Form 8.3 - AngloGold Ashanti plc

Barclays PLC

25 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				24 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,982,359	0.95%	3,812,221	0.90%
(2)	Cash-settled derivatives:
	and/or controlled:			3,721,357	0.88%	2,350,298	0.55%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			7,833,716	1.86%	6,322,519	1.49%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		592,077		539.1300  ZAR
USD 1 ordinary		Purchase		374,717		30.0903  USD
USD 1 ordinary		Purchase		49,542		29.9788  USD
USD 1 ordinary		Purchase		28,115		29.9878  USD
USD 1 ordinary		Purchase		20,460		30.5376  USD
USD 1 ordinary		Purchase		9,866		30.3266  USD
USD 1 ordinary		Purchase		8,247		30.1214  USD
USD 1 ordinary		Purchase		8,047		30.0112  USD
USD 1 ordinary		Purchase		6,876		29.9196  USD
USD 1 ordinary		Purchase		6,508		30.0103  USD
USD 1 ordinary		Purchase		6,334		29.9160  USD
USD 1 ordinary		Purchase		3,821		29.9115  USD
USD 1 ordinary		Purchase		2,761		29.8701  USD
USD 1 ordinary		Purchase		1,874		29.9066  USD
USD 1 ordinary		Purchase		1,278		29.9188  USD
USD 1 ordinary		Purchase		1,200		29.7658  USD
USD 1 ordinary		Purchase		1,150		30.0290  USD
USD 1 ordinary		Purchase		843		29.8906  USD
USD 1 ordinary		Purchase		820		29.9037  USD
USD 1 ordinary		Purchase		605		531.8900  ZAR
USD 1 ordinary		Purchase		600		29.8650  USD
USD 1 ordinary		Purchase		534		29.8465  USD
USD 1 ordinary		Purchase		400		29.8900  USD
USD 1 ordinary		Purchase		330		29.8366  USD
USD 1 ordinary		Purchase		100		29.9400  USD
USD 1 ordinary		Purchase		100		29.8500  USD
USD 1 ordinary		Purchase		100		30.0000  USD
USD 1 ordinary		Purchase		45		29.9633  USD
USD 1 ordinary		Purchase		28		30.1000  USD
USD 1 ordinary		Purchase		7		29.8901  USD
USD 1 ordinary		Purchase		1		29.8910  USD
USD 1 ordinary		Purchase		1		29.8700  USD
USD 1 ordinary		Purchase		1		29.9700  USD
USD 1 ordinary		Sale		592,077		539.1300  ZAR
USD 1 ordinary		Sale		463,956		30.1009  USD
USD 1 ordinary		Sale		14,897		29.9008  USD
USD 1 ordinary		Sale		12,429		29.8835  USD
USD 1 ordinary		Sale		8,817		29.9812  USD
USD 1 ordinary		Sale		8,690		30.1144  USD
USD 1 ordinary		Sale		4,120		29.9254  USD
USD 1 ordinary		Sale		3,394		30.2481  USD
USD 1 ordinary		Sale		2,507		30.2484  USD
USD 1 ordinary		Sale		2,329		29.9207  USD
USD 1 ordinary		Sale		2,311		29.9249  USD
USD 1 ordinary		Sale		2,114		29.8942  USD
USD 1 ordinary		Sale		1,871		29.9918  USD
USD 1 ordinary		Sale		1,522		29.9295  USD
USD 1 ordinary		Sale		1,423		29.9120  USD
USD 1 ordinary		Sale		1,310		30.0836  USD
USD 1 ordinary		Sale		866		29.9020  USD
USD 1 ordinary		Sale		605		531.8900  ZAR
USD 1 ordinary		Sale		534		29.8465  USD
USD 1 ordinary		Sale		412		29.9540  USD
USD 1 ordinary		Sale		406		29.8900  USD
USD 1 ordinary		Sale		287		30.5630  USD
USD 1 ordinary		Sale		162		29.8630  USD
USD 1 ordinary		Sale		100		29.9900  USD
USD 1 ordinary		Sale		100		30.0000  USD
USD 1 ordinary		Sale		100		29.8500  USD
USD 1 ordinary		Sale		44		29.9650  USD
USD 1 ordinary		Sale		2		30.1700  USD
USD 1 ordinary		Sale		2		29.8910  USD
USD 1 ordinary		Sale		1		29.8700  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		176	530.1512  ZAR
USD 1 ordinary		SWAP		Decreasing Short		22	530.1572  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,112	530.2734  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,684	530.8325  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,042	531.6772  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,606	531.8900  ZAR
USD 1 ordinary		SWAP		Decreasing Short		578	532.2418  ZAR
USD 1 ordinary		SWAP		Decreasing Short		771	535.3665  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,445	537.1425  ZAR
USD 1 ordinary		SWAP		Decreasing Short		384	538.8209  ZAR
USD 1 ordinary		SWAP		Decreasing Short		592,077	539.1839  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,566	539.6111  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,646	539.8893  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,925	540.4422  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,067	541.2531  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,060	541.2937  ZAR
USD 1 ordinary		SWAP		Decreasing Short		45	541.4720  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,863	541.5001  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17	541.5960  ZAR
USD 1 ordinary		SWAP		Decreasing Short		141	541.6104  ZAR
USD 1 ordinary		SWAP		Decreasing Short		35	541.8907  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5	542.0088  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,000	544.1853  ZAR
USD 1 ordinary		SWAP		Increasing Short		176	530.1512  ZAR
USD 1 ordinary		SWAP		Increasing Short		22	530.1572  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,112	530.1833  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,684	530.7423  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,648	531.7995  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,648	532.5403  ZAR
USD 1 ordinary		SWAP		Increasing Short		31,128	533.2060  ZAR
USD 1 ordinary		SWAP		Increasing Short		442,245	533.7646  ZAR
USD 1 ordinary		SWAP		Increasing Short		771	535.2755  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,589	536.0965  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,833	536.2634  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,067	541.1610  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,060	541.2017  ZAR
USD 1 ordinary		SWAP		Increasing Short		45	541.3800  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,863	541.4080  ZAR
USD 1 ordinary		SWAP		Increasing Short		17	541.5960  ZAR
USD 1 ordinary		SWAP		Increasing Short		141	541.6104  ZAR
USD 1 ordinary		SWAP		Increasing Short		35	541.8907  ZAR
USD 1 ordinary		SWAP		Increasing Short		5	542.0088  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,330	543.3264  ZAR
USD 1 ordinary		SWAP		Increasing Short		485	544.0926  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,000	544.0928  ZAR
USD 1 ordinary		SWAP		Increasing Long		148	18.0000  USD
USD 1 ordinary		CFD		Increasing Long		1,648	532.4178  ZAR
USD 1 ordinary		CFD		Increasing Long		31,128	533.1500  ZAR
USD 1 ordinary		CFD		Increasing Long		442,245	533.6952  ZAR
USD 1 ordinary		CFD		Increasing Long		14,589	536.0402  ZAR
USD 1 ordinary		CFD		Increasing Long		13,833	536.1936  ZAR
USD 1 ordinary		CFD		Increasing Long		9,330	543.2694  ZAR
USD 1 ordinary		CFD		Increasing Long		485	544.0626  ZAR
USD 1 ordinary		CFD		Decreasing Long		578	532.2976  ZAR
USD 1 ordinary		CFD		Decreasing Long		12,445	537.1989  ZAR
USD 1 ordinary		CFD		Decreasing Long		384	538.8909  ZAR
USD 1 ordinary		CFD		Decreasing Long		592,077	539.1858  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,566	539.6677  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,646	540.0135  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,925	540.4720  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				25 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END