FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
14 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,647,733 |
0.87% |
3,468,468 |
0.82% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,129,076 |
0.74% |
1,813,787 |
0.43% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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6,906,809 |
1.64% |
5,442,255 |
1.29% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
200,979 |
23.4712 USD |
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USD 1 ordinary |
Purchase |
46,331 |
23.9474 USD |
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USD 1 ordinary |
Purchase |
18,560 |
24.0100 USD |
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USD 1 ordinary |
Purchase |
11,801 |
23.3848 USD |
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USD 1 ordinary |
Purchase |
9,565 |
23.7697 USD |
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USD 1 ordinary |
Purchase |
7,900 |
23.7870 USD |
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USD 1 ordinary |
Purchase |
4,845 |
23.3956 USD |
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USD 1 ordinary |
Purchase |
4,607 |
23.8793 USD |
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USD 1 ordinary |
Purchase |
4,100 |
23.2798 USD |
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USD 1 ordinary |
Purchase |
3,568 |
23.9902 USD |
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USD 1 ordinary |
Purchase |
3,200 |
23.9200 USD |
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USD 1 ordinary |
Purchase |
2,628 |
425.4806 ZAR |
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USD 1 ordinary |
Purchase |
2,037 |
23.9994 USD |
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USD 1 ordinary |
Purchase |
1,942 |
23.2845 USD |
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USD 1 ordinary |
Purchase |
1,239 |
23.2754 USD |
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USD 1 ordinary |
Purchase |
1,163 |
23.8207 USD |
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USD 1 ordinary |
Purchase |
1,047 |
24.0805 USD |
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USD 1 ordinary |
Purchase |
1,000 |
23.8450 USD |
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USD 1 ordinary |
Purchase |
749 |
23.9830 USD |
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USD 1 ordinary |
Purchase |
700 |
23.2814 USD |
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USD 1 ordinary |
Purchase |
621 |
23.9916 USD |
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USD 1 ordinary |
Purchase |
599 |
23.9969 USD |
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USD 1 ordinary |
Purchase |
450 |
23.9655 USD |
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USD 1 ordinary |
Purchase |
300 |
23.2173 USD |
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USD 1 ordinary |
Purchase |
234 |
23.9742 USD |
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USD 1 ordinary |
Purchase |
231 |
23.9900 USD |
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USD 1 ordinary |
Purchase |
205 |
23.6214 USD |
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USD 1 ordinary |
Purchase |
200 |
23.2575 USD |
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USD 1 ordinary |
Purchase |
179 |
24.0000 USD |
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USD 1 ordinary |
Purchase |
166 |
23.2132 USD |
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USD 1 ordinary |
Purchase |
100 |
24.0500 USD |
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USD 1 ordinary |
Purchase |
100 |
23.9150 USD |
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USD 1 ordinary |
Purchase |
62 |
23.2691 USD |
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USD 1 ordinary |
Purchase |
43 |
23.8700 USD |
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USD 1 ordinary |
Purchase |
33 |
23.8936 USD |
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USD 1 ordinary |
Purchase |
19 |
23.2600 USD |
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USD 1 ordinary |
Purchase |
5 |
23.7200 USD |
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USD 1 ordinary |
Purchase |
4 |
23.7500 USD |
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USD 1 ordinary |
Purchase |
2 |
23.4750 USD |
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USD 1 ordinary |
Sale |
111,336 |
23.3515 USD |
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USD 1 ordinary |
Sale |
63,473 |
23.7979 USD |
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USD 1 ordinary |
Sale |
31,575 |
23.6783 USD |
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USD 1 ordinary |
Sale |
20,721 |
23.2197 USD |
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USD 1 ordinary |
Sale |
19,559 |
23.9846 USD |
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USD 1 ordinary |
Sale |
19,309 |
24.0048 USD |
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USD 1 ordinary |
Sale |
8,224 |
24.0012 USD |
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USD 1 ordinary |
Sale |
7,057 |
23.7846 USD |
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USD 1 ordinary |
Sale |
6,848 |
23.1936 USD |
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USD 1 ordinary |
Sale |
6,354 |
23.7572 USD |
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USD 1 ordinary |
Sale |
4,100 |
23.2798 USD |
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USD 1 ordinary |
Sale |
3,200 |
23.9200 USD |
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USD 1 ordinary |
Sale |
2,692 |
23.8939 USD |
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USD 1 ordinary |
Sale |
2,628 |
425.4806 ZAR |
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USD 1 ordinary |
Sale |
2,085 |
23.6323 USD |
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USD 1 ordinary |
Sale |
1,567 |
23.3920 USD |
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USD 1 ordinary |
Sale |
1,565 |
23.9016 USD |
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USD 1 ordinary |
Sale |
1,441 |
23.8704 USD |
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USD 1 ordinary |
Sale |
1,340 |
23.3792 USD |
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USD 1 ordinary |
Sale |
1,047 |
24.0805 USD |
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USD 1 ordinary |
Sale |
1,000 |
23.8450 USD |
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USD 1 ordinary |
Sale |
621 |
23.9916 USD |
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USD 1 ordinary |
Sale |
599 |
23.9969 USD |
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USD 1 ordinary |
Sale |
450 |
23.8879 USD |
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USD 1 ordinary |
Sale |
300 |
23.7733 USD |
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USD 1 ordinary |
Sale |
267 |
23.4897 USD |
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USD 1 ordinary |
Sale |
243 |
23.7892 USD |
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USD 1 ordinary |
Sale |
205 |
23.9576 USD |
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USD 1 ordinary |
Sale |
162 |
23.2000 USD |
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USD 1 ordinary |
Sale |
100 |
23.1300 USD |
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USD 1 ordinary |
Sale |
68 |
23.8553 USD |
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USD 1 ordinary |
Sale |
38 |
23.8700 USD |
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USD 1 ordinary |
Sale |
35 |
23.9661 USD |
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USD 1 ordinary |
Sale |
8 |
23.7500 USD |
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USD 1 ordinary |
Sale |
7 |
23.6900 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,893 |
425.7348 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,438 |
424.7709 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
28,156 |
425.1407 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,982 |
425.2952 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
96,900 |
425.3269 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
69,929 |
425.3943 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
132,893 |
425.4482 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,100 |
425.6071 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,976 |
425.6450 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
23,100 |
425.7562 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,303 |
425.9098 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,871 |
425.9638 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,318 |
426.0299 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
12,695 |
426.1640 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,164 |
426.2079 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,476 |
426.3449 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,084 |
426.8502 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
596 |
427.0468 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,144 |
427.2027 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
427.7000 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
783 |
427.7888 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
442 |
429.1687 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
272 |
429.4700 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,949 |
430.3168 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,005 |
423.9408 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,900 |
424.6743 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,668 |
424.7529 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
280 |
424.9715 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
28,156 |
425.0685 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
96,900 |
425.2546 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
69,929 |
425.3220 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,832 |
425.4354 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,100 |
425.6071 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,126 |
425.6099 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
24,824 |
425.6757 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,500 |
425.7270 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,303 |
425.8374 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,871 |
425.8914 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,318 |
425.9575 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,574 |
426.1282 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,164 |
426.1355 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,084 |
426.7776 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
596 |
426.9742 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
427.6272 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
783 |
427.7161 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
442 |
429.0957 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
272 |
429.3969 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
11,005 |
423.8963 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
3,668 |
424.6976 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
280 |
424.9163 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
7,832 |
425.3375 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
24,824 |
425.6310 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
107,644 |
444.0245 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
649 |
444.7911 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
8,438 |
424.8155 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,982 |
425.3398 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
132,893 |
425.5035 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,976 |
425.7003 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
12,695 |
426.1874 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
9,476 |
426.3897 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
3,144 |
427.3010 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,949 |
430.3620 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
27,119 |
446.1781 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
94 |
447.6796 ZAR |
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USD 1 ordinary |
SWAP |
Closing Long |
4,100 |
23.2812 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
15 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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