZAR

USD 1 ordinary

SWAP

Decreasing Short

182

476.6910  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,500

476.7234  ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,267

477.0559  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,340

477.7496  ZAR

USD 1 ordinary

SWAP

Decreasing Short

78

478.2625  ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,477

478.3432  ZAR

USD 1 ordinary

SWAP

Decreasing Short

254

478.7197  ZAR

USD 1 ordinary

SWAP

Increasing Short

37,621

450.0800  ZAR

USD 1 ordinary

SWAP

Increasing Short

41,451

450.1250  ZAR

USD 1 ordinary

SWAP

Increasing Short

6

470.5200  ZAR

USD 1 ordinary

SWAP

Increasing Short

20,103

472.2515  ZAR

USD 1 ordinary

SWAP

Increasing Short

14,490

472.2761  ZAR

USD 1 ordinary

SWAP

Increasing Short

21,824

472.2896  ZAR

USD 1 ordinary

SWAP

Increasing Short

4

473.6738  ZAR

USD 1 ordinary

SWAP

Increasing Short

32

473.6871  ZAR

USD 1 ordinary

SWAP

Increasing Short

16,194

473.8473  ZAR

USD 1 ordinary

SWAP

Increasing Short

36

474.3475  ZAR

USD 1 ordinary

SWAP

Increasing Short

20,647

474.4826  ZAR

USD 1 ordinary

SWAP

Increasing Short

713,624

475.2154  ZAR

USD 1 ordinary

SWAP

Increasing Short

25,000

475.3889  ZAR

USD 1 ordinary

SWAP

Increasing Short

21,060

475.5309  ZAR

USD 1 ordinary

SWAP

Increasing Short

24,598

475.6735  ZAR

USD 1 ordinary

SWAP

Increasing Short

58,832

475.8695  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,177

476.1562  ZAR

USD 1 ordinary

SWAP

Increasing Short

72,825

476.2936  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,880

476.5059  ZAR

USD 1 ordinary

SWAP

Increasing Short

30,559

476.5398  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,500

476.6424  ZAR

USD 1 ordinary

SWAP

Increasing Short

25,000

476.9939  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,135

477.6517  ZAR

USD 1 ordinary

SWAP

Increasing Short

78

478.1812  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,080

480.2306  ZAR

USD 1 ordinary

CFD

Increasing Long

20,647

474.4328  ZAR

USD 1 ordinary

CFD

Increasing Long

713,624

475.1536  ZAR

USD 1 ordinary

CFD

Increasing Long

21,060

475.4691  ZAR

USD 1 ordinary

CFD

Increasing Long

24,598

475.6236  ZAR

USD 1 ordinary

CFD

Increasing Long

13,135

477.6016  ZAR

USD 1 ordinary

CFD

Increasing Long

2,080

480.1201  ZAR

USD 1 ordinary

CFD

Decreasing Long

768

473.8907  ZAR

USD 1 ordinary

CFD

Decreasing Long

344

474.0384  ZAR

USD 1 ordinary

CFD

Decreasing Long

866

476.5553  ZAR

USD 1 ordinary

CFD

Decreasing Long

182

476.7529  ZAR

USD 1 ordinary

CFD

Decreasing Long

15,267

477.1060  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,340

477.7998  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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