FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,770,108 |
0.90% |
3,555,062 |
0.84% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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5,388,734 |
1.28% |
1,951,663 |
0.46% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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9,288,842 |
2.21% |
5,666,725 |
1.34% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
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USD 1 ordinary |
Purchase |
235,581 |
25.2722 USD |
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USD 1 ordinary |
Purchase |
171,422 |
25.0533 USD |
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USD 1 ordinary |
Purchase |
135,123 |
25.0926 USD |
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USD 1 ordinary |
Purchase |
55,955 |
25.3767 USD |
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USD 1 ordinary |
Purchase |
32,499 |
25.1080 USD |
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USD 1 ordinary |
Purchase |
26,014 |
25.2397 USD |
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USD 1 ordinary |
Purchase |
25,156 |
24.9152 USD |
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USD 1 ordinary |
Purchase |
14,807 |
25.1112 USD |
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USD 1 ordinary |
Purchase |
12,271 |
25.0547 USD |
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USD 1 ordinary |
Purchase |
8,887 |
25.1049 USD |
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USD 1 ordinary |
Purchase |
7,099 |
24.9897 USD |
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USD 1 ordinary |
Purchase |
6,901 |
25.2181 USD |
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USD 1 ordinary |
Purchase |
6,884 |
25.1500 USD |
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USD 1 ordinary |
Purchase |
6,799 |
25.1497 USD |
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USD 1 ordinary |
Purchase |
5,647 |
25.1061 USD |
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USD 1 ordinary |
Purchase |
5,474 |
25.0835 USD |
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USD 1 ordinary |
Purchase |
5,260 |
25.0434 USD |
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USD 1 ordinary |
Purchase |
3,967 |
25.0686 USD |
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USD 1 ordinary |
Purchase |
3,653 |
24.7927 USD |
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USD 1 ordinary |
Purchase |
3,596 |
25.1455 USD |
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USD 1 ordinary |
Purchase |
2,902 |
25.0422 USD |
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USD 1 ordinary |
Purchase |
2,895 |
25.1262 USD |
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USD 1 ordinary |
Purchase |
2,800 |
25.1000 USD |
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USD 1 ordinary |
Purchase |
2,563 |
25.0511 USD |
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USD 1 ordinary |
Purchase |
1,750 |
25.3600 USD |
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USD 1 ordinary |
Purchase |
1,492 |
25.0797 USD |
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USD 1 ordinary |
Purchase |
1,300 |
25.0784 USD |
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USD 1 ordinary |
Purchase |
1,143 |
25.1118 USD |
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USD 1 ordinary |
Purchase |
1,064 |
24.9857 USD |
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USD 1 ordinary |
Purchase |
1,038 |
25.1100 USD |
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USD 1 ordinary |
Purchase |
972 |
25.1722 USD |
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USD 1 ordinary |
Purchase |
684 |
24.9908 USD |
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USD 1 ordinary |
Purchase |
626 |
25.1625 USD |
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USD 1 ordinary |
Purchase |
457 |
25.1702 USD |
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USD 1 ordinary |
Purchase |
310 |
25.0148 USD |
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USD 1 ordinary |
Purchase |
229 |
25.0300 USD |
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USD 1 ordinary |
Purchase |
200 |
25.1350 USD |
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USD 1 ordinary |
Purchase |
135 |
25.1416 USD |
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USD 1 ordinary |
Purchase |
125 |
25.1632 USD |
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USD 1 ordinary |
Purchase |
101 |
25.1930 USD |
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USD 1 ordinary |
Purchase |
100 |
25.0900 USD |
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USD 1 ordinary |
Purchase |
100 |
25.1600 USD |
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USD 1 ordinary |
Purchase |
90 |
25.0200 USD |
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USD 1 ordinary |
Purchase |
48 |
25.1300 USD |
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USD 1 ordinary |
Purchase |
45 |
25.1150 USD |
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USD 1 ordinary |
Purchase |
2 |
24.6980 USD |
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USD 1 ordinary |
Purchase |
1 |
24.6550 USD |
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USD 1 ordinary |
Sale |
486,688 |
25.2166 USD |
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USD 1 ordinary |
Sale |
82,115 |
25.0458 USD |
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USD 1 ordinary |
Sale |
40,177 |
25.0750 USD |
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USD 1 ordinary |
Sale |
31,769 |
25.1068 USD |
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USD 1 ordinary |
Sale |
23,839 |
25.1500 USD |
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USD 1 ordinary |
Sale |
19,393 |
24.9152 USD |
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USD 1 ordinary |
Sale |
16,089 |
25.0189 USD |
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USD 1 ordinary |
Sale |
8,795 |
25.0255 USD |
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USD 1 ordinary |
Sale |
8,669 |
25.1132 USD |
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USD 1 ordinary |
Sale |
7,332 |
25.2088 USD |
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USD 1 ordinary |
Sale |
4,707 |
24.9776 USD |
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USD 1 ordinary |
Sale |
3,259 |
24.9538 USD |
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USD 1 ordinary |
Sale |
2,800 |
25.1000 USD |
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USD 1 ordinary |
Sale |
2,718 |
25.1606 USD |
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USD 1 ordinary |
Sale |
2,578 |
24.8403 USD |
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USD 1 ordinary |
Sale |
2,471 |
24.9598 USD |
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USD 1 ordinary |
Sale |
2,263 |
25.0323 USD |
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USD 1 ordinary |
Sale |
2,187 |
25.0351 USD |
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USD 1 ordinary |
Sale |
1,750 |
25.3600 USD |
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USD 1 ordinary |
Sale |
1,749 |
25.0247 USD |
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USD 1 ordinary |
Sale |
1,701 |
24.9191 USD |
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USD 1 ordinary |
Sale |
1,607 |
25.0048 USD |
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USD 1 ordinary |
Sale |
1,400 |
25.0135 USD |
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USD 1 ordinary |
Sale |
1,168 |
24.9684 USD |
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USD 1 ordinary |
Sale |
730 |
25.1576 USD |
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USD 1 ordinary |
Sale |
720 |
24.9686 USD |
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USD 1 ordinary |
Sale |
684 |
24.9908 USD |
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USD 1 ordinary |
Sale |
565 |
24.9787 USD |
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USD 1 ordinary |
Sale |
503 |
25.0281 USD |
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USD 1 ordinary |
Sale |
500 |
24.8060 USD |
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USD 1 ordinary |
Sale |
409 |
24.9771 USD |
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USD 1 ordinary |
Sale |
400 |
25.1425 USD |
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USD 1 ordinary |
Sale |
364 |
25.0888 USD |
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USD 1 ordinary |
Sale |
352 |
25.1272 USD |
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USD 1 ordinary |
Sale |
310 |
25.0148 USD |
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USD 1 ordinary |
Sale |
263 |
25.0823 USD |
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USD 1 ordinary |
Sale |
242 |
25.5917 USD |
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USD 1 ordinary |
Sale |
185 |
24.9951 USD |
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USD 1 ordinary |
Sale |
98 |
25.1200 USD |
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USD 1 ordinary |
Sale |
90 |
25.0200 USD |
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USD 1 ordinary |
Sale |
21 |
25.0847 USD |
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USD 1 ordinary |
Sale |
6 |
24.9916 USD |
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USD 1 ordinary |
Sale |
2 |
24.6980 USD |
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USD 1 ordinary |
Sale |
1 |
24.6550 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Increasing Long |
25,000 |
454.9724 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,865 |
455.2773 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
629 |
455.4643 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
706 |
456.4168 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,000 |
456.6372 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,100 |
458.4367 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
34,428 |
458.5332 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
3,303 |
458.6351 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,600 |
458.8749 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
11,134 |
459.1733 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,493 |
459.2880 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
19,813 |
459.3128 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
12,973 |
459.4628 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,348 |
459.5867 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
13,073 |
459.6566 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,779 |
459.8651 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,937 |
459.9264 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,922 |
460.5866 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
380,273 |
461.6061 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
707,000 |
480.3780 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,748,735 |
481.1581 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
460,000 |
500.7300 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
225,000 |
510.3510 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
499,000 |
517.1917 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
537,000 |
520.8020 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,225,000 |
524.3524 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
592,077 |
539.1839 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,705,000 |
539.4039 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
263,000 |
548.4348 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
25,000 |
454.9724 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
10,000 |
455.1226 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,865 |
455.2000 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
9,100 |
456.7771 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
446,087 |
456.9680 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,400 |
457.2936 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,837 |
457.7342 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,471 |
457.7443 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
34,428 |
458.4552 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,303 |
458.5572 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
12,320 |
458.6587 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
7,583 |
458.7068 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,000 |
458.7258 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14,134 |
458.8545 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,493 |
459.2100 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
19,813 |
459.2347 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
12,973 |
459.3847 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
13,073 |
459.5785 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,779 |
459.7869 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
8,937 |
459.8483 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
31,685 |
460.3356 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,200 |
460.7880 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
380,273 |
461.6061 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,058 |
461.6668 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,210,000 |
480.3780 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,748,735 |
481.1581 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
350,000 |
500.7300 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
225,000 |
510.3510 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
350,000 |
517.1917 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
537,000 |
520.8020 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,225,000 |
524.3524 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
600,000 |
539.1839 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,705,000 |
539.4039 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
263,000 |
548.4348 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
10,000 |
455.0179 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
446,087 |
456.9086 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
6,837 |
457.6862 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
4,471 |
457.7192 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
12,320 |
458.5990 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
7,583 |
458.6586 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
14,134 |
458.7489 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
31,685 |
460.2872 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
6,058 |
461.6183 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
629 |
455.5121 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
706 |
456.4648 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
11,134 |
459.2215 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,348 |
459.6465 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,922 |
460.6119 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,769 |
25.1500 USD |
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USD 1 ordinary |
SWAP |
Opening Short |
25,000 |
25.0966 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
20 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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