Form 8.3 - AngloGold Ashanti plc

Barclays PLC

22 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				21 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			5,468,902	1.30%	5,289,419	1.25%
(2)	Cash-settled derivatives:
	and/or controlled:			5,185,547	1.22%	3,818,955	0.90%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			10,784,449	2.55%	9,268,374	2.19%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		470,833		30.7176  USD
USD 1 ordinary		Purchase		67,085		30.5809  USD
USD 1 ordinary		Purchase		46,591		30.7119  USD
USD 1 ordinary		Purchase		34,042		30.6864  USD
USD 1 ordinary		Purchase		28,622		30.6549  USD
USD 1 ordinary		Purchase		28,430		30.5549  USD
USD 1 ordinary		Purchase		24,000		541.5492  ZAR
USD 1 ordinary		Purchase		20,865		30.7826  USD
USD 1 ordinary		Purchase		18,287		30.5794  USD
USD 1 ordinary		Purchase		15,155		30.6043  USD
USD 1 ordinary		Purchase		11,718		30.7197  USD
USD 1 ordinary		Purchase		7,934		30.6515  USD
USD 1 ordinary		Purchase		6,825		30.6378  USD
USD 1 ordinary		Purchase		6,672		30.6457  USD
USD 1 ordinary		Purchase		5,780		30.7021  USD
USD 1 ordinary		Purchase		5,010		30.8067  USD
USD 1 ordinary		Purchase		4,191		30.6037  USD
USD 1 ordinary		Purchase		2,067		30.6443  USD
USD 1 ordinary		Purchase		2,020		30.6250  USD
USD 1 ordinary		Purchase		1,941		30.6221  USD
USD 1 ordinary		Purchase		1,580		30.6327  USD
USD 1 ordinary		Purchase		1,571		30.5970  USD
USD 1 ordinary		Purchase		1,343		30.5980  USD
USD 1 ordinary		Purchase		1,220		30.5791  USD
USD 1 ordinary		Purchase		1,219		30.6700  USD
USD 1 ordinary		Purchase		1,148		30.6355  USD
USD 1 ordinary		Purchase		1,065		541.4500  ZAR
USD 1 ordinary		Purchase		356		30.6000  USD
USD 1 ordinary		Purchase		300		30.6033  USD
USD 1 ordinary		Purchase		300		30.6866  USD
USD 1 ordinary		Purchase		212		30.6739  USD
USD 1 ordinary		Purchase		200		31.0400  USD
USD 1 ordinary		Purchase		200		30.4700  USD
USD 1 ordinary		Purchase		200		30.6050  USD
USD 1 ordinary		Purchase		131		30.6300  USD
USD 1 ordinary		Purchase		74		30.5286  USD
USD 1 ordinary		Purchase		36		30.5543  USD
USD 1 ordinary		Sale		616,872		30.6978  USD
USD 1 ordinary		Sale		35,057		30.7052  USD
USD 1 ordinary		Sale		25,138		30.6198  USD
USD 1 ordinary		Sale		24,000		541.5491  ZAR
USD 1 ordinary		Sale		22,727		30.6401  USD
USD 1 ordinary		Sale		19,166		30.5858  USD
USD 1 ordinary		Sale		12,306		30.6558  USD
USD 1 ordinary		Sale		6,253		30.6700  USD
USD 1 ordinary		Sale		6,013		30.7104  USD
USD 1 ordinary		Sale		5,940		30.8085  USD
USD 1 ordinary		Sale		5,531		30.5517  USD
USD 1 ordinary		Sale		5,286		30.8479  USD
USD 1 ordinary		Sale		4,805		30.5534  USD
USD 1 ordinary		Sale		3,930		30.6217  USD
USD 1 ordinary		Sale		3,589		30.7119  USD
USD 1 ordinary		Sale		3,356		30.5776  USD
USD 1 ordinary		Sale		2,202		30.8837  USD
USD 1 ordinary		Sale		2,000		30.4695  USD
USD 1 ordinary		Sale		1,807		30.5843  USD
USD 1 ordinary		Sale		1,476		30.8091  USD
USD 1 ordinary		Sale		1,439		30.6267  USD
USD 1 ordinary		Sale		1,340		30.6322  USD
USD 1 ordinary		Sale		1,228		30.5432  USD
USD 1 ordinary		Sale		1,214		30.7207  USD
USD 1 ordinary		Sale		1,148		30.6355  USD
USD 1 ordinary		Sale		1,065		541.4500  ZAR
USD 1 ordinary		Sale		937		30.6746  USD
USD 1 ordinary		Sale		803		30.6024  USD
USD 1 ordinary		Sale		440		30.6688  USD
USD 1 ordinary		Sale		430		30.6500  USD
USD 1 ordinary		Sale		356		30.7960  USD
USD 1 ordinary		Sale		300		30.4700  USD
USD 1 ordinary		Sale		257		30.5276  USD
USD 1 ordinary		Sale		203		30.6286  USD
USD 1 ordinary		Sale		200		31.0400  USD
USD 1 ordinary		Sale		141		30.6943  USD
USD 1 ordinary		Sale		112		30.5144  USD
USD 1 ordinary		Sale		100		30.6000  USD
USD 1 ordinary		Sale		56		30.5250  USD
USD 1 ordinary		Sale		48		30.6600  USD
USD 1 ordinary		Sale		36		30.5543  USD
USD 1 ordinary		Sale		15		30.4850  USD
USD 1 ordinary		Sale		4		30.5000  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		263,335	535.0635  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,569	536.8337  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,498	537.1204  ZAR
USD 1 ordinary		SWAP		Decreasing Short		29,772	539.9032  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,109	540.1248  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,517	540.1629  ZAR
USD 1 ordinary		SWAP		Decreasing Short		24	540.4400  ZAR
USD 1 ordinary		SWAP		Decreasing Short		44	540.4531  ZAR
USD 1 ordinary		SWAP		Decreasing Short		29,305	541.1233  ZAR
USD 1 ordinary		SWAP		Decreasing Short		23,234	541.3651  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,153	541.4300  ZAR
USD 1 ordinary		SWAP		Decreasing Short		26,555	541.4475  ZAR
USD 1 ordinary		SWAP		Decreasing Short		26,776	541.4500  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,600	541.4756  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,849	541.5622  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,000	542.8825  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,589	542.9380  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,106	544.0624  ZAR
USD 1 ordinary		SWAP		Decreasing Short		694	544.3401  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,377	538.7037  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,300	538.9504  ZAR
USD 1 ordinary		SWAP		Increasing Short		921	539.7194  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,109	540.0330  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,517	540.0711  ZAR
USD 1 ordinary		SWAP		Increasing Short		24	540.3481  ZAR
USD 1 ordinary		SWAP		Increasing Short		44	540.3613  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,339	540.3670  ZAR
USD 1 ordinary		SWAP		Increasing Short		29,305	541.0313  ZAR
USD 1 ordinary		SWAP		Increasing Short		567,362	541.2011  ZAR
USD 1 ordinary		SWAP		Increasing Short		23,234	541.2731  ZAR
USD 1 ordinary		SWAP		Increasing Short		26,555	541.3555  ZAR
USD 1 ordinary		SWAP		Increasing Short		26,776	541.3579  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,849	541.4702  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,584	541.8492  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,000	542.7902  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,589	542.8457  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,300	543.0795  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,251	544.0845  ZAR
USD 1 ordinary		CFD		Increasing Long		3,377	538.6471  ZAR
USD 1 ordinary		CFD		Increasing Long		921	539.6897  ZAR
USD 1 ordinary		CFD		Increasing Long		9,339	540.3102  ZAR
USD 1 ordinary		CFD		Increasing Long		567,362	541.1307  ZAR
USD 1 ordinary		CFD		Increasing Long		25,584	541.7787  ZAR
USD 1 ordinary		CFD		Increasing Long		10,251	544.0273  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,569	536.9571  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,498	537.1768  ZAR
USD 1 ordinary		CFD		Decreasing Long		29,772	539.9598  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,153	541.5003  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,106	544.1195  ZAR
USD 1 ordinary		CFD		Decreasing Long		694	544.3700  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				22 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END