Form 8.3 - AngloGold Ashanti plc

Barclays PLC
29 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

28 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,901,069

0.93%

3,731,489

0.88%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,734,439

0.88%

2,348,886

0.55%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

7,765,508

1.84%

6,240,375

1.47%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

499,000

517.1400  ZAR

USD 1 ordinary

Purchase

271,973

29.0393  USD

USD 1 ordinary

Purchase

66,704

28.9688  USD

USD 1 ordinary

Purchase

31,983

28.7941  USD

USD 1 ordinary

Purchase

21,960

29.0239  USD

USD 1 ordinary

Purchase

21,029

28.7737  USD

USD 1 ordinary

Purchase

13,263

28.8029  USD

USD 1 ordinary

Purchase

7,978

29.1427  USD

USD 1 ordinary

Purchase

7,007

29.0383  USD

USD 1 ordinary

Purchase

6,094

28.6829  USD

USD 1 ordinary

Purchase

6,007

29.1017  USD

USD 1 ordinary

Purchase

3,498

28.6895  USD

USD 1 ordinary

Purchase

3,333

28.9103  USD

USD 1 ordinary

Purchase

2,940

28.6800  USD

USD 1 ordinary

Purchase

2,911

28.8741  USD

USD 1 ordinary

Purchase

2,292

28.6781  USD

USD 1 ordinary

Purchase

2,090

28.7400  USD

USD 1 ordinary

Purchase

1,809

28.8014  USD

USD 1 ordinary

Purchase

1,637

28.9175  USD

USD 1 ordinary

Purchase

1,563

28.7750  USD

USD 1 ordinary

Purchase

1,208

28.7640  USD

USD 1 ordinary

Purchase

1,200

28.9833  USD

USD 1 ordinary

Purchase

888

28.9295  USD

USD 1 ordinary

Purchase

839

28.8514  USD

USD 1 ordinary

Purchase

780

28.7066  USD

USD 1 ordinary

Purchase

632

28.7084  USD

USD 1 ordinary

Purchase

587

522.4725  ZAR

USD 1 ordinary

Purchase

420

28.7200  USD

USD 1 ordinary

Purchase

400

28.8550  USD

USD 1 ordinary

Purchase

363

28.9899  USD

USD 1 ordinary

Purchase

334

28.6859  USD

USD 1 ordinary

Purchase

300

29.1100  USD

USD 1 ordinary

Purchase

145

28.6934  USD

USD 1 ordinary

Purchase

142

28.7025  USD

USD 1 ordinary

Purchase

118

28.7616  USD

USD 1 ordinary

Purchase

112

28.6653  USD

USD 1 ordinary

Purchase

100

29.1400  USD

USD 1 ordinary

Purchase

100

29.0900  USD

USD 1 ordinary

Purchase

80

28.6900  USD

USD 1 ordinary

Purchase

27

28.7092  USD

USD 1 ordinary

Purchase

14

28.7100  USD

USD 1 ordinary

Purchase

5

29.1900  USD

USD 1 ordinary

Purchase

2

28.7000  USD

USD 1 ordinary

Sale

499,000

517.1400  ZAR

USD 1 ordinary

Sale

389,655

29.0258  USD

USD 1 ordinary

Sale

25,000

28.6839  USD

USD 1 ordinary

Sale

20,134

28.7316  USD

USD 1 ordinary

Sale

10,900

28.8347  USD

USD 1 ordinary

Sale

4,859

28.8656  USD

USD 1 ordinary

Sale

4,436

29.0332  USD

USD 1 ordinary

Sale

4,326

28.8072  USD

USD 1 ordinary

Sale

4,172

28.7193  USD

USD 1 ordinary

Sale

3,845

28.6963  USD

USD 1 ordinary

Sale

3,393

28.8894  USD

USD 1 ordinary

Sale

2,734

28.9175  USD

USD 1 ordinary

Sale

1,788

28.8009  USD

USD 1 ordinary

Sale

1,345

29.0195  USD

USD 1 ordinary

Sale

1,200

28.9833  USD

USD 1 ordinary

Sale

1,045

28.7400  USD

USD 1 ordinary

Sale

864

28.7361  USD

USD 1 ordinary

Sale

839

28.8514  USD

USD 1 ordinary

Sale

780

28.7066  USD

USD 1 ordinary

Sale

765

28.7966  USD

USD 1 ordinary

Sale

587

522.4726  ZAR

USD 1 ordinary

Sale

524

28.7855  USD

USD 1 ordinary

Sale

408

29.0039  USD

USD 1 ordinary

Sale

344

28.8343  USD

USD 1 ordinary

Sale

240

28.9900  USD

USD 1 ordinary

Sale

213

28.9471  USD

USD 1 ordinary

Sale

200

29.0400  USD

USD 1 ordinary

Sale

180

29.0566  USD

USD 1 ordinary

Sale

141

29.0000  USD

USD 1 ordinary

Sale

103

28.7102  USD

USD 1 ordinary

Sale

100

28.6950  USD

USD 1 ordinary

Sale

12

29.0716  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

46

471.0700  ZAR

USD 1 ordinary

SWAP

Decreasing Short

34

471.3101  ZAR

USD 1 ordinary

SWAP

Decreasing Short

34

471.3501  ZAR

USD 1 ordinary

SWAP

Decreasing Short

34

471.5801  ZAR

USD 1 ordinary

SWAP

Decreasing Short

69

471.6901  ZAR

USD 1 ordinary

SWAP

Decreasing Short

41

472.0802  ZAR

USD 1 ordinary

SWAP

Decreasing Short

38

472.1602  ZAR

USD 1 ordinary

SWAP

Decreasing Short

36

472.2202  ZAR

USD 1 ordinary

SWAP

Decreasing Short

36

472.2502  ZAR

USD 1 ordinary

SWAP

Decreasing Short

38

472.3902  ZAR

USD 1 ordinary

SWAP

Decreasing Short

833

472.4503  ZAR

USD 1 ordinary

SWAP

Decreasing Short

73

472.4903  ZAR

USD 1 ordinary

SWAP

Decreasing Short

33

472.5003  ZAR

USD 1 ordinary

SWAP

Decreasing Short

33

472.5603  ZAR

USD 1 ordinary

SWAP

Decreasing Short

33

472.8703  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,330

513.9927  ZAR

USD 1 ordinary

SWAP

Decreasing Short

232

514.2706  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,064

514.5375  ZAR

USD 1 ordinary

SWAP

Decreasing Short

103

514.6558  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,495

514.6697  ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,194

514.8772  ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,774

515.0538  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,593

515.1539  ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,622

515.2528  ZAR

USD 1 ordinary

SWAP

Decreasing Short

208

515.2563  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

515.2603  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,266

515.2848  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,829

515.3080  ZAR

USD 1 ordinary

SWAP

Decreasing Short

62

515.6476  ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,753

515.7972  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,875

516.6506  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6

516.9207  ZAR

USD 1 ordinary

SWAP

Decreasing Short

245

517.1400  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

517.1542  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,498

517.1636  ZAR

USD 1 ordinary

SWAP

Decreasing Short

194

517.1816  ZAR

USD 1 ordinary

SWAP

Decreasing Short

499,000

517.1917  ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,603

517.2279  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,300

517.2775  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,147

517.3912  ZAR

USD 1 ordinary

SWAP

Increasing Short

46

470.9099  ZAR

USD 1 ordinary

SWAP

Increasing Short

34

471.1498  ZAR

USD 1 ordinary

SWAP

Increasing Short

34

471.1898  ZAR

USD 1 ordinary

SWAP

Increasing Short

34

471.4198  ZAR

USD 1 ordinary

SWAP

Increasing Short

69

471.5298  ZAR

USD 1 ordinary

SWAP

Increasing Short

41

471.9197  ZAR

USD 1 ordinary

SWAP

Increasing Short

38

471.9997  ZAR

USD 1 ordinary

SWAP

Increasing Short

36

472.0597  ZAR

USD 1 ordinary

SWAP

Increasing Short

36

472.0897  ZAR

USD 1 ordinary

SWAP

Increasing Short

38

472.2297  ZAR

USD 1 ordinary

SWAP

Increasing Short

833

472.2896  ZAR

USD 1 ordinary

SWAP

Increasing Short

73

472.3296  ZAR

USD 1 ordinary

SWAP

Increasing Short

33

472.3396  ZAR

USD 1 ordinary

SWAP

Increasing Short

33

472.3996  ZAR

USD 1 ordinary

SWAP

Increasing Short

33

472.7096  ZAR

USD 1 ordinary

SWAP

Increasing Short

6,170

514.6265  ZAR

USD 1 ordinary

SWAP

Increasing Short

103

514.6558  ZAR

USD 1 ordinary

SWAP

Increasing Short

17,194

514.7897  ZAR

USD 1 ordinary

SWAP

Increasing Short

16,310

514.9309  ZAR

USD 1 ordinary

SWAP

Increasing Short

14,774

514.9662  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,593

515.1539  ZAR

USD 1 ordinary

SWAP

Increasing Short

8,622

515.1652  ZAR

USD 1 ordinary

SWAP

Increasing Short

208

515.2563  ZAR

USD 1 ordinary

SWAP

Increasing Short

1

515.2603  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,263

515.3904  ZAR

USD 1 ordinary

SWAP

Increasing Short

304,061

515.4391  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,875

516.5628  ZAR

USD 1 ordinary

SWAP

Increasing Short

6

516.9207  ZAR

USD 1 ordinary

SWAP

Increasing Short

28,074

516.9844  ZAR

USD 1 ordinary

SWAP

Increasing Short

245

517.0520  ZAR

USD 1 ordinary

SWAP

Increasing Short

26,603

517.1400  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,110

517.1443  ZAR

USD 1 ordinary

SWAP

Increasing Short

1

517.1542  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,498

517.1636  ZAR

USD 1 ordinary

SWAP

Increasing Short

194

517.1816  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,300

517.1895  ZAR

USD 1 ordinary

SWAP

Increasing Short

164

518.3518  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,676

3.0000  USD

USD 1 ordinary

CFD

Increasing Long

6,170

514.5596  ZAR

USD 1 ordinary

CFD

Increasing Long

16,310

514.8768  ZAR

USD 1 ordinary

CFD

Increasing Long

2,263

515.3363  ZAR

USD 1 ordinary

CFD

Increasing Long

304,061

515.3721  ZAR

USD 1 ordinary

CFD

Increasing Long

28,074

516.9301  ZAR

USD 1 ordinary

CFD

Increasing Long

2,110

517.1159  ZAR

USD 1 ordinary

CFD

Increasing Long

164

518.2974  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,330

514.0466  ZAR

USD 1 ordinary

CFD

Decreasing Long

232

514.3375  ZAR

USD 1 ordinary

CFD

Decreasing Long

4,064

514.6044  ZAR

USD 1 ordinary

CFD

Decreasing Long

5,495

514.6980  ZAR

USD 1 ordinary

CFD

Decreasing Long

10,266

515.3389  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,829

515.3621  ZAR

USD 1 ordinary

CFD

Decreasing Long

62

515.7662  ZAR

USD 1 ordinary

CFD

Decreasing Long

11,753

515.8513  ZAR

USD 1 ordinary

CFD

Decreasing Long

499,000

517.1935  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,147

517.4455  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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