Form 8.3 - AngloGold Ashanti plc

Barclays PLC

06 November 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				05 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,269,974	1.02%	4,058,093	0.96%
(2)	Cash-settled derivatives:
	and/or controlled:			3,906,761	0.92%	2,554,761	0.60%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,306,735	1.97%	6,772,854	1.60%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		1,748,735		481.1100  ZAR
USD 1 ordinary		Purchase		103,402		27.3948  USD
USD 1 ordinary		Purchase		51,832		27.2615  USD
USD 1 ordinary		Purchase		36,065		27.1828  USD
USD 1 ordinary		Purchase		30,574		27.3469  USD
USD 1 ordinary		Purchase		14,634		27.3626  USD
USD 1 ordinary		Purchase		9,616		27.3693  USD
USD 1 ordinary		Purchase		8,710		27.3656  USD
USD 1 ordinary		Purchase		8,535		27.3437  USD
USD 1 ordinary		Purchase		6,188		27.3414  USD
USD 1 ordinary		Purchase		5,654		27.0306  USD
USD 1 ordinary		Purchase		5,450		27.3632  USD
USD 1 ordinary		Purchase		4,380		27.0534  USD
USD 1 ordinary		Purchase		4,151		27.4131  USD
USD 1 ordinary		Purchase		2,844		27.0319  USD
USD 1 ordinary		Purchase		2,600		27.3315  USD
USD 1 ordinary		Purchase		1,700		27.3217  USD
USD 1 ordinary		Purchase		1,100		27.3127  USD
USD 1 ordinary		Purchase		800		27.3375  USD
USD 1 ordinary		Purchase		705		27.3086  USD
USD 1 ordinary		Purchase		554		27.3212  USD
USD 1 ordinary		Purchase		534		27.4594  USD
USD 1 ordinary		Purchase		483		27.1200  USD
USD 1 ordinary		Purchase		398		27.0111  USD
USD 1 ordinary		Purchase		375		27.3257  USD
USD 1 ordinary		Purchase		351		27.3298  USD
USD 1 ordinary		Purchase		314		27.3817  USD
USD 1 ordinary		Purchase		203		27.0158  USD
USD 1 ordinary		Purchase		171		27.3018  USD
USD 1 ordinary		Purchase		161		27.3300  USD
USD 1 ordinary		Purchase		156		27.3335  USD
USD 1 ordinary		Purchase		153		27.0550  USD
USD 1 ordinary		Purchase		151		27.0350  USD
USD 1 ordinary		Purchase		146		27.3650  USD
USD 1 ordinary		Purchase		126		26.9700  USD
USD 1 ordinary		Purchase		62		27.0445  USD
USD 1 ordinary		Purchase		53		27.0900  USD
USD 1 ordinary		Purchase		51		26.9900  USD
USD 1 ordinary		Purchase		51		27.0500  USD
USD 1 ordinary		Purchase		51		27.0850  USD
USD 1 ordinary		Purchase		14		27.4200  USD
USD 1 ordinary		Purchase		8		27.3100  USD
USD 1 ordinary		Purchase		5		27.0050  USD
USD 1 ordinary		Purchase		4		27.3600  USD
USD 1 ordinary		Sale		1,748,735		481.1100  ZAR
USD 1 ordinary		Sale		183,906		27.3593  USD
USD 1 ordinary		Sale		30,014		27.3528  USD
USD 1 ordinary		Sale		24,909		27.1008  USD
USD 1 ordinary		Sale		10,370		27.1136  USD
USD 1 ordinary		Sale		3,601		27.4547  USD
USD 1 ordinary		Sale		3,477		27.2342  USD
USD 1 ordinary		Sale		3,233		27.4493  USD
USD 1 ordinary		Sale		2,837		27.0294  USD
USD 1 ordinary		Sale		2,687		27.0871  USD
USD 1 ordinary		Sale		2,534		27.0315  USD
USD 1 ordinary		Sale		917		27.2202  USD
USD 1 ordinary		Sale		675		27.1965  USD
USD 1 ordinary		Sale		560		27.0353  USD
USD 1 ordinary		Sale		534		27.4594  USD
USD 1 ordinary		Sale		490		27.0159  USD
USD 1 ordinary		Sale		483		27.1200  USD
USD 1 ordinary		Sale		351		27.3298  USD
USD 1 ordinary		Sale		239		27.0192  USD
USD 1 ordinary		Sale		210		27.1058  USD
USD 1 ordinary		Sale		200		27.2100  USD
USD 1 ordinary		Sale		126		26.9700  USD
USD 1 ordinary		Sale		115		27.2430  USD
USD 1 ordinary		Sale		100		27.4740  USD
USD 1 ordinary		Sale		100		27.0350  USD
USD 1 ordinary		Sale		53		27.0900  USD
USD 1 ordinary		Sale		53		27.0181  USD
USD 1 ordinary		Sale		31		27.0445  USD
USD 1 ordinary		Sale		30		27.0260  USD
USD 1 ordinary		Sale		28		27.0460  USD
USD 1 ordinary		Sale		22		26.9750  USD
USD 1 ordinary		Sale		21		27.0252  USD
USD 1 ordinary		Sale		15		27.0050  USD
USD 1 ordinary		Sale		7		26.9850  USD
USD 1 ordinary		Sale		4		26.9600  USD
USD 1 ordinary		Sale		3		27.0310  USD
USD 1 ordinary		Sale		1		27.0200  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		212	474.9275  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,287	475.0421  ZAR
USD 1 ordinary		SWAP		Decreasing Short		181	475.0881  ZAR
USD 1 ordinary		SWAP		Decreasing Short		67	475.1714  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,615	476.2546  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,951	476.7054  ZAR
USD 1 ordinary		SWAP		Decreasing Short		18,160	476.9214  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,939	477.0607  ZAR
USD 1 ordinary		SWAP		Decreasing Short		759	477.8898  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,484	478.2819  ZAR
USD 1 ordinary		SWAP		Decreasing Short		385	478.3753  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,432	478.4378  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,080	479.5738  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,456	479.6820  ZAR
USD 1 ordinary		SWAP		Decreasing Short		30,000	480.8694  ZAR
USD 1 ordinary		SWAP		Decreasing Short		39,508	481.1100  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,748,735	481.1581  ZAR
USD 1 ordinary		SWAP		Increasing Short		181	475.0074  ZAR
USD 1 ordinary		SWAP		Increasing Short		67	475.0907  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,870	475.4628  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,639	476.0473  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,615	476.1737  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,231	476.4200  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,951	476.6244  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,000	478.1264  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,484	478.2006  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,521	478.6559  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,245	478.7000  ZAR
USD 1 ordinary		SWAP		Increasing Short		20,658	479.1160  ZAR
USD 1 ordinary		SWAP		Increasing Short		176,732	479.5922  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,456	479.6005  ZAR
USD 1 ordinary		SWAP		Increasing Short		51,379	480.7211  ZAR
USD 1 ordinary		SWAP		Increasing Short		30,000	480.8694  ZAR
USD 1 ordinary		SWAP		Increasing Short		39,508	481.0282  ZAR
USD 1 ordinary		SWAP		Increasing Long		70	0.0000  ZAR
USD 1 ordinary		SWAP		Opening Long		83,121	27.2900  USD
USD 1 ordinary		CFD		Increasing Long		3,870	475.4129  ZAR
USD 1 ordinary		CFD		Increasing Long		3,231	476.3699  ZAR
USD 1 ordinary		CFD		Increasing Long		7,000	478.0164  ZAR
USD 1 ordinary		CFD		Increasing Long		2,245	478.6378  ZAR
USD 1 ordinary		CFD		Increasing Long		20,658	479.0657  ZAR
USD 1 ordinary		CFD		Increasing Long		176,732	479.5298  ZAR
USD 1 ordinary		CFD		Increasing Long		51,379	480.6706  ZAR
USD 1 ordinary		CFD		Decreasing Long		212	474.9892  ZAR
USD 1 ordinary		CFD		Decreasing Long		4,287	475.1039  ZAR
USD 1 ordinary		CFD		Decreasing Long		11,939	477.0869  ZAR
USD 1 ordinary		CFD		Decreasing Long		759	477.9997  ZAR
USD 1 ordinary		CFD		Decreasing Long		385	478.4255  ZAR
USD 1 ordinary		CFD		Decreasing Long		15,432	478.4880  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,080	479.6241  ZAR
USD 1 ordinary		CFD		Decreasing Long		847,000	481.1597  ZAR
USD 1 ordinary		CFD		Decreasing Long		567,735	481.1598  ZAR
USD 1 ordinary		CFD		Decreasing Long		334,000	481.1599  ZAR
USD 1 ordinary		SWAP		Opening Short		83,121	27.2900  USD
USD 1 ordinary		SWAP		Closing Long		83,121	27.2600  USD
USD 1 ordinary		SWAP		Opening Short		30,000	27.3542  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				06 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END