Form 8.3 - AngloGold Ashanti plc

Barclays PLC
14 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

13 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,806,074

0.91%

3,638,099

0.86%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,148,746

0.74%

1,858,939

0.44%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

7,084,820

1.68%

5,657,038

1.34%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

83,888

24.2583  USD

USD 1 ordinary

Purchase

65,784

24.5807  USD

USD 1 ordinary

Purchase

27,809

24.3434  USD

USD 1 ordinary

Purchase

24,012

24.4141  USD

USD 1 ordinary

Purchase

13,110

443.4200  ZAR

USD 1 ordinary

Purchase

9,649

24.2945  USD

USD 1 ordinary

Purchase

7,010

24.2686  USD

USD 1 ordinary

Purchase

6,095

24.4756  USD

USD 1 ordinary

Purchase

5,604

24.8025  USD

USD 1 ordinary

Purchase

4,968

24.4360  USD

USD 1 ordinary

Purchase

4,053

24.4600  USD

USD 1 ordinary

Purchase

3,226

24.1229  USD

USD 1 ordinary

Purchase

3,200

24.2200  USD

USD 1 ordinary

Purchase

2,764

24.1547  USD

USD 1 ordinary

Purchase

1,687

24.3894  USD

USD 1 ordinary

Purchase

1,503

24.6530  USD

USD 1 ordinary

Purchase

1,300

24.3900  USD

USD 1 ordinary

Purchase

1,110

24.3424  USD

USD 1 ordinary

Purchase

1,100

24.2095  USD

USD 1 ordinary

Purchase

1,046

24.4089  USD

USD 1 ordinary

Purchase

664

24.2006  USD

USD 1 ordinary

Purchase

504

24.3858  USD

USD 1 ordinary

Purchase

433

24.4299  USD

USD 1 ordinary

Purchase

324

24.2007  USD

USD 1 ordinary

Purchase

288

24.2130  USD

USD 1 ordinary

Purchase

279

24.7400  USD

USD 1 ordinary

Purchase

218

24.1825  USD

USD 1 ordinary

Purchase

210

24.1836  USD

USD 1 ordinary

Purchase

191

24.3561  USD

USD 1 ordinary

Purchase

122

24.1550  USD

USD 1 ordinary

Purchase

72

24.3604  USD

USD 1 ordinary

Purchase

25

24.2816  USD

USD 1 ordinary

Purchase

6

24.3208  USD

USD 1 ordinary

Purchase

1

24.2950  USD

USD 1 ordinary

Sale

148,588

24.4717  USD

USD 1 ordinary

Sale

26,774

24.1188  USD

USD 1 ordinary

Sale

15,371

24.3074  USD

USD 1 ordinary

Sale

13,110

443.4200  ZAR

USD 1 ordinary

Sale

10,587

24.3441  USD

USD 1 ordinary

Sale

9,100

24.5311  USD

USD 1 ordinary

Sale

7,846

24.3447  USD

USD 1 ordinary

Sale

6,307

24.3381  USD

USD 1 ordinary

Sale

4,567

24.2682  USD

USD 1 ordinary

Sale

4,049

24.3198  USD

USD 1 ordinary

Sale

3,980

24.2739  USD

USD 1 ordinary

Sale

3,200

24.2200  USD

USD 1 ordinary

Sale

2,651

24.2896  USD

USD 1 ordinary

Sale

2,443

24.2692  USD

USD 1 ordinary

Sale

1,415

24.5315  USD

USD 1 ordinary

Sale

1,264

24.3130  USD

USD 1 ordinary

Sale

1,137

24.7400  USD

USD 1 ordinary

Sale

631

24.4196  USD

USD 1 ordinary

Sale

569

24.1426  USD

USD 1 ordinary

Sale

454

24.5820  USD

USD 1 ordinary

Sale

362

24.3620  USD

USD 1 ordinary

Sale

354

24.3742  USD

USD 1 ordinary

Sale

324

24.2007  USD

USD 1 ordinary

Sale

295

24.3100  USD

USD 1 ordinary

Sale

288

24.2130  USD

USD 1 ordinary

Sale

200

24.1850  USD

USD 1 ordinary

Sale

156

24.3230  USD

USD 1 ordinary

Sale

151

24.3778  USD

USD 1 ordinary

Sale

104

24.1696  USD

USD 1 ordinary

Sale

100

24.6100  USD

USD 1 ordinary

Sale

86

24.2000  USD

USD 1 ordinary

Sale

64

24.1300  USD

USD 1 ordinary

Sale

15

24.3506  USD

USD 1 ordinary

Sale

10

24.1575  USD

USD 1 ordinary

Sale

1

24.3800  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

444,774

438.5600  ZAR

USD 1 ordinary

SWAP

Decreasing Short

18,596

443.4953  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,766

444.2738  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,233

444.3257  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,207

444.6013  ZAR

USD 1 ordinary

SWAP

Decreasing Short

677

444.7882  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,444

444.7980  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,661

444.9501  ZAR

USD 1 ordinary

SWAP

Decreasing Short

344

445.0000  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,249

445.1652  ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,585

445.3770  ZAR

USD 1 ordinary

SWAP

Decreasing Short

50

445.8157  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,426

445.8201  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,039

445.9229  ZAR

USD 1 ordinary

SWAP

Decreasing Short

378

445.9761  ZAR

USD 1 ordinary

SWAP

Decreasing Short

27,119

446.1201  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,083

446.6048  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,446

446.7045  ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,089

446.7486  ZAR

USD 1 ordinary

SWAP

Decreasing Short

287

446.8000  ZAR

USD 1 ordinary

SWAP

Decreasing Short

536

446.8270  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,820

447.0157  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,489

447.0220  ZAR

USD 1 ordinary

SWAP

Decreasing Short

683

447.0227  ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,200

447.0346  ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,388

447.4011  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,100

447.4027  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,941

447.4635  ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,240

447.4742  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,656

447.5179  ZAR

USD 1 ordinary

SWAP

Decreasing Short

765

447.5394  ZAR

USD 1 ordinary

SWAP

Decreasing Short

94

447.5403  ZAR

USD 1 ordinary

SWAP

Decreasing Short

94

447.6215  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,054

447.8247  ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,947

447.8298  ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,356

448.8211  ZAR

USD 1 ordinary

SWAP

Decreasing Short

910

449.0550  ZAR

USD 1 ordinary

SWAP

Decreasing Long

843

0.0000  ZAR

USD 1 ordinary

SWAP

Increasing Short

444,774

438.5600  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,189

443.3825  ZAR

USD 1 ordinary

SWAP

Increasing Short

18,596

443.4200  ZAR

USD 1 ordinary

SWAP

Increasing Short

107,644

444.0822  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,233

444.2502  ZAR

USD 1 ordinary

SWAP

Increasing Short

62

444.3379  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,207

444.5257  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,671

444.7843  ZAR

USD 1 ordinary

SWAP

Increasing Short

824

444.7844  ZAR

USD 1 ordinary

SWAP

Increasing Short

145

444.7858  ZAR

USD 1 ordinary

SWAP

Increasing Short

677

444.7882  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,444

444.7980  ZAR

USD 1 ordinary

SWAP

Increasing Short

649

444.8490  ZAR

USD 1 ordinary

SWAP

Increasing Short

344

444.9243  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,249

445.0896  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,585

445.3013  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,039

445.8471  ZAR

USD 1 ordinary

SWAP

Increasing Short

378

445.9002  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,083

446.5289  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,446

446.6285  ZAR

USD 1 ordinary

SWAP

Increasing Short

287

446.7240  ZAR

USD 1 ordinary

SWAP

Increasing Short

12,694

446.9427  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,489

447.0220  ZAR

USD 1 ordinary

SWAP

Increasing Short

683

447.0227  ZAR

USD 1 ordinary

SWAP

Increasing Short

12,629

447.1511  ZAR

USD 1 ordinary

SWAP

Increasing Short

9,388

447.3251  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,941

447.3874  ZAR

USD 1 ordinary

SWAP

Increasing Short

8,240

447.3982  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,656

447.4419  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,555

447.4788  ZAR

USD 1 ordinary

SWAP

Increasing Short

765

447.5394  ZAR

USD 1 ordinary

SWAP

Increasing Short

94

447.5403  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,100

447.5504  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,684

447.6300  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,054

447.7486  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,947

447.7537  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,376

448.2860  ZAR

USD 1 ordinary

SWAP

Increasing Short

321

448.4374  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,239

448.6034  ZAR

USD 1 ordinary

SWAP

Increasing Short

910

449.0550  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,200

449.4923  ZAR

USD 1 ordinary

CFD

Increasing Long

4,189

443.3359  ZAR

USD 1 ordinary

CFD

Increasing Long

62

444.2912  ZAR

USD 1 ordinary

CFD

Increasing Long

12,694

446.8399  ZAR

USD 1 ordinary

CFD

Increasing Long

2,684

447.6054  ZAR

USD 1 ordinary

CFD

Increasing Long

321

448.3904  ZAR

USD 1 ordinary

CFD

Increasing Long

5,239

448.5563  ZAR

USD 1 ordinary

CFD

Increasing Long

3,200

449.4675  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,766

444.3205  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,661

444.9968  ZAR

USD 1 ordinary

CFD

Decreasing Long

50

445.8402  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,426

445.8669  ZAR

USD 1 ordinary

CFD

Decreasing Long

7,089

446.7955  ZAR

USD 1 ordinary

CFD

Decreasing Long

536

446.8516  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,820

447.0626  ZAR

USD 1 ordinary

CFD

Decreasing Long

30,356

448.8683  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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