Form 8.3 - AngloGold Ashanti plc

Barclays PLC

23 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				22 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,225,832	1.01%	4,055,459	0.96%
(2)	Cash-settled derivatives:
	and/or controlled:			3,973,920	0.94%	2,612,471	0.62%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,329,752	1.97%	6,827,930	1.62%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		1,705,000		539.3500  ZAR
USD 1 ordinary		Purchase		424,579		30.8085  USD
USD 1 ordinary		Purchase		61,490		31.1251  USD
USD 1 ordinary		Purchase		46,990		30.6898  USD
USD 1 ordinary		Purchase		29,503		30.9480  USD
USD 1 ordinary		Purchase		14,713		30.7568  USD
USD 1 ordinary		Purchase		9,000		31.1222  USD
USD 1 ordinary		Purchase		8,000		542.9355  ZAR
USD 1 ordinary		Purchase		7,275		31.1762  USD
USD 1 ordinary		Purchase		5,966		31.0141  USD
USD 1 ordinary		Purchase		5,123		31.0763  USD
USD 1 ordinary		Purchase		4,545		31.0666  USD
USD 1 ordinary		Purchase		4,419		31.0949  USD
USD 1 ordinary		Purchase		3,099		546.9100  ZAR
USD 1 ordinary		Purchase		3,075		31.2268  USD
USD 1 ordinary		Purchase		2,240		31.2300  USD
USD 1 ordinary		Purchase		2,130		31.4407  USD
USD 1 ordinary		Purchase		1,571		30.8498  USD
USD 1 ordinary		Purchase		1,166		31.3062  USD
USD 1 ordinary		Purchase		1,050		31.3804  USD
USD 1 ordinary		Purchase		1,018		30.9615  USD
USD 1 ordinary		Purchase		644		31.2399  USD
USD 1 ordinary		Purchase		480		31.4500  USD
USD 1 ordinary		Purchase		468		31.1395  USD
USD 1 ordinary		Purchase		245		31.1903  USD
USD 1 ordinary		Purchase		110		31.3799  USD
USD 1 ordinary		Purchase		106		31.1179  USD
USD 1 ordinary		Purchase		100		30.9600  USD
USD 1 ordinary		Purchase		100		31.4100  USD
USD 1 ordinary		Purchase		30		31.0450  USD
USD 1 ordinary		Purchase		20		31.1300  USD
USD 1 ordinary		Purchase		4		31.1500  USD
USD 1 ordinary		Sale		1,705,000		539.3500  ZAR
USD 1 ordinary		Sale		557,974		30.8369  USD
USD 1 ordinary		Sale		12,780		31.2958  USD
USD 1 ordinary		Sale		12,450		30.7017  USD
USD 1 ordinary		Sale		9,110		31.1253  USD
USD 1 ordinary		Sale		8,000		542.9355  ZAR
USD 1 ordinary		Sale		4,922		31.3282  USD
USD 1 ordinary		Sale		4,319		30.6539  USD
USD 1 ordinary		Sale		3,534		31.1722  USD
USD 1 ordinary		Sale		3,200		31.1168  USD
USD 1 ordinary		Sale		3,129		31.1564  USD
USD 1 ordinary		Sale		3,099		546.9100  ZAR
USD 1 ordinary		Sale		2,519		31.2284  USD
USD 1 ordinary		Sale		2,273		31.0836  USD
USD 1 ordinary		Sale		2,200		31.2300  USD
USD 1 ordinary		Sale		2,071		31.0958  USD
USD 1 ordinary		Sale		1,925		31.4500  USD
USD 1 ordinary		Sale		1,705		31.0869  USD
USD 1 ordinary		Sale		1,683		31.0635  USD
USD 1 ordinary		Sale		1,567		30.8854  USD
USD 1 ordinary		Sale		1,331		31.1132  USD
USD 1 ordinary		Sale		1,068		30.9459  USD
USD 1 ordinary		Sale		1,039		31.0298  USD
USD 1 ordinary		Sale		910		30.6721  USD
USD 1 ordinary		Sale		648		31.2272  USD
USD 1 ordinary		Sale		574		30.9578  USD
USD 1 ordinary		Sale		570		30.6610  USD
USD 1 ordinary		Sale		551		31.2963  USD
USD 1 ordinary		Sale		534		31.2511  USD
USD 1 ordinary		Sale		532		31.0821  USD
USD 1 ordinary		Sale		468		31.1395  USD
USD 1 ordinary		Sale		400		31.0200  USD
USD 1 ordinary		Sale		200		31.1500  USD
USD 1 ordinary		Sale		200		31.1200  USD
USD 1 ordinary		Sale		200		31.2200  USD
USD 1 ordinary		Sale		200		31.1800  USD
USD 1 ordinary		Sale		149		31.4000  USD
USD 1 ordinary		Sale		100		31.3100  USD
USD 1 ordinary		Sale		93		30.9059  USD
USD 1 ordinary		Sale		41		31.3764  USD
USD 1 ordinary		Sale		34		31.3950  USD
USD 1 ordinary		Sale		30		31.0450  USD
USD 1 ordinary		Sale		17		31.3750  USD
USD 1 ordinary		Sale		10		30.9700  USD
USD 1 ordinary		Sale		10		31.3350  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		10,412	539.3674  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,705,000	539.4039  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,543	539.7367  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,032	540.8848  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,974	540.9079  ZAR
USD 1 ordinary		SWAP		Decreasing Short		35,075	540.9361  ZAR
USD 1 ordinary		SWAP		Decreasing Short		447	540.9640  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,435	541.2160  ZAR
USD 1 ordinary		SWAP		Decreasing Short		25,143	541.2958  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,906	541.7822  ZAR
USD 1 ordinary		SWAP		Decreasing Short		22,257	541.9848  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,660	542.1718  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,999	542.4849  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,201	542.7084  ZAR
USD 1 ordinary		SWAP		Decreasing Short		508	542.9184  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,254	543.4544  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,900	543.7401  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,000	543.8402  ZAR
USD 1 ordinary		SWAP		Decreasing Short		37,211	546.9100  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,000	547.2448  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,213	540.0591  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,101	540.2753  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,032	540.7928  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,974	540.8159  ZAR
USD 1 ordinary		SWAP		Increasing Short		35,075	540.8442  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,143	541.2038  ZAR
USD 1 ordinary		SWAP		Increasing Short		510,862	541.3615  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,906	541.6901  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,660	542.0796  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,999	542.3927  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,201	542.6162  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,800	543.2286  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,794	543.3550  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,000	543.7477  ZAR
USD 1 ordinary		SWAP		Increasing Short		50,442	546.0464  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,100	546.6187  ZAR
USD 1 ordinary		SWAP		Increasing Short		37,211	546.8170  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,125	547.0782  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,000	547.1518  ZAR
USD 1 ordinary		CFD		Increasing Long		13,213	540.0024  ZAR
USD 1 ordinary		CFD		Increasing Long		13,101	540.2051  ZAR
USD 1 ordinary		CFD		Increasing Long		510,862	541.2911  ZAR
USD 1 ordinary		CFD		Increasing Long		4,794	543.2979  ZAR
USD 1 ordinary		CFD		Increasing Long		50,442	545.9890  ZAR
USD 1 ordinary		CFD		Increasing Long		1,125	546.9523  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,455,000	539.4058  ZAR
USD 1 ordinary		CFD		Decreasing Long		250,000	539.4061  ZAR
USD 1 ordinary		CFD		Decreasing Long		10,412	539.4240  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,543	539.8609  ZAR
USD 1 ordinary		CFD		Decreasing Long		447	540.9938  ZAR
USD 1 ordinary		CFD		Decreasing Long		12,435	541.2728  ZAR
USD 1 ordinary		CFD		Decreasing Long		22,257	542.0417  ZAR
USD 1 ordinary		CFD		Decreasing Long		508	542.9889  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,254	543.5251  ZAR
USD 1 ordinary		SWAP		Decreasing Long		14,143	33.0000  USD
USD 1 ordinary		SWAP		Decreasing Short		9,000	31.1208  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END