Form 8.3 - ANGLOGOLD ASHANTI PLC

Barclays PLC

21 November 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			20 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,544,462	0.84%	3,328,134	0.79%
(2) Cash-settled derivatives:				3,568,255	0.84%	1,740,996	0.41%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				7,242,717	1.72%	5,229,130	1.24%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	272,159	24.4107  USD
USD 1 ordinary	Purchase	201,703	24.4937  USD
USD 1 ordinary	Purchase	170,001	24.3686  USD
USD 1 ordinary	Purchase	168,390	24.5613  USD
USD 1 ordinary	Purchase	62,538	24.3631  USD
USD 1 ordinary	Purchase	62,073	24.2287  USD
USD 1 ordinary	Purchase	41,925	24.5619  USD
USD 1 ordinary	Purchase	20,395	24.1573  USD
USD 1 ordinary	Purchase	20,000	24.1790  USD
USD 1 ordinary	Purchase	12,136	24.5671  USD
USD 1 ordinary	Purchase	11,188	24.1572  USD
USD 1 ordinary	Purchase	10,526	24.6082  USD
USD 1 ordinary	Purchase	10,186	24.1401  USD
USD 1 ordinary	Purchase	9,649	24.3514  USD
USD 1 ordinary	Purchase	9,098	24.5342  USD
USD 1 ordinary	Purchase	8,281	24.3469  USD
USD 1 ordinary	Purchase	7,474	24.5400  USD
USD 1 ordinary	Purchase	7,440	24.1731  USD
USD 1 ordinary	Purchase	7,207	24.5173  USD
USD 1 ordinary	Purchase	7,100	24.3800  USD
USD 1 ordinary	Purchase	5,329	24.3134  USD
USD 1 ordinary	Purchase	4,918	24.1382  USD
USD 1 ordinary	Purchase	4,728	24.5200  USD
USD 1 ordinary	Purchase	4,000	24.1098  USD
USD 1 ordinary	Purchase	4,000	24.2848  USD
USD 1 ordinary	Purchase	3,550	24.4418  USD
USD 1 ordinary	Purchase	3,051	24.4053  USD
USD 1 ordinary	Purchase	2,598	24.1649  USD
USD 1 ordinary	Purchase	2,328	24.3931  USD
USD 1 ordinary	Purchase	1,766	24.0652  USD
USD 1 ordinary	Purchase	1,430	24.2617  USD
USD 1 ordinary	Purchase	1,034	24.1580  USD
USD 1 ordinary	Purchase	914	24.4667  USD
USD 1 ordinary	Purchase	809	24.1684  USD
USD 1 ordinary	Purchase	406	24.1750  USD
USD 1 ordinary	Purchase	352	24.5105  USD
USD 1 ordinary	Purchase	350	24.5557  USD
USD 1 ordinary	Purchase	322	24.2295  USD
USD 1 ordinary	Purchase	320	24.2171  USD
USD 1 ordinary	Purchase	318	24.1122  USD
USD 1 ordinary	Purchase	300	24.1400  USD
USD 1 ordinary	Purchase	300	24.4666  USD
USD 1 ordinary	Purchase	200	24.5000  USD
USD 1 ordinary	Purchase	154	24.5144  USD
USD 1 ordinary	Purchase	100	24.4900  USD
USD 1 ordinary	Purchase	97	24.1700  USD
USD 1 ordinary	Sale	448,970	24.5267  USD
USD 1 ordinary	Sale	81,695	24.1455  USD
USD 1 ordinary	Sale	80,462	24.4809  USD
USD 1 ordinary	Sale	77,295	24.4082  USD
USD 1 ordinary	Sale	59,872	24.3627  USD
USD 1 ordinary	Sale	48,351	24.3847  USD
USD 1 ordinary	Sale	41,141	24.3418  USD
USD 1 ordinary	Sale	34,721	24.2854  USD
USD 1 ordinary	Sale	33,744	24.3681  USD
USD 1 ordinary	Sale	21,313	24.3357  USD
USD 1 ordinary	Sale	20,457	24.1983  USD
USD 1 ordinary	Sale	20,000	24.1790  USD
USD 1 ordinary	Sale	19,223	24.4437  USD
USD 1 ordinary	Sale	17,360	24.4222  USD
USD 1 ordinary	Sale	15,627	24.3071  USD
USD 1 ordinary	Sale	12,839	24.2869  USD
USD 1 ordinary	Sale	9,685	24.3509  USD
USD 1 ordinary	Sale	9,098	24.5342  USD
USD 1 ordinary	Sale	8,007	24.4273  USD
USD 1 ordinary	Sale	7,650	24.6001  USD
USD 1 ordinary	Sale	7,440	24.1731  USD
USD 1 ordinary	Sale	7,100	24.3800  USD
USD 1 ordinary	Sale	7,095	24.3772  USD
USD 1 ordinary	Sale	6,495	24.5679  USD
USD 1 ordinary	Sale	6,344	24.3299  USD
USD 1 ordinary	Sale	5,708	24.5400  USD
USD 1 ordinary	Sale	5,419	24.5553  USD
USD 1 ordinary	Sale	5,058	24.4785  USD
USD 1 ordinary	Sale	4,191	24.2776  USD
USD 1 ordinary	Sale	4,000	24.2848  USD
USD 1 ordinary	Sale	4,000	24.1098  USD
USD 1 ordinary	Sale	3,903	24.3489  USD
USD 1 ordinary	Sale	3,854	24.4908  USD
USD 1 ordinary	Sale	3,271	24.2774  USD
USD 1 ordinary	Sale	2,995	24.2985  USD
USD 1 ordinary	Sale	1,953	24.4372  USD
USD 1 ordinary	Sale	1,824	24.3992  USD
USD 1 ordinary	Sale	1,720	24.4851  USD
USD 1 ordinary	Sale	1,637	24.3075  USD
USD 1 ordinary	Sale	1,430	24.2617  USD
USD 1 ordinary	Sale	1,331	24.3331  USD
USD 1 ordinary	Sale	1,120	24.2932  USD
USD 1 ordinary	Sale	1,117	24.3044  USD
USD 1 ordinary	Sale	807	24.4212  USD
USD 1 ordinary	Sale	627	24.6235  USD
USD 1 ordinary	Sale	558	24.3327  USD
USD 1 ordinary	Sale	504	24.3707  USD
USD 1 ordinary	Sale	400	24.2737  USD
USD 1 ordinary	Sale	322	24.2295  USD
USD 1 ordinary	Sale	318	24.3700  USD
USD 1 ordinary	Sale	305	24.4009  USD
USD 1 ordinary	Sale	300	24.4566  USD
USD 1 ordinary	Sale	275	24.3791  USD
USD 1 ordinary	Sale	256	24.4535  USD
USD 1 ordinary	Sale	247	24.3033  USD
USD 1 ordinary	Sale	200	24.2650  USD
USD 1 ordinary	Sale	100	24.3600  USD
USD 1 ordinary	Sale	70	24.2500  USD
USD 1 ordinary	Sale	30	24.3324  USD
USD 1 ordinary	Sale	24	24.1200  USD
USD 1 ordinary	Sale	2	24.3850  USD
USD 1 ordinary	Sale	1	24.5200  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Decreasing Long	4,130	445.5068  ZAR
USD 1 ordinary	SWAP	Decreasing Long	18,071	445.9000  ZAR
USD 1 ordinary	SWAP	Decreasing Long	5,817	446.0914  ZAR
USD 1 ordinary	SWAP	Decreasing Long	3,100	446.8096  ZAR
USD 1 ordinary	SWAP	Decreasing Long	118,178	447.0536  ZAR
USD 1 ordinary	SWAP	Decreasing Long	86,653	447.1924  ZAR
USD 1 ordinary	SWAP	Decreasing Long	26,477	447.2145  ZAR
USD 1 ordinary	SWAP	Decreasing Long	398	447.2892  ZAR
USD 1 ordinary	SWAP	Decreasing Long	21,000	447.3287  ZAR
USD 1 ordinary	SWAP	Decreasing Long	447	447.3291  ZAR
USD 1 ordinary	SWAP	Decreasing Long	3,558	447.3294  ZAR
USD 1 ordinary	SWAP	Decreasing Long	18,971	447.4321  ZAR
USD 1 ordinary	SWAP	Decreasing Long	10,485	447.4411  ZAR
USD 1 ordinary	SWAP	Decreasing Long	276,291	447.5423  ZAR
USD 1 ordinary	SWAP	Decreasing Long	17,282	447.5821  ZAR
USD 1 ordinary	SWAP	Decreasing Long	76	447.8580  ZAR
USD 1 ordinary	SWAP	Decreasing Long	66,970	447.8928  ZAR
USD 1 ordinary	SWAP	Decreasing Long	49,155	447.9217  ZAR
USD 1 ordinary	SWAP	Decreasing Long	40,326	448.2289  ZAR
USD 1 ordinary	SWAP	Decreasing Long	19,343	448.3704  ZAR
USD 1 ordinary	SWAP	Decreasing Long	25,330	448.4437  ZAR
USD 1 ordinary	SWAP	Decreasing Long	3,508	448.5200  ZAR
USD 1 ordinary	SWAP	Decreasing Long	61	448.5240  ZAR
USD 1 ordinary	SWAP	Decreasing Long	1	448.5527  ZAR
USD 1 ordinary	SWAP	Decreasing Long	5,459	448.7702  ZAR
USD 1 ordinary	SWAP	Decreasing Long	6,000	449.4736  ZAR
USD 1 ordinary	SWAP	Decreasing Long	155	450.6219  ZAR
USD 1 ordinary	SWAP	Decreasing Long	20,560	450.8548  ZAR
USD 1 ordinary	SWAP	Decreasing Long	387	452.1355  ZAR
USD 1 ordinary	SWAP	Decreasing Long	3,127	452.1360  ZAR
USD 1 ordinary	SWAP	Decreasing Long	1,760	456.1200  ZAR
USD 1 ordinary	SWAP	Decreasing Long	380,273	461.6061  ZAR
USD 1 ordinary	SWAP	Decreasing Long	707,000	480.3780  ZAR
USD 1 ordinary	SWAP	Opening Short	1,748,735	481.1581  ZAR
USD 1 ordinary	SWAP	Increasing Short	675,000	510.3510  ZAR
USD 1 ordinary	SWAP	Increasing Short	537,000	520.8020  ZAR
USD 1 ordinary	SWAP	Increasing Short	592,077	539.1839  ZAR
USD 1 ordinary	SWAP	Increasing Short	5,115,000	539.4039  ZAR
USD 1 ordinary	SWAP	Increasing Short	263,000	548.4348  ZAR
USD 1 ordinary	CFD	Decreasing Long	56,249	447.3749  ZAR
USD 1 ordinary	CFD	Decreasing Long	941	447.5203  ZAR
USD 1 ordinary	CFD	Decreasing Long	361	447.6004  ZAR
USD 1 ordinary	CFD	Decreasing Long	647	447.6110  ZAR
USD 1 ordinary	CFD	Decreasing Long	14,627	447.8984  ZAR
USD 1 ordinary	CFD	Decreasing Long	566	448.1007  ZAR
USD 1 ordinary	SWAP	Decreasing Long	3,008	24.5400  USD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				21 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END