FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
13 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,806,074 |
0.91% |
3,638,099 |
0.86% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,148,746 |
0.74% |
1,858,939 |
0.44% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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7,084,820 |
1.68% |
5,657,038 |
1.34% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
83,888 |
24.2583 USD |
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USD 1 ordinary |
Purchase |
65,784 |
24.5807 USD |
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USD 1 ordinary |
Purchase |
27,809 |
24.3434 USD |
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USD 1 ordinary |
Purchase |
24,012 |
24.4141 USD |
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USD 1 ordinary |
Purchase |
13,110 |
443.4200 ZAR |
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USD 1 ordinary |
Purchase |
9,649 |
24.2945 USD |
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USD 1 ordinary |
Purchase |
7,010 |
24.2686 USD |
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USD 1 ordinary |
Purchase |
6,095 |
24.4756 USD |
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USD 1 ordinary |
Purchase |
5,604 |
24.8025 USD |
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USD 1 ordinary |
Purchase |
4,968 |
24.4360 USD |
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USD 1 ordinary |
Purchase |
4,053 |
24.4600 USD |
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USD 1 ordinary |
Purchase |
3,226 |
24.1229 USD |
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USD 1 ordinary |
Purchase |
3,200 |
24.2200 USD |
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USD 1 ordinary |
Purchase |
2,764 |
24.1547 USD |
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USD 1 ordinary |
Purchase |
1,687 |
24.3894 USD |
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USD 1 ordinary |
Purchase |
1,503 |
24.6530 USD |
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USD 1 ordinary |
Purchase |
1,300 |
24.3900 USD |
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USD 1 ordinary |
Purchase |
1,110 |
24.3424 USD |
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USD 1 ordinary |
Purchase |
1,100 |
24.2095 USD |
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USD 1 ordinary |
Purchase |
1,046 |
24.4089 USD |
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USD 1 ordinary |
Purchase |
664 |
24.2006 USD |
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USD 1 ordinary |
Purchase |
504 |
24.3858 USD |
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USD 1 ordinary |
Purchase |
433 |
24.4299 USD |
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USD 1 ordinary |
Purchase |
324 |
24.2007 USD |
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USD 1 ordinary |
Purchase |
288 |
24.2130 USD |
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USD 1 ordinary |
Purchase |
279 |
24.7400 USD |
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USD 1 ordinary |
Purchase |
218 |
24.1825 USD |
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USD 1 ordinary |
Purchase |
210 |
24.1836 USD |
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USD 1 ordinary |
Purchase |
191 |
24.3561 USD |
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USD 1 ordinary |
Purchase |
122 |
24.1550 USD |
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USD 1 ordinary |
Purchase |
72 |
24.3604 USD |
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USD 1 ordinary |
Purchase |
25 |
24.2816 USD |
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USD 1 ordinary |
Purchase |
6 |
24.3208 USD |
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USD 1 ordinary |
Purchase |
1 |
24.2950 USD |
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USD 1 ordinary |
Sale |
148,588 |
24.4717 USD |
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USD 1 ordinary |
Sale |
26,774 |
24.1188 USD |
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USD 1 ordinary |
Sale |
15,371 |
24.3074 USD |
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USD 1 ordinary |
Sale |
13,110 |
443.4200 ZAR |
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USD 1 ordinary |
Sale |
10,587 |
24.3441 USD |
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USD 1 ordinary |
Sale |
9,100 |
24.5311 USD |
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USD 1 ordinary |
Sale |
7,846 |
24.3447 USD |
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USD 1 ordinary |
Sale |
6,307 |
24.3381 USD |
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USD 1 ordinary |
Sale |
4,567 |
24.2682 USD |
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USD 1 ordinary |
Sale |
4,049 |
24.3198 USD |
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USD 1 ordinary |
Sale |
3,980 |
24.2739 USD |
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USD 1 ordinary |
Sale |
3,200 |
24.2200 USD |
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USD 1 ordinary |
Sale |
2,651 |
24.2896 USD |
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USD 1 ordinary |
Sale |
2,443 |
24.2692 USD |
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USD 1 ordinary |
Sale |
1,415 |
24.5315 USD |
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USD 1 ordinary |
Sale |
1,264 |
24.3130 USD |
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USD 1 ordinary |
Sale |
1,137 |
24.7400 USD |
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USD 1 ordinary |
Sale |
631 |
24.4196 USD |
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USD 1 ordinary |
Sale |
569 |
24.1426 USD |
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USD 1 ordinary |
Sale |
454 |
24.5820 USD |
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USD 1 ordinary |
Sale |
362 |
24.3620 USD |
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USD 1 ordinary |
Sale |
354 |
24.3742 USD |
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USD 1 ordinary |
Sale |
324 |
24.2007 USD |
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USD 1 ordinary |
Sale |
295 |
24.3100 USD |
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USD 1 ordinary |
Sale |
288 |
24.2130 USD |
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USD 1 ordinary |
Sale |
200 |
24.1850 USD |
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USD 1 ordinary |
Sale |
156 |
24.3230 USD |
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USD 1 ordinary |
Sale |
151 |
24.3778 USD |
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USD 1 ordinary |
Sale |
104 |
24.1696 USD |
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USD 1 ordinary |
Sale |
100 |
24.6100 USD |
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USD 1 ordinary |
Sale |
86 |
24.2000 USD |
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USD 1 ordinary |
Sale |
64 |
24.1300 USD |
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USD 1 ordinary |
Sale |
15 |
24.3506 USD |
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USD 1 ordinary |
Sale |
10 |
24.1575 USD |
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USD 1 ordinary |
Sale |
1 |
24.3800 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
444,774 |
438.5600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
18,596 |
443.4953 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,766 |
444.2738 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,233 |
444.3257 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,207 |
444.6013 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
677 |
444.7882 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,444 |
444.7980 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,661 |
444.9501 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
344 |
445.0000 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,249 |
445.1652 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
11,585 |
445.3770 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
50 |
445.8157 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,426 |
445.8201 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,039 |
445.9229 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
378 |
445.9761 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
27,119 |
446.1201 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,083 |
446.6048 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,446 |
446.7045 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,089 |
446.7486 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
287 |
446.8000 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
536 |
446.8270 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,820 |
447.0157 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,489 |
447.0220 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
683 |
447.0227 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
25,200 |
447.0346 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,388 |
447.4011 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,100 |
447.4027 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,941 |
447.4635 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,240 |
447.4742 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,656 |
447.5179 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
765 |
447.5394 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
94 |
447.5403 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
94 |
447.6215 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,054 |
447.8247 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,947 |
447.8298 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
30,356 |
448.8211 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
910 |
449.0550 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
843 |
0.0000 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
444,774 |
438.5600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,189 |
443.3825 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
18,596 |
443.4200 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
107,644 |
444.0822 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,233 |
444.2502 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
62 |
444.3379 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,207 |
444.5257 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,671 |
444.7843 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
824 |
444.7844 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
145 |
444.7858 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
677 |
444.7882 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,444 |
444.7980 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
649 |
444.8490 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
344 |
444.9243 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,249 |
445.0896 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,585 |
445.3013 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,039 |
445.8471 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
378 |
445.9002 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,083 |
446.5289 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,446 |
446.6285 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
287 |
446.7240 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
12,694 |
446.9427 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,489 |
447.0220 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
683 |
447.0227 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
12,629 |
447.1511 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,388 |
447.3251 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,941 |
447.3874 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,240 |
447.3982 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,656 |
447.4419 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,555 |
447.4788 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
765 |
447.5394 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
94 |
447.5403 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,100 |
447.5504 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,684 |
447.6300 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,054 |
447.7486 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,947 |
447.7537 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,376 |
448.2860 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
321 |
448.4374 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,239 |
448.6034 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
910 |
449.0550 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,200 |
449.4923 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,189 |
443.3359 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
62 |
444.2912 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
12,694 |
446.8399 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,684 |
447.6054 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
321 |
448.3904 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
5,239 |
448.5563 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
3,200 |
449.4675 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,766 |
444.3205 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,661 |
444.9968 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
50 |
445.8402 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,426 |
445.8669 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
7,089 |
446.7955 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
536 |
446.8516 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
3,820 |
447.0626 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
30,356 |
448.8683 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
14 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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