Form 8.3 - AngloGold Ashanti plc

Barclays PLC

07 November 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				06 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,366,737	1.04%	4,184,856	0.99%
(2)	Cash-settled derivatives:
	and/or controlled:			3,884,379	0.92%	2,535,239	0.60%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,381,116	1.99%	6,880,095	1.63%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		92,364		25.7770  USD
USD 1 ordinary		Purchase		60,147		26.0636  USD
USD 1 ordinary		Purchase		55,187		26.1625  USD
USD 1 ordinary		Purchase		30,000		25.8320  USD
USD 1 ordinary		Purchase		22,857		26.1869  USD
USD 1 ordinary		Purchase		14,070		26.2705  USD
USD 1 ordinary		Purchase		13,328		26.1857  USD
USD 1 ordinary		Purchase		7,724		26.0404  USD
USD 1 ordinary		Purchase		7,659		26.2110  USD
USD 1 ordinary		Purchase		4,869		26.2274  USD
USD 1 ordinary		Purchase		3,474		26.1578  USD
USD 1 ordinary		Purchase		2,800		26.2100  USD
USD 1 ordinary		Purchase		2,494		26.1766  USD
USD 1 ordinary		Purchase		1,466		26.1573  USD
USD 1 ordinary		Purchase		1,000		26.2500  USD
USD 1 ordinary		Purchase		740		25.9521  USD
USD 1 ordinary		Purchase		721		26.0656  USD
USD 1 ordinary		Purchase		700		26.2050  USD
USD 1 ordinary		Purchase		641		26.1864  USD
USD 1 ordinary		Purchase		536		26.0352  USD
USD 1 ordinary		Purchase		400		26.0925  USD
USD 1 ordinary		Purchase		329		26.2961  USD
USD 1 ordinary		Purchase		300		26.0533  USD
USD 1 ordinary		Purchase		250		26.0810  USD
USD 1 ordinary		Purchase		207		26.2684  USD
USD 1 ordinary		Purchase		180		26.2607  USD
USD 1 ordinary		Purchase		130		26.1900  USD
USD 1 ordinary		Purchase		106		26.3903  USD
USD 1 ordinary		Purchase		100		26.2200  USD
USD 1 ordinary		Purchase		20		26.3100  USD
USD 1 ordinary		Purchase		9		26.2600  USD
USD 1 ordinary		Sale		149,261		26.1193  USD
USD 1 ordinary		Sale		51,747		25.7687  USD
USD 1 ordinary		Sale		30,000		25.8320  USD
USD 1 ordinary		Sale		20,947		25.7799  USD
USD 1 ordinary		Sale		14,070		26.2705  USD
USD 1 ordinary		Sale		11,560		26.1540  USD
USD 1 ordinary		Sale		11,549		25.8641  USD
USD 1 ordinary		Sale		6,978		25.7565  USD
USD 1 ordinary		Sale		6,638		25.8283  USD
USD 1 ordinary		Sale		6,019		26.2686  USD
USD 1 ordinary		Sale		5,690		25.7063  USD
USD 1 ordinary		Sale		5,105		25.8793  USD
USD 1 ordinary		Sale		4,718		25.7619  USD
USD 1 ordinary		Sale		4,649		26.1403  USD
USD 1 ordinary		Sale		4,325		25.8995  USD
USD 1 ordinary		Sale		3,976		26.3225  USD
USD 1 ordinary		Sale		3,804		26.0397  USD
USD 1 ordinary		Sale		3,000		26.2100  USD
USD 1 ordinary		Sale		2,869		25.7986  USD
USD 1 ordinary		Sale		2,747		26.2519  USD
USD 1 ordinary		Sale		900		26.2500  USD
USD 1 ordinary		Sale		700		26.2050  USD
USD 1 ordinary		Sale		633		25.8913  USD
USD 1 ordinary		Sale		620		25.8714  USD
USD 1 ordinary		Sale		400		26.2625  USD
USD 1 ordinary		Sale		386		26.1382  USD
USD 1 ordinary		Sale		329		26.2961  USD
USD 1 ordinary		Sale		300		25.8666  USD
USD 1 ordinary		Sale		254		26.1594  USD
USD 1 ordinary		Sale		150		25.7700  USD
USD 1 ordinary		Sale		130		26.1900  USD
USD 1 ordinary		Sale		100		26.3100  USD
USD 1 ordinary		Sale		100		25.8500  USD
USD 1 ordinary		Sale		100		25.8400  USD
USD 1 ordinary		Sale		25		25.8700  USD
USD 1 ordinary		Sale		19		25.8800  USD
USD 1 ordinary		Sale		9		26.2600  USD
USD 1 ordinary		Sale		1		25.8000  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		13,544	454.8162  ZAR
USD 1 ordinary		SWAP		Decreasing Short		89,947	457.5298  ZAR
USD 1 ordinary		SWAP		Decreasing Short		147,640	457.8400  ZAR
USD 1 ordinary		SWAP		Decreasing Short		30,000	458.0231  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,550	458.9679  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,091	462.5900  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,389	463.8795  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,900	464.3261  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,827	465.3730  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,735	465.7987  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,521	468.8315  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,100	469.1677  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,056	472.4052  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,446	473.1296  ZAR
USD 1 ordinary		SWAP		Decreasing Short		137	475.0106  ZAR
USD 1 ordinary		SWAP		Increasing Short		18,480	454.7578  ZAR
USD 1 ordinary		SWAP		Increasing Short		147,640	457.7621  ZAR
USD 1 ordinary		SWAP		Increasing Short		30,000	458.0231  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,495	458.7984  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,809	458.9759  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,000	460.7671  ZAR
USD 1 ordinary		SWAP		Increasing Short		60,450	463.2426  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,663	464.2227  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,900	464.2472  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,838	465.1742  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,827	465.2939  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,521	468.7518  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,100	469.0880  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,179	469.7348  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,267	473.9843  ZAR
USD 1 ordinary		SWAP		Increasing Short		137	474.9299  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,322	477.6730  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,860	0.0000  ZAR
USD 1 ordinary		CFD		Increasing Long		18,480	454.7100  ZAR
USD 1 ordinary		CFD		Increasing Long		15,495	458.7502  ZAR
USD 1 ordinary		CFD		Increasing Long		7,809	458.9507  ZAR
USD 1 ordinary		CFD		Increasing Long		7,000	460.6612  ZAR
USD 1 ordinary		CFD		Increasing Long		60,450	463.1824  ZAR
USD 1 ordinary		CFD		Increasing Long		7,663	464.1740  ZAR
USD 1 ordinary		CFD		Increasing Long		1,838	465.1138  ZAR
USD 1 ordinary		CFD		Increasing Long		2,322	477.6228  ZAR
USD 1 ordinary		CFD		Decreasing Long		13,544	454.8639  ZAR
USD 1 ordinary		CFD		Decreasing Long		89,947	457.5892  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,550	459.0275  ZAR
USD 1 ordinary		CFD		Decreasing Long		21,091	462.6385  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,389	463.9282  ZAR
USD 1 ordinary		CFD		Decreasing Long		11,735	465.8243  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,056	472.4547  ZAR
USD 1 ordinary		SWAP		Opening Long		30,000	25.8307  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
USD 1 ordinary	Call Options	Selling	83,500	28.0000  USD	American	20 Dec 2024	0.8000  USD
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				07 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END