Form 8.3 - AngloGold Ashanti plc

Barclays PLC

28 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				25 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,140,371	0.99%	3,970,526	0.94%
(2)	Cash-settled derivatives:
	and/or controlled:			3,927,261	0.93%	2,552,384	0.60%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,197,632	1.95%	6,682,910	1.58%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		138,859		29.6125  USD
USD 1 ordinary		Purchase		30,138		29.5475  USD
USD 1 ordinary		Purchase		18,841		29.7604  USD
USD 1 ordinary		Purchase		16,367		29.5017  USD
USD 1 ordinary		Purchase		10,657		29.5766  USD
USD 1 ordinary		Purchase		10,502		29.6270  USD
USD 1 ordinary		Purchase		5,054		29.5680  USD
USD 1 ordinary		Purchase		3,682		29.6140  USD
USD 1 ordinary		Purchase		2,966		29.7538  USD
USD 1 ordinary		Purchase		2,744		29.5775  USD
USD 1 ordinary		Purchase		2,242		29.5435  USD
USD 1 ordinary		Purchase		1,711		29.5702  USD
USD 1 ordinary		Purchase		1,427		29.5000  USD
USD 1 ordinary		Purchase		1,289		29.5719  USD
USD 1 ordinary		Purchase		1,245		29.5543  USD
USD 1 ordinary		Purchase		1,058		29.5476  USD
USD 1 ordinary		Purchase		1,047		29.5670  USD
USD 1 ordinary		Purchase		1,000		29.6100  USD
USD 1 ordinary		Purchase		1,000		524.5742  ZAR
USD 1 ordinary		Purchase		640		29.5824  USD
USD 1 ordinary		Purchase		615		29.6500  USD
USD 1 ordinary		Purchase		549		29.5817  USD
USD 1 ordinary		Purchase		449		29.6465  USD
USD 1 ordinary		Purchase		417		29.5939  USD
USD 1 ordinary		Purchase		302		525.7800  ZAR
USD 1 ordinary		Purchase		283		29.5907  USD
USD 1 ordinary		Purchase		230		29.6343  USD
USD 1 ordinary		Purchase		165		29.5757  USD
USD 1 ordinary		Purchase		122		29.6453  USD
USD 1 ordinary		Purchase		70		29.5100  USD
USD 1 ordinary		Purchase		40		531.8612  ZAR
USD 1 ordinary		Purchase		30		29.6790  USD
USD 1 ordinary		Purchase		15		29.6350  USD
USD 1 ordinary		Purchase		5		29.3900  USD
USD 1 ordinary		Purchase		1		29.3800  USD
USD 1 ordinary		Sale		194,233		29.6172  USD
USD 1 ordinary		Sale		22,822		29.5215  USD
USD 1 ordinary		Sale		4,688		29.5974  USD
USD 1 ordinary		Sale		3,814		29.5753  USD
USD 1 ordinary		Sale		3,374		29.5387  USD
USD 1 ordinary		Sale		3,059		29.5811  USD
USD 1 ordinary		Sale		2,852		29.6159  USD
USD 1 ordinary		Sale		2,734		29.5000  USD
USD 1 ordinary		Sale		2,433		29.7455  USD
USD 1 ordinary		Sale		2,371		29.6561  USD
USD 1 ordinary		Sale		1,995		29.5480  USD
USD 1 ordinary		Sale		1,302		524.8538  ZAR
USD 1 ordinary		Sale		1,183		29.5708  USD
USD 1 ordinary		Sale		1,130		29.6128  USD
USD 1 ordinary		Sale		1,047		29.5670  USD
USD 1 ordinary		Sale		880		29.5488  USD
USD 1 ordinary		Sale		838		29.6466  USD
USD 1 ordinary		Sale		705		29.6531  USD
USD 1 ordinary		Sale		640		29.5824  USD
USD 1 ordinary		Sale		625		29.7174  USD
USD 1 ordinary		Sale		615		29.6500  USD
USD 1 ordinary		Sale		552		29.5253  USD
USD 1 ordinary		Sale		506		29.5720  USD
USD 1 ordinary		Sale		408		29.5534  USD
USD 1 ordinary		Sale		337		29.8121  USD
USD 1 ordinary		Sale		200		29.5450  USD
USD 1 ordinary		Sale		200		29.8300  USD
USD 1 ordinary		Sale		195		29.5075  USD
USD 1 ordinary		Sale		115		29.6343  USD
USD 1 ordinary		Sale		98		29.5268  USD
USD 1 ordinary		Sale		40		531.8613  ZAR
USD 1 ordinary		Sale		34		29.4243  USD
USD 1 ordinary		Sale		30		29.6790  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		1	520.7200  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,604	523.5510  ZAR
USD 1 ordinary		SWAP		Decreasing Short		23,871	523.7520  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,708	523.8423  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,866	523.8557  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,687	524.0405  ZAR
USD 1 ordinary		SWAP		Decreasing Short		86	525.1320  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,440	525.2521  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,560	525.3156  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,022	525.7800  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,332	525.7834  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,000	526.8441  ZAR
USD 1 ordinary		SWAP		Decreasing Short		640	530.1499  ZAR
USD 1 ordinary		SWAP		Increasing Short		1	520.6314  ZAR
USD 1 ordinary		SWAP		Increasing Short		153,536	523.0916  ZAR
USD 1 ordinary		SWAP		Increasing Short		23,871	523.6630  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,620	523.6870  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,687	523.9514  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,481	524.2687  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,440	525.1629  ZAR
USD 1 ordinary		SWAP		Increasing Short		50,782	525.6277  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,022	525.6906  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,332	525.6940  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,713	526.3142  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,000	526.7545  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,442	527.8212  ZAR
USD 1 ordinary		SWAP		Increasing Short		640	530.0598  ZAR
USD 1 ordinary		SWAP		Increasing Long		3,818	12.0000  USD
USD 1 ordinary		CFD		Increasing Long		153,536	523.0236  ZAR
USD 1 ordinary		CFD		Increasing Long		2,620	523.6190  ZAR
USD 1 ordinary		CFD		Increasing Long		14,481	524.2136  ZAR
USD 1 ordinary		CFD		Increasing Long		50,782	525.5725  ZAR
USD 1 ordinary		CFD		Increasing Long		12,713	526.2589  ZAR
USD 1 ordinary		CFD		Increasing Long		3,442	527.6998  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,604	523.6060  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,866	523.8845  ZAR
USD 1 ordinary		CFD		Decreasing Long		10,708	523.8973  ZAR
USD 1 ordinary		CFD		Decreasing Long		86	525.2003  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,560	525.3839  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				28 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END