Form 8.3 - AngloGold Ashanti plc

Barclays PLC

15 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				14 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,185,263	1.00%	4,041,188	0.96%
(2)	Cash-settled derivatives:
	and/or controlled:			3,837,831	0.91%	2,951,768	0.70%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,153,094	1.94%	7,152,956	1.70%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		86,087		27.0189  USD
USD 1 ordinary		Purchase		85,127		27.1654  USD
USD 1 ordinary		Purchase		24,890		26.9390  USD
USD 1 ordinary		Purchase		18,984		27.1926  USD
USD 1 ordinary		Purchase		18,398		27.1676  USD
USD 1 ordinary		Purchase		5,328		26.9608  USD
USD 1 ordinary		Purchase		3,835		26.9553  USD
USD 1 ordinary		Purchase		3,403		27.0881  USD
USD 1 ordinary		Purchase		2,889		27.1608  USD
USD 1 ordinary		Purchase		2,265		27.0212  USD
USD 1 ordinary		Purchase		1,440		26.9244  USD
USD 1 ordinary		Purchase		1,163		26.8200  USD
USD 1 ordinary		Purchase		1,032		27.3400  USD
USD 1 ordinary		Purchase		1,000		27.2000  USD
USD 1 ordinary		Purchase		800		27.1568  USD
USD 1 ordinary		Purchase		559		27.1750  USD
USD 1 ordinary		Purchase		500		26.8790  USD
USD 1 ordinary		Purchase		457		27.1833  USD
USD 1 ordinary		Purchase		422		27.2234  USD
USD 1 ordinary		Purchase		414		27.1313  USD
USD 1 ordinary		Purchase		200		27.3350  USD
USD 1 ordinary		Purchase		126		27.1285  USD
USD 1 ordinary		Purchase		86		27.0612  USD
USD 1 ordinary		Purchase		64		27.1350  USD
USD 1 ordinary		Purchase		64		27.1375  USD
USD 1 ordinary		Purchase		25		27.3200  USD
USD 1 ordinary		Purchase		24		26.9000  USD
USD 1 ordinary		Purchase		23		27.0300  USD
USD 1 ordinary		Purchase		9		27.1300  USD
USD 1 ordinary		Purchase		2		27.1680  USD
USD 1 ordinary		Purchase		1		27.1450  USD
USD 1 ordinary		Sale		123,069		27.0016  USD
USD 1 ordinary		Sale		18,832		27.1251  USD
USD 1 ordinary		Sale		16,247		27.1739  USD
USD 1 ordinary		Sale		14,660		27.1726  USD
USD 1 ordinary		Sale		13,972		27.1951  USD
USD 1 ordinary		Sale		12,890		27.1274  USD
USD 1 ordinary		Sale		11,075		27.1556  USD
USD 1 ordinary		Sale		9,824		27.2068  USD
USD 1 ordinary		Sale		4,908		27.1718  USD
USD 1 ordinary		Sale		3,773		27.1851  USD
USD 1 ordinary		Sale		3,603		27.1494  USD
USD 1 ordinary		Sale		3,556		27.1296  USD
USD 1 ordinary		Sale		2,448		27.1774  USD
USD 1 ordinary		Sale		2,337		26.9683  USD
USD 1 ordinary		Sale		2,313		27.2001  USD
USD 1 ordinary		Sale		2,313		27.1591  USD
USD 1 ordinary		Sale		2,158		27.3160  USD
USD 1 ordinary		Sale		1,951		27.1102  USD
USD 1 ordinary		Sale		1,467		27.1963  USD
USD 1 ordinary		Sale		1,237		27.1899  USD
USD 1 ordinary		Sale		1,010		27.1446  USD
USD 1 ordinary		Sale		867		27.0902  USD
USD 1 ordinary		Sale		800		27.1568  USD
USD 1 ordinary		Sale		748		27.0051  USD
USD 1 ordinary		Sale		548		27.1654  USD
USD 1 ordinary		Sale		414		27.1313  USD
USD 1 ordinary		Sale		342		27.1850  USD
USD 1 ordinary		Sale		326		27.1874  USD
USD 1 ordinary		Sale		314		27.1272  USD
USD 1 ordinary		Sale		300		27.2500  USD
USD 1 ordinary		Sale		300		27.2066  USD
USD 1 ordinary		Sale		261		27.0217  USD
USD 1 ordinary		Sale		219		27.1577  USD
USD 1 ordinary		Sale		200		27.2100  USD
USD 1 ordinary		Sale		162		27.1690  USD
USD 1 ordinary		Sale		160		27.3400  USD
USD 1 ordinary		Sale		157		27.0560  USD
USD 1 ordinary		Sale		140		27.1442  USD
USD 1 ordinary		Sale		99		27.0683  USD
USD 1 ordinary		Sale		74		27.0010  USD
USD 1 ordinary		Sale		12		26.9000  USD
USD 1 ordinary		Sale		2		27.2300  USD
USD 1 ordinary		Sale		2		27.1680  USD
USD 1 ordinary		Sale		2		27.1500  USD
USD 1 ordinary		Sale		1		27.1600  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		207	473.5850  ZAR
USD 1 ordinary		SWAP		Decreasing Short		600	473.8565  ZAR
USD 1 ordinary		SWAP		Decreasing Short		30,980	474.1700  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,034	474.6275  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,100	474.7296  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,405	475.2151  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,031	475.2387  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,079	475.2599  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,281	475.4624  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,872	475.5192  ZAR
USD 1 ordinary		SWAP		Decreasing Short		950	475.7547  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,279	475.9038  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,076	476.0516  ZAR
USD 1 ordinary		SWAP		Decreasing Short		900	476.2408  ZAR
USD 1 ordinary		SWAP		Increasing Short		30,980	474.0893  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,130	474.3042  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,700	474.3408  ZAR
USD 1 ordinary		SWAP		Increasing Short		119,538	474.4545  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,034	474.5469  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,877	475.0906  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,405	475.1343  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,031	475.1579  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,079	475.1792  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,201	475.2607  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,293	475.4645  ZAR
USD 1 ordinary		SWAP		Increasing Short		900	476.1599  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,740	476.5083  ZAR
USD 1 ordinary		CFD		Increasing Long		9,130	474.2544  ZAR
USD 1 ordinary		CFD		Increasing Long		119,538	474.3928  ZAR
USD 1 ordinary		CFD		Increasing Long		5,877	475.0645  ZAR
USD 1 ordinary		CFD		Increasing Long		7,201	475.2108  ZAR
USD 1 ordinary		CFD		Increasing Long		1,293	475.4027  ZAR
USD 1 ordinary		CFD		Increasing Long		1,740	476.4582  ZAR
USD 1 ordinary		CFD		Decreasing Long		207	473.6466  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,281	475.5123  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,872	475.5691  ZAR
USD 1 ordinary		CFD		Decreasing Long		950	475.8047  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,279	476.0133  ZAR
USD 1 ordinary		CFD		Decreasing Long		4,076	476.1135  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END