FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
28 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,901,069 |
0.93% |
3,731,489 |
0.88% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,734,439 |
0.88% |
2,348,886 |
0.55% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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7,765,508 |
1.84% |
6,240,375 |
1.47% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
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USD 1 ordinary |
Purchase |
499,000 |
517.1400 ZAR |
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USD 1 ordinary |
Purchase |
271,973 |
29.0393 USD |
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USD 1 ordinary |
Purchase |
66,704 |
28.9688 USD |
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USD 1 ordinary |
Purchase |
31,983 |
28.7941 USD |
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USD 1 ordinary |
Purchase |
21,960 |
29.0239 USD |
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USD 1 ordinary |
Purchase |
21,029 |
28.7737 USD |
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USD 1 ordinary |
Purchase |
13,263 |
28.8029 USD |
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USD 1 ordinary |
Purchase |
7,978 |
29.1427 USD |
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USD 1 ordinary |
Purchase |
7,007 |
29.0383 USD |
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USD 1 ordinary |
Purchase |
6,094 |
28.6829 USD |
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USD 1 ordinary |
Purchase |
6,007 |
29.1017 USD |
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USD 1 ordinary |
Purchase |
3,498 |
28.6895 USD |
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USD 1 ordinary |
Purchase |
3,333 |
28.9103 USD |
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USD 1 ordinary |
Purchase |
2,940 |
28.6800 USD |
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USD 1 ordinary |
Purchase |
2,911 |
28.8741 USD |
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USD 1 ordinary |
Purchase |
2,292 |
28.6781 USD |
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USD 1 ordinary |
Purchase |
2,090 |
28.7400 USD |
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USD 1 ordinary |
Purchase |
1,809 |
28.8014 USD |
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USD 1 ordinary |
Purchase |
1,637 |
28.9175 USD |
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USD 1 ordinary |
Purchase |
1,563 |
28.7750 USD |
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USD 1 ordinary |
Purchase |
1,208 |
28.7640 USD |
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USD 1 ordinary |
Purchase |
1,200 |
28.9833 USD |
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USD 1 ordinary |
Purchase |
888 |
28.9295 USD |
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USD 1 ordinary |
Purchase |
839 |
28.8514 USD |
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USD 1 ordinary |
Purchase |
780 |
28.7066 USD |
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USD 1 ordinary |
Purchase |
632 |
28.7084 USD |
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USD 1 ordinary |
Purchase |
587 |
522.4725 ZAR |
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USD 1 ordinary |
Purchase |
420 |
28.7200 USD |
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USD 1 ordinary |
Purchase |
400 |
28.8550 USD |
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USD 1 ordinary |
Purchase |
363 |
28.9899 USD |
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USD 1 ordinary |
Purchase |
334 |
28.6859 USD |
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USD 1 ordinary |
Purchase |
300 |
29.1100 USD |
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USD 1 ordinary |
Purchase |
145 |
28.6934 USD |
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USD 1 ordinary |
Purchase |
142 |
28.7025 USD |
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USD 1 ordinary |
Purchase |
118 |
28.7616 USD |
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USD 1 ordinary |
Purchase |
112 |
28.6653 USD |
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USD 1 ordinary |
Purchase |
100 |
29.1400 USD |
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USD 1 ordinary |
Purchase |
100 |
29.0900 USD |
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USD 1 ordinary |
Purchase |
80 |
28.6900 USD |
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USD 1 ordinary |
Purchase |
27 |
28.7092 USD |
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USD 1 ordinary |
Purchase |
14 |
28.7100 USD |
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USD 1 ordinary |
Purchase |
5 |
29.1900 USD |
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USD 1 ordinary |
Purchase |
2 |
28.7000 USD |
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USD 1 ordinary |
Sale |
499,000 |
517.1400 ZAR |
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USD 1 ordinary |
Sale |
389,655 |
29.0258 USD |
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USD 1 ordinary |
Sale |
25,000 |
28.6839 USD |
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USD 1 ordinary |
Sale |
20,134 |
28.7316 USD |
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USD 1 ordinary |
Sale |
10,900 |
28.8347 USD |
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USD 1 ordinary |
Sale |
4,859 |
28.8656 USD |
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USD 1 ordinary |
Sale |
4,436 |
29.0332 USD |
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USD 1 ordinary |
Sale |
4,326 |
28.8072 USD |
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USD 1 ordinary |
Sale |
4,172 |
28.7193 USD |
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USD 1 ordinary |
Sale |
3,845 |
28.6963 USD |
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USD 1 ordinary |
Sale |
3,393 |
28.8894 USD |
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USD 1 ordinary |
Sale |
2,734 |
28.9175 USD |
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USD 1 ordinary |
Sale |
1,788 |
28.8009 USD |
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USD 1 ordinary |
Sale |
1,345 |
29.0195 USD |
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USD 1 ordinary |
Sale |
1,200 |
28.9833 USD |
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USD 1 ordinary |
Sale |
1,045 |
28.7400 USD |
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USD 1 ordinary |
Sale |
864 |
28.7361 USD |
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USD 1 ordinary |
Sale |
839 |
28.8514 USD |
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USD 1 ordinary |
Sale |
780 |
28.7066 USD |
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USD 1 ordinary |
Sale |
765 |
28.7966 USD |
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USD 1 ordinary |
Sale |
587 |
522.4726 ZAR |
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USD 1 ordinary |
Sale |
524 |
28.7855 USD |
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USD 1 ordinary |
Sale |
408 |
29.0039 USD |
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USD 1 ordinary |
Sale |
344 |
28.8343 USD |
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USD 1 ordinary |
Sale |
240 |
28.9900 USD |
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USD 1 ordinary |
Sale |
213 |
28.9471 USD |
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USD 1 ordinary |
Sale |
200 |
29.0400 USD |
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USD 1 ordinary |
Sale |
180 |
29.0566 USD |
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USD 1 ordinary |
Sale |
141 |
29.0000 USD |
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USD 1 ordinary |
Sale |
103 |
28.7102 USD |
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USD 1 ordinary |
Sale |
100 |
28.6950 USD |
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USD 1 ordinary |
Sale |
12 |
29.0716 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
46 |
471.0700 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
34 |
471.3101 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
34 |
471.3501 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
34 |
471.5801 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
69 |
471.6901 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
41 |
472.0802 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
38 |
472.1602 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
36 |
472.2202 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
36 |
472.2502 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
38 |
472.3902 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
833 |
472.4503 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
73 |
472.4903 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
33 |
472.5003 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
33 |
472.5603 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
33 |
472.8703 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,330 |
513.9927 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
232 |
514.2706 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,064 |
514.5375 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
103 |
514.6558 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,495 |
514.6697 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
17,194 |
514.8772 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
14,774 |
515.0538 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,593 |
515.1539 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,622 |
515.2528 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
208 |
515.2563 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
515.2603 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,266 |
515.2848 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,829 |
515.3080 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
62 |
515.6476 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
11,753 |
515.7972 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,875 |
516.6506 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6 |
516.9207 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
245 |
517.1400 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
517.1542 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,498 |
517.1636 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
194 |
517.1816 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
499,000 |
517.1917 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
26,603 |
517.2279 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,300 |
517.2775 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,147 |
517.3912 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
46 |
470.9099 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
34 |
471.1498 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
34 |
471.1898 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
34 |
471.4198 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
69 |
471.5298 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
41 |
471.9197 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
38 |
471.9997 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
36 |
472.0597 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
36 |
472.0897 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
38 |
472.2297 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
833 |
472.2896 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
73 |
472.3296 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
33 |
472.3396 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
33 |
472.3996 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
33 |
472.7096 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,170 |
514.6265 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
103 |
514.6558 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,194 |
514.7897 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
16,310 |
514.9309 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,774 |
514.9662 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,593 |
515.1539 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,622 |
515.1652 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
208 |
515.2563 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
515.2603 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,263 |
515.3904 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
304,061 |
515.4391 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,875 |
516.5628 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6 |
516.9207 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
28,074 |
516.9844 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
245 |
517.0520 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
26,603 |
517.1400 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,110 |
517.1443 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
517.1542 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,498 |
517.1636 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
194 |
517.1816 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,300 |
517.1895 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
164 |
518.3518 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
10,676 |
3.0000 USD |
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USD 1 ordinary |
CFD |
Increasing Long |
6,170 |
514.5596 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
16,310 |
514.8768 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,263 |
515.3363 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
304,061 |
515.3721 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
28,074 |
516.9301 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,110 |
517.1159 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
164 |
518.2974 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,330 |
514.0466 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
232 |
514.3375 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
4,064 |
514.6044 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
5,495 |
514.6980 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
10,266 |
515.3389 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,829 |
515.3621 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
62 |
515.7662 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
11,753 |
515.8513 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
499,000 |
517.1935 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,147 |
517.4455 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
29 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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