Form 8.3 - AngloGold Ashanti plc

Barclays PLC

18 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				17 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			5,644,826	1.34%	5,462,274	1.29%
(2)	Cash-settled derivatives:
	and/or controlled:			5,212,674	1.23%	4,368,610	1.03%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			10,987,500	2.61%	9,990,884	2.37%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		583,707		28.8068  USD
USD 1 ordinary		Purchase		225,000		510.3000  ZAR
USD 1 ordinary		Purchase		109,404		28.7089  USD
USD 1 ordinary		Purchase		79,729		29.2414  USD
USD 1 ordinary		Purchase		79,476		29.2333  USD
USD 1 ordinary		Purchase		42,600		517.1105  ZAR
USD 1 ordinary		Purchase		33,808		28.7740  USD
USD 1 ordinary		Purchase		29,380		29.1726  USD
USD 1 ordinary		Purchase		22,098		29.3150  USD
USD 1 ordinary		Purchase		21,587		29.2964  USD
USD 1 ordinary		Purchase		10,906		29.1773  USD
USD 1 ordinary		Purchase		8,432		28.5512  USD
USD 1 ordinary		Purchase		8,141		29.2276  USD
USD 1 ordinary		Purchase		4,500		29.3300  USD
USD 1 ordinary		Purchase		2,784		29.3578  USD
USD 1 ordinary		Purchase		1,235		29.3254  USD
USD 1 ordinary		Purchase		955		29.3373  USD
USD 1 ordinary		Purchase		560		29.4849  USD
USD 1 ordinary		Purchase		552		29.3446  USD
USD 1 ordinary		Purchase		540		29.5200  USD
USD 1 ordinary		Purchase		469		29.3224  USD
USD 1 ordinary		Purchase		402		28.8900  USD
USD 1 ordinary		Purchase		367		29.4125  USD
USD 1 ordinary		Purchase		315		29.2640  USD
USD 1 ordinary		Purchase		278		29.3565  USD
USD 1 ordinary		Purchase		180		29.4480  USD
USD 1 ordinary		Purchase		90		29.4950  USD
USD 1 ordinary		Purchase		52		29.4056  USD
USD 1 ordinary		Purchase		32		29.2000  USD
USD 1 ordinary		Purchase		28		29.3100  USD
USD 1 ordinary		Purchase		8		29.2812  USD
USD 1 ordinary		Sale		818,200		28.8472  USD
USD 1 ordinary		Sale		225,000		510.3000  ZAR
USD 1 ordinary		Sale		42,600		517.1105  ZAR
USD 1 ordinary		Sale		34,958		29.3485  USD
USD 1 ordinary		Sale		19,483		29.3174  USD
USD 1 ordinary		Sale		15,455		29.2908  USD
USD 1 ordinary		Sale		15,202		28.6664  USD
USD 1 ordinary		Sale		11,805		29.2068  USD
USD 1 ordinary		Sale		10,828		29.3939  USD
USD 1 ordinary		Sale		9,415		28.6264  USD
USD 1 ordinary		Sale		7,849		28.8252  USD
USD 1 ordinary		Sale		7,082		29.1934  USD
USD 1 ordinary		Sale		5,511		29.3261  USD
USD 1 ordinary		Sale		5,249		29.1792  USD
USD 1 ordinary		Sale		4,721		29.1181  USD
USD 1 ordinary		Sale		4,500		29.3300  USD
USD 1 ordinary		Sale		3,405		29.3269  USD
USD 1 ordinary		Sale		2,743		29.3115  USD
USD 1 ordinary		Sale		2,714		29.1697  USD
USD 1 ordinary		Sale		2,544		29.4886  USD
USD 1 ordinary		Sale		2,311		29.1720  USD
USD 1 ordinary		Sale		1,511		29.3128  USD
USD 1 ordinary		Sale		1,427		29.1610  USD
USD 1 ordinary		Sale		1,400		29.3574  USD
USD 1 ordinary		Sale		1,400		29.0935  USD
USD 1 ordinary		Sale		1,392		29.3578  USD
USD 1 ordinary		Sale		1,308		29.5200  USD
USD 1 ordinary		Sale		1,306		29.2107  USD
USD 1 ordinary		Sale		1,192		29.3642  USD
USD 1 ordinary		Sale		1,120		29.0710  USD
USD 1 ordinary		Sale		1,110		29.3121  USD
USD 1 ordinary		Sale		800		29.2375  USD
USD 1 ordinary		Sale		571		28.4739  USD
USD 1 ordinary		Sale		560		29.4849  USD
USD 1 ordinary		Sale		402		28.8900  USD
USD 1 ordinary		Sale		342		29.3288  USD
USD 1 ordinary		Sale		315		29.2640  USD
USD 1 ordinary		Sale		305		29.2468  USD
USD 1 ordinary		Sale		234		29.2523  USD
USD 1 ordinary		Sale		210		29.3703  USD
USD 1 ordinary		Sale		200		29.0800  USD
USD 1 ordinary		Sale		200		29.2450  USD
USD 1 ordinary		Sale		189		29.4961  USD
USD 1 ordinary		Sale		106		29.4500  USD
USD 1 ordinary		Sale		106		29.4700  USD
USD 1 ordinary		Sale		100		29.1300  USD
USD 1 ordinary		Sale		53		29.5250  USD
USD 1 ordinary		Sale		53		29.4800  USD
USD 1 ordinary		Sale		53		29.5100  USD
USD 1 ordinary		Sale		26		29.4056  USD
USD 1 ordinary		Sale		18		29.4090  USD
USD 1 ordinary		Sale		8		29.3982  USD
USD 1 ordinary		Sale		1		29.3250  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		13,900	508.2124  ZAR
USD 1 ordinary		SWAP		Decreasing Short		20,400	509.8117  ZAR
USD 1 ordinary		SWAP		Decreasing Short		225,000	510.3510  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,069	512.2838  ZAR
USD 1 ordinary		SWAP		Decreasing Short		36,257	512.6462  ZAR
USD 1 ordinary		SWAP		Decreasing Short		32,495	513.0372  ZAR
USD 1 ordinary		SWAP		Decreasing Short		37,291	513.2321  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,695	515.1600  ZAR
USD 1 ordinary		SWAP		Decreasing Short		892	515.7406  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,894	516.3849  ZAR
USD 1 ordinary		SWAP		Decreasing Short		113	519.7677  ZAR
USD 1 ordinary		SWAP		Decreasing Short		398	520.1956  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,045	520.8249  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,427	521.3755  ZAR
USD 1 ordinary		SWAP		Decreasing Short		912	521.6900  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,100	505.0835  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,800	506.3224  ZAR
USD 1 ordinary		SWAP		Increasing Short		19,408	510.0531  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,880	510.6634  ZAR
USD 1 ordinary		SWAP		Increasing Short		733,988	511.6983  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,081	512.0687  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,069	512.1967  ZAR
USD 1 ordinary		SWAP		Increasing Short		36,257	512.5591  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,000	512.9305  ZAR
USD 1 ordinary		SWAP		Increasing Short		32,495	512.9500  ZAR
USD 1 ordinary		SWAP		Increasing Short		37,291	513.1449  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,493	513.6893  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,888	513.9388  ZAR
USD 1 ordinary		SWAP		Increasing Short		22,278	518.0499  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,427	521.2869  ZAR
USD 1 ordinary		SWAP		Increasing Short		912	521.6013  ZAR
USD 1 ordinary		CFD		Increasing Long		19,408	509.9995  ZAR
USD 1 ordinary		CFD		Increasing Long		25,880	510.5970  ZAR
USD 1 ordinary		CFD		Increasing Long		733,988	511.6318  ZAR
USD 1 ordinary		CFD		Increasing Long		13,081	512.0149  ZAR
USD 1 ordinary		CFD		Increasing Long		1,493	513.5712  ZAR
USD 1 ordinary		CFD		Increasing Long		1,888	513.9105  ZAR
USD 1 ordinary		CFD		Increasing Long		22,278	517.9955  ZAR
USD 1 ordinary		CFD		Decreasing Long		20,400	509.8653  ZAR
USD 1 ordinary		CFD		Decreasing Long		225,000	510.3531  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,695	515.1883  ZAR
USD 1 ordinary		CFD		Decreasing Long		892	515.7948  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,894	516.4392  ZAR
USD 1 ordinary		CFD		Decreasing Long		113	519.8353  ZAR
USD 1 ordinary		CFD		Decreasing Long		398	520.3152  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,045	520.8926  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				18 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END