Form 8.3 - AngloGold Ashanti plc

Barclays PLC

17 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				16 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			5,058,287	1.21%	4,873,757	1.15%
(2)	Cash-settled derivatives:
	and/or controlled:			4,619,926	1.09%	3,775,862	0.89%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			9,808,213	2.33%	8,809,619	2.08%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		707,000		480.3300  ZAR
USD 1 ordinary		Purchase		642,635		28.0218  USD
USD 1 ordinary		Purchase		146,723		28.0451  USD
USD 1 ordinary		Purchase		89,602		27.9701  USD
USD 1 ordinary		Purchase		60,493		28.0061  USD
USD 1 ordinary		Purchase		41,999		27.9411  USD
USD 1 ordinary		Purchase		34,335		28.0281  USD
USD 1 ordinary		Purchase		22,835		27.9407  USD
USD 1 ordinary		Purchase		18,018		27.9584  USD
USD 1 ordinary		Purchase		15,978		27.9651  USD
USD 1 ordinary		Purchase		13,509		27.9982  USD
USD 1 ordinary		Purchase		11,702		27.9997  USD
USD 1 ordinary		Purchase		10,027		28.0185  USD
USD 1 ordinary		Purchase		9,435		27.9707  USD
USD 1 ordinary		Purchase		9,125		28.0172  USD
USD 1 ordinary		Purchase		8,434		27.9420  USD
USD 1 ordinary		Purchase		7,459		27.9409  USD
USD 1 ordinary		Purchase		5,934		27.8704  USD
USD 1 ordinary		Purchase		4,330		28.0001  USD
USD 1 ordinary		Purchase		3,870		27.9520  USD
USD 1 ordinary		Purchase		3,718		28.0067  USD
USD 1 ordinary		Purchase		2,966		28.0034  USD
USD 1 ordinary		Purchase		2,788		28.0154  USD
USD 1 ordinary		Purchase		2,751		28.1100  USD
USD 1 ordinary		Purchase		2,552		28.0000  USD
USD 1 ordinary		Purchase		2,332		28.0010  USD
USD 1 ordinary		Purchase		2,000		28.0200  USD
USD 1 ordinary		Purchase		1,667		27.9476  USD
USD 1 ordinary		Purchase		1,525		28.0357  USD
USD 1 ordinary		Purchase		1,263		27.9400  USD
USD 1 ordinary		Purchase		1,132		28.0078  USD
USD 1 ordinary		Purchase		880		28.0178  USD
USD 1 ordinary		Purchase		746		27.9412  USD
USD 1 ordinary		Purchase		730		27.9354  USD
USD 1 ordinary		Purchase		565		27.9452  USD
USD 1 ordinary		Purchase		546		28.0147  USD
USD 1 ordinary		Purchase		546		27.9805  USD
USD 1 ordinary		Purchase		404		27.9253  USD
USD 1 ordinary		Purchase		400		27.9775  USD
USD 1 ordinary		Purchase		400		27.9800  USD
USD 1 ordinary		Purchase		368		27.9927  USD
USD 1 ordinary		Purchase		342		28.0156  USD
USD 1 ordinary		Purchase		332		27.9441  USD
USD 1 ordinary		Purchase		322		27.9914  USD
USD 1 ordinary		Purchase		290		28.0257  USD
USD 1 ordinary		Purchase		282		27.9203  USD
USD 1 ordinary		Purchase		212		27.9376  USD
USD 1 ordinary		Purchase		200		28.2600  USD
USD 1 ordinary		Purchase		167		28.0400  USD
USD 1 ordinary		Purchase		112		27.9873  USD
USD 1 ordinary		Purchase		109		28.1494  USD
USD 1 ordinary		Purchase		100		27.9200  USD
USD 1 ordinary		Purchase		100		27.9350  USD
USD 1 ordinary		Purchase		28		28.0100  USD
USD 1 ordinary		Sale		978,470		28.0167  USD
USD 1 ordinary		Sale		707,000		480.3300  ZAR
USD 1 ordinary		Sale		44,766		28.0047  USD
USD 1 ordinary		Sale		41,999		27.9411  USD
USD 1 ordinary		Sale		13,832		28.0215  USD
USD 1 ordinary		Sale		11,147		28.0001  USD
USD 1 ordinary		Sale		9,024		28.0109  USD
USD 1 ordinary		Sale		5,934		27.8704  USD
USD 1 ordinary		Sale		5,156		28.0433  USD
USD 1 ordinary		Sale		4,722		28.1052  USD
USD 1 ordinary		Sale		4,191		27.9795  USD
USD 1 ordinary		Sale		4,043		27.9906  USD
USD 1 ordinary		Sale		3,773		28.0322  USD
USD 1 ordinary		Sale		2,895		27.9771  USD
USD 1 ordinary		Sale		2,492		28.0354  USD
USD 1 ordinary		Sale		2,000		28.0200  USD
USD 1 ordinary		Sale		1,743		27.9879  USD
USD 1 ordinary		Sale		1,242		28.0000  USD
USD 1 ordinary		Sale		994		28.0710  USD
USD 1 ordinary		Sale		880		28.0178  USD
USD 1 ordinary		Sale		853		28.1190  USD
USD 1 ordinary		Sale		742		28.0414  USD
USD 1 ordinary		Sale		700		28.1735  USD
USD 1 ordinary		Sale		640		27.9865  USD
USD 1 ordinary		Sale		553		28.0975  USD
USD 1 ordinary		Sale		546		27.9805  USD
USD 1 ordinary		Sale		492		28.0355  USD
USD 1 ordinary		Sale		424		27.9376  USD
USD 1 ordinary		Sale		404		27.9253  USD
USD 1 ordinary		Sale		398		27.9700  USD
USD 1 ordinary		Sale		387		28.0150  USD
USD 1 ordinary		Sale		325		28.0851  USD
USD 1 ordinary		Sale		282		27.9866  USD
USD 1 ordinary		Sale		282		27.9203  USD
USD 1 ordinary		Sale		264		28.0448  USD
USD 1 ordinary		Sale		220		28.0275  USD
USD 1 ordinary		Sale		203		28.1615  USD
USD 1 ordinary		Sale		200		28.2600  USD
USD 1 ordinary		Sale		166		28.0400  USD
USD 1 ordinary		Sale		165		28.0216  USD
USD 1 ordinary		Sale		165		28.0116  USD
USD 1 ordinary		Sale		114		28.0024  USD
USD 1 ordinary		Sale		110		28.0075  USD
USD 1 ordinary		Sale		108		27.8361  USD
USD 1 ordinary		Sale		106		28.1900  USD
USD 1 ordinary		Sale		105		27.8397  USD
USD 1 ordinary		Sale		100		28.0050  USD
USD 1 ordinary		Sale		100		27.8300  USD
USD 1 ordinary		Sale		100		27.9800  USD
USD 1 ordinary		Sale		97		28.1550  USD
USD 1 ordinary		Sale		30		27.9500  USD
USD 1 ordinary		Sale		12		28.1050  USD
USD 1 ordinary		Sale		10		28.2000  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		707,000	480.3780  ZAR
USD 1 ordinary		SWAP		Decreasing Short		170	491.9703  ZAR
USD 1 ordinary		SWAP		Decreasing Short		27	492.3236  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,874	494.5079  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,294	494.6017  ZAR
USD 1 ordinary		SWAP		Decreasing Short		27,042	494.6230  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,328	494.8243  ZAR
USD 1 ordinary		SWAP		Decreasing Short		34,390	494.8333  ZAR
USD 1 ordinary		SWAP		Decreasing Short		58	494.9537  ZAR
USD 1 ordinary		SWAP		Decreasing Short		62	494.9892  ZAR
USD 1 ordinary		SWAP		Decreasing Short		41,600	495.1614  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,972	495.2437  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,008	495.3129  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,000	495.4521  ZAR
USD 1 ordinary		SWAP		Decreasing Short		30,000	495.4522  ZAR
USD 1 ordinary		SWAP		Decreasing Short		29	495.4724  ZAR
USD 1 ordinary		SWAP		Decreasing Short		25,829	495.6584  ZAR
USD 1 ordinary		SWAP		Decreasing Short		40,024	495.7000  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,374	496.1781  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,231	493.4774  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,935	493.5152  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,952	493.7833  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,800	493.8587  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,815	493.9084  ZAR
USD 1 ordinary		SWAP		Increasing Short		930,082	494.3850  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,874	494.4239  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,294	494.5177  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,062	494.5898  ZAR
USD 1 ordinary		SWAP		Increasing Short		28,192	494.7294  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,328	494.7402  ZAR
USD 1 ordinary		SWAP		Increasing Short		34,390	494.7492  ZAR
USD 1 ordinary		SWAP		Increasing Short		58	494.8696  ZAR
USD 1 ordinary		SWAP		Increasing Short		62	494.9051  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,972	495.1596  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,008	495.2287  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,000	495.3678  ZAR
USD 1 ordinary		SWAP		Increasing Short		29	495.3882  ZAR
USD 1 ordinary		SWAP		Increasing Short		30,000	495.4522  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,829	495.5741  ZAR
USD 1 ordinary		SWAP		Increasing Short		40,024	495.6157  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,669	495.9331  ZAR
USD 1 ordinary		SWAP		Increasing Short		900	497.2316  ZAR
USD 1 ordinary		SWAP		Increasing Short		183	497.2821  ZAR
USD 1 ordinary		CFD		Increasing Long		13,935	493.4634  ZAR
USD 1 ordinary		CFD		Increasing Long		24,952	493.7191  ZAR
USD 1 ordinary		CFD		Increasing Long		8,815	493.8812  ZAR
USD 1 ordinary		CFD		Increasing Long		930,082	494.3207  ZAR
USD 1 ordinary		CFD		Increasing Long		13,062	494.5378  ZAR
USD 1 ordinary		CFD		Increasing Long		28,192	494.6774  ZAR
USD 1 ordinary		CFD		Increasing Long		183	497.1677  ZAR
USD 1 ordinary		CFD		Decreasing Long		707,000	480.3797  ZAR
USD 1 ordinary		CFD		Decreasing Long		170	492.0835  ZAR
USD 1 ordinary		CFD		Decreasing Long		27	492.3877  ZAR
USD 1 ordinary		CFD		Decreasing Long		27,042	494.6749  ZAR
USD 1 ordinary		CFD		Decreasing Long		11,374	496.2054  ZAR
USD 1 ordinary		SWAP		Increasing Short		41,999	27.9426  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END