Form 8.3 - AngloGold Ashanti plc

Barclays PLC

08 November 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				07 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,342,111	1.03%	4,160,220	0.98%
(2)	Cash-settled derivatives:
	and/or controlled:			3,870,449	0.91%	2,523,761	0.59%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,342,560	1.98%	6,843,981	1.61%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		380,273		461.5600  ZAR
USD 1 ordinary		Purchase		323,050		27.4427  USD
USD 1 ordinary		Purchase		152,329		27.4671  USD
USD 1 ordinary		Purchase		72,425		27.3850  USD
USD 1 ordinary		Purchase		36,720		27.6675  USD
USD 1 ordinary		Purchase		31,813		482.2800  ZAR
USD 1 ordinary		Purchase		25,756		27.6404  USD
USD 1 ordinary		Purchase		24,914		27.5456  USD
USD 1 ordinary		Purchase		19,195		27.3734  USD
USD 1 ordinary		Purchase		16,560		27.5267  USD
USD 1 ordinary		Purchase		7,810		27.6102  USD
USD 1 ordinary		Purchase		6,325		27.5105  USD
USD 1 ordinary		Purchase		5,351		27.8794  USD
USD 1 ordinary		Purchase		3,884		27.5167  USD
USD 1 ordinary		Purchase		2,599		27.6755  USD
USD 1 ordinary		Purchase		2,467		27.8980  USD
USD 1 ordinary		Purchase		2,387		27.4945  USD
USD 1 ordinary		Purchase		1,542		27.2266  USD
USD 1 ordinary		Purchase		1,302		27.5026  USD
USD 1 ordinary		Purchase		1,182		27.4143  USD
USD 1 ordinary		Purchase		394		27.6369  USD
USD 1 ordinary		Purchase		372		27.8632  USD
USD 1 ordinary		Purchase		315		27.9018  USD
USD 1 ordinary		Purchase		246		27.5046  USD
USD 1 ordinary		Purchase		207		27.2968  USD
USD 1 ordinary		Purchase		200		27.9100  USD
USD 1 ordinary		Purchase		200		27.5640  USD
USD 1 ordinary		Purchase		134		27.8307  USD
USD 1 ordinary		Purchase		100		27.4300  USD
USD 1 ordinary		Purchase		100		27.8900  USD
USD 1 ordinary		Purchase		89		27.4675  USD
USD 1 ordinary		Purchase		50		27.9400  USD
USD 1 ordinary		Purchase		20		27.5910  USD
USD 1 ordinary		Sale		455,127		27.4552  USD
USD 1 ordinary		Sale		380,273		461.5600  ZAR
USD 1 ordinary		Sale		45,385		27.5771  USD
USD 1 ordinary		Sale		42,809		27.5634  USD
USD 1 ordinary		Sale		31,813		482.2800  ZAR
USD 1 ordinary		Sale		25,947		27.3944  USD
USD 1 ordinary		Sale		25,374		27.3302  USD
USD 1 ordinary		Sale		22,267		27.4386  USD
USD 1 ordinary		Sale		13,651		27.5700  USD
USD 1 ordinary		Sale		9,520		27.5562  USD
USD 1 ordinary		Sale		8,683		27.5954  USD
USD 1 ordinary		Sale		8,029		27.4438  USD
USD 1 ordinary		Sale		7,800		27.6100  USD
USD 1 ordinary		Sale		5,528		27.8984  USD
USD 1 ordinary		Sale		4,624		27.5559  USD
USD 1 ordinary		Sale		4,565		27.3352  USD
USD 1 ordinary		Sale		4,002		27.6047  USD
USD 1 ordinary		Sale		3,579		27.5856  USD
USD 1 ordinary		Sale		3,253		27.3021  USD
USD 1 ordinary		Sale		2,237		27.2490  USD
USD 1 ordinary		Sale		2,124		27.2917  USD
USD 1 ordinary		Sale		2,000		27.4000  USD
USD 1 ordinary		Sale		1,739		27.4338  USD
USD 1 ordinary		Sale		1,581		27.8921  USD
USD 1 ordinary		Sale		1,520		27.6230  USD
USD 1 ordinary		Sale		1,509		27.8821  USD
USD 1 ordinary		Sale		1,342		27.2902  USD
USD 1 ordinary		Sale		1,010		27.3022  USD
USD 1 ordinary		Sale		634		27.2407  USD
USD 1 ordinary		Sale		443		27.5832  USD
USD 1 ordinary		Sale		315		27.9018  USD
USD 1 ordinary		Sale		300		27.2266  USD
USD 1 ordinary		Sale		271		27.2990  USD
USD 1 ordinary		Sale		207		27.2968  USD
USD 1 ordinary		Sale		200		27.6300  USD
USD 1 ordinary		Sale		194		27.6441  USD
USD 1 ordinary		Sale		172		27.8400  USD
USD 1 ordinary		Sale		120		27.8750  USD
USD 1 ordinary		Sale		100		27.4500  USD
USD 1 ordinary		Sale		24		27.8500  USD
USD 1 ordinary		Sale		20		27.5910  USD
USD 1 ordinary		Sale		10		27.7700  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		988	457.7161  ZAR
USD 1 ordinary		SWAP		Decreasing Short		380,273	461.6061  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,043	469.2384  ZAR
USD 1 ordinary		SWAP		Decreasing Short		26,100	471.5843  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,819	473.6744  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,481	475.7018  ZAR
USD 1 ordinary		SWAP		Decreasing Short		25,957	476.0167  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,933	476.6496  ZAR
USD 1 ordinary		SWAP		Decreasing Short		51,587	476.8902  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,711	477.6854  ZAR
USD 1 ordinary		SWAP		Decreasing Short		19,303	479.9807  ZAR
USD 1 ordinary		SWAP		Decreasing Short		300	479.9910  ZAR
USD 1 ordinary		SWAP		Decreasing Short		45,562	481.0282  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,533	482.2800  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,607	482.3619  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,452	0.0000  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,128	459.2325  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,328	465.1784  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,343	466.5941  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,651	467.4489  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,043	469.1586  ZAR
USD 1 ordinary		SWAP		Increasing Short		26,100	471.5042  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,819	473.5939  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,952	475.1498  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,957	475.9358  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,933	476.5686  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,022	477.1877  ZAR
USD 1 ordinary		SWAP		Increasing Short		406,038	477.5635  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,711	477.6042  ZAR
USD 1 ordinary		SWAP		Increasing Short		300	479.9094  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,613	481.1433  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,533	482.1980  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,607	482.2800  ZAR
USD 1 ordinary		CFD		Increasing Long		9,128	459.2073  ZAR
USD 1 ordinary		CFD		Increasing Long		3,328	465.1296  ZAR
USD 1 ordinary		CFD		Increasing Long		1,343	466.5451  ZAR
USD 1 ordinary		CFD		Increasing Long		1,651	467.3414  ZAR
USD 1 ordinary		CFD		Increasing Long		6,952	475.0999  ZAR
USD 1 ordinary		CFD		Increasing Long		24,022	477.1256  ZAR
USD 1 ordinary		CFD		Increasing Long		406,038	477.5015  ZAR
USD 1 ordinary		CFD		Increasing Long		11,613	481.0927  ZAR
USD 1 ordinary		CFD		Decreasing Long		988	457.7642  ZAR
USD 1 ordinary		CFD		Decreasing Long		380,273	461.6079  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,481	475.7636  ZAR
USD 1 ordinary		CFD		Decreasing Long		51,587	476.9522  ZAR
USD 1 ordinary		CFD		Decreasing Long		19,303	480.0071  ZAR
USD 1 ordinary		CFD		Decreasing Long		45,562	481.0787  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				08 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END