Form 8.3 - AngloGold Ashanti plc

Barclays PLC
15 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

14 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,647,733

0.87%

3,468,468

0.82%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,129,076

0.74%

1,813,787

0.43%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

6,906,809

1.64%

5,442,255

1.29%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

200,979

23.4712  USD

USD 1 ordinary

Purchase

46,331

23.9474  USD

USD 1 ordinary

Purchase

18,560

24.0100  USD

USD 1 ordinary

Purchase

11,801

23.3848  USD

USD 1 ordinary

Purchase

9,565

23.7697  USD

USD 1 ordinary

Purchase

7,900

23.7870  USD

USD 1 ordinary

Purchase

4,845

23.3956  USD

USD 1 ordinary

Purchase

4,607

23.8793  USD

USD 1 ordinary

Purchase

4,100

23.2798  USD

USD 1 ordinary

Purchase

3,568

23.9902  USD

USD 1 ordinary

Purchase

3,200

23.9200  USD

USD 1 ordinary

Purchase

2,628

425.4806  ZAR

USD 1 ordinary

Purchase

2,037

23.9994  USD

USD 1 ordinary

Purchase

1,942

23.2845  USD

USD 1 ordinary

Purchase

1,239

23.2754  USD

USD 1 ordinary

Purchase

1,163

23.8207  USD

USD 1 ordinary

Purchase

1,047

24.0805  USD

USD 1 ordinary

Purchase

1,000

23.8450  USD

USD 1 ordinary

Purchase

749

23.9830  USD

USD 1 ordinary

Purchase

700

23.2814  USD

USD 1 ordinary

Purchase

621

23.9916  USD

USD 1 ordinary

Purchase

599

23.9969  USD

USD 1 ordinary

Purchase

450

23.9655  USD

USD 1 ordinary

Purchase

300

23.2173  USD

USD 1 ordinary

Purchase

234

23.9742  USD

USD 1 ordinary

Purchase

231

23.9900  USD

USD 1 ordinary

Purchase

205

23.6214  USD

USD 1 ordinary

Purchase

200

23.2575  USD

USD 1 ordinary

Purchase

179

24.0000  USD

USD 1 ordinary

Purchase

166

23.2132  USD

USD 1 ordinary

Purchase

100

24.0500  USD

USD 1 ordinary

Purchase

100

23.9150  USD

USD 1 ordinary

Purchase

62

23.2691  USD

USD 1 ordinary

Purchase

43

23.8700  USD

USD 1 ordinary

Purchase

33

23.8936  USD

USD 1 ordinary

Purchase

19

23.2600  USD

USD 1 ordinary

Purchase

5

23.7200  USD

USD 1 ordinary

Purchase

4

23.7500  USD

USD 1 ordinary

Purchase

2

23.4750  USD

USD 1 ordinary

Sale

111,336

23.3515  USD

USD 1 ordinary

Sale

63,473

23.7979  USD

USD 1 ordinary

Sale

31,575

23.6783  USD

USD 1 ordinary

Sale

20,721

23.2197  USD

USD 1 ordinary

Sale

19,559

23.9846  USD

USD 1 ordinary

Sale

19,309

24.0048  USD

USD 1 ordinary

Sale

8,224

24.0012  USD

USD 1 ordinary

Sale

7,057

23.7846  USD

USD 1 ordinary

Sale

6,848

23.1936  USD

USD 1 ordinary

Sale

6,354

23.7572  USD

USD 1 ordinary

Sale

4,100

23.2798  USD

USD 1 ordinary

Sale

3,200

23.9200  USD

USD 1 ordinary

Sale

2,692

23.8939  USD

USD 1 ordinary

Sale

2,628

425.4806  ZAR

USD 1 ordinary

Sale

2,085

23.6323  USD

USD 1 ordinary

Sale

1,567

23.3920  USD

USD 1 ordinary

Sale

1,565

23.9016  USD

USD 1 ordinary

Sale

1,441

23.8704  USD

USD 1 ordinary

Sale

1,340

23.3792  USD

USD 1 ordinary

Sale

1,047

24.0805  USD

USD 1 ordinary

Sale

1,000

23.8450  USD

USD 1 ordinary

Sale

621

23.9916  USD

USD 1 ordinary

Sale

599

23.9969  USD

USD 1 ordinary

Sale

450

23.8879  USD

USD 1 ordinary

Sale

300

23.7733  USD

USD 1 ordinary

Sale

267

23.4897  USD

USD 1 ordinary

Sale

243

23.7892  USD

USD 1 ordinary

Sale

205

23.9576  USD

USD 1 ordinary

Sale

162

23.2000  USD

USD 1 ordinary

Sale

100

23.1300  USD

USD 1 ordinary

Sale

68

23.8553  USD

USD 1 ordinary

Sale

38

23.8700  USD

USD 1 ordinary

Sale

35

23.9661  USD

USD 1 ordinary

Sale

8

23.7500  USD

USD 1 ordinary

Sale

7

23.6900  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Short

17,893

425.7348  ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,438

424.7709  ZAR

USD 1 ordinary

SWAP

Decreasing Short

28,156

425.1407  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,982

425.2952  ZAR

USD 1 ordinary

SWAP

Decreasing Short

96,900

425.3269  ZAR

USD 1 ordinary

SWAP

Decreasing Short

69,929

425.3943  ZAR

USD 1 ordinary

SWAP

Decreasing Short

132,893

425.4482  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,100

425.6071  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,976

425.6450  ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,100

425.7562  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,303

425.9098  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,871

425.9638  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,318

426.0299  ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,695

426.1640  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,164

426.2079  ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,476

426.3449  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,084

426.8502  ZAR

USD 1 ordinary

SWAP

Decreasing Short

596

427.0468  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,144

427.2027  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

427.7000  ZAR

USD 1 ordinary

SWAP

Decreasing Short

783

427.7888  ZAR

USD 1 ordinary

SWAP

Decreasing Short

442

429.1687  ZAR

USD 1 ordinary

SWAP

Decreasing Short

272

429.4700  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,949

430.3168  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,005

423.9408  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,900

424.6743  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,668

424.7529  ZAR

USD 1 ordinary

SWAP

Increasing Short

280

424.9715  ZAR

USD 1 ordinary

SWAP

Increasing Short

28,156

425.0685  ZAR

USD 1 ordinary

SWAP

Increasing Short

96,900

425.2546  ZAR

USD 1 ordinary

SWAP

Increasing Short

69,929

425.3220  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,832

425.4354  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,100

425.6071  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,126

425.6099  ZAR

USD 1 ordinary

SWAP

Increasing Short

24,824

425.6757  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,500

425.7270  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,303

425.8374  ZAR

USD 1 ordinary

SWAP

Increasing Short

10,871

425.8914  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,318

425.9575  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,574

426.1282  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,164

426.1355  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,084

426.7776  ZAR

USD 1 ordinary

SWAP

Increasing Short

596

426.9742  ZAR

USD 1 ordinary

SWAP

Increasing Short

1

427.6272  ZAR

USD 1 ordinary

SWAP

Increasing Short

783

427.7161  ZAR

USD 1 ordinary

SWAP

Increasing Short

442

429.0957  ZAR

USD 1 ordinary

SWAP

Increasing Short

272

429.3969  ZAR

USD 1 ordinary

CFD

Increasing Long

11,005

423.8963  ZAR

USD 1 ordinary

CFD

Increasing Long

3,668

424.6976  ZAR

USD 1 ordinary

CFD

Increasing Long

280

424.9163  ZAR

USD 1 ordinary

CFD

Increasing Long

7,832

425.3375  ZAR

USD 1 ordinary

CFD

Increasing Long

24,824

425.6310  ZAR

USD 1 ordinary

CFD

Increasing Long

107,644

444.0245  ZAR

USD 1 ordinary

CFD

Increasing Long

649

444.7911  ZAR

USD 1 ordinary

CFD

Decreasing Long

8,438

424.8155  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,982

425.3398  ZAR

USD 1 ordinary

CFD

Decreasing Long

132,893

425.5035  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,976

425.7003  ZAR

USD 1 ordinary

CFD

Decreasing Long

12,695

426.1874  ZAR

USD 1 ordinary

CFD

Decreasing Long

9,476

426.3897  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,144

427.3010  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,949

430.3620  ZAR

USD 1 ordinary

CFD

Decreasing Long

27,119

446.1781  ZAR

USD 1 ordinary

CFD

Decreasing Long

94

447.6796  ZAR

USD 1 ordinary

SWAP

Closing Long

4,100

23.2812  USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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