FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
22 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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6,322,227 |
1.51% |
6,057,993 |
1.44% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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6,420,596 |
1.52% |
5,204,153 |
1.23% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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12,872,823 |
3.06% |
11,422,146 |
2.71% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
|
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USD 1 ordinary |
Purchase |
584,000 |
467.8500 ZAR |
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USD 1 ordinary |
Purchase |
272,197 |
26.0145 USD |
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USD 1 ordinary |
Purchase |
75,000 |
26.0539 USD |
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USD 1 ordinary |
Purchase |
65,344 |
25.9544 USD |
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USD 1 ordinary |
Purchase |
62,346 |
25.9585 USD |
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USD 1 ordinary |
Purchase |
49,303 |
25.9368 USD |
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USD 1 ordinary |
Purchase |
47,162 |
26.1602 USD |
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USD 1 ordinary |
Purchase |
46,311 |
25.8100 USD |
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USD 1 ordinary |
Purchase |
38,076 |
25.9066 USD |
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USD 1 ordinary |
Purchase |
35,580 |
25.9306 USD |
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USD 1 ordinary |
Purchase |
28,436 |
25.9246 USD |
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USD 1 ordinary |
Purchase |
24,428 |
25.9500 USD |
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USD 1 ordinary |
Purchase |
22,172 |
25.8910 USD |
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USD 1 ordinary |
Purchase |
17,500 |
26.2621 USD |
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USD 1 ordinary |
Purchase |
16,463 |
25.9539 USD |
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USD 1 ordinary |
Purchase |
15,782 |
25.9485 USD |
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USD 1 ordinary |
Purchase |
15,039 |
26.0895 USD |
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USD 1 ordinary |
Purchase |
14,837 |
26.1264 USD |
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USD 1 ordinary |
Purchase |
12,542 |
25.9550 USD |
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USD 1 ordinary |
Purchase |
11,895 |
25.9933 USD |
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USD 1 ordinary |
Purchase |
11,895 |
25.9636 USD |
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USD 1 ordinary |
Purchase |
10,572 |
26.1527 USD |
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USD 1 ordinary |
Purchase |
7,804 |
26.0100 USD |
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USD 1 ordinary |
Purchase |
7,722 |
25.9583 USD |
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USD 1 ordinary |
Purchase |
7,172 |
25.7447 USD |
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USD 1 ordinary |
Purchase |
6,904 |
25.9659 USD |
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USD 1 ordinary |
Purchase |
5,405 |
25.8751 USD |
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USD 1 ordinary |
Purchase |
4,753 |
26.1776 USD |
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USD 1 ordinary |
Purchase |
4,324 |
25.8388 USD |
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USD 1 ordinary |
Purchase |
3,892 |
25.9307 USD |
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USD 1 ordinary |
Purchase |
3,868 |
25.7903 USD |
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USD 1 ordinary |
Purchase |
3,780 |
25.8313 USD |
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USD 1 ordinary |
Purchase |
3,390 |
25.9777 USD |
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USD 1 ordinary |
Purchase |
2,690 |
26.0394 USD |
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USD 1 ordinary |
Purchase |
2,595 |
26.1635 USD |
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USD 1 ordinary |
Purchase |
2,202 |
26.0208 USD |
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USD 1 ordinary |
Purchase |
2,084 |
26.0088 USD |
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USD 1 ordinary |
Purchase |
1,579 |
25.9489 USD |
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USD 1 ordinary |
Purchase |
1,134 |
26.0514 USD |
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USD 1 ordinary |
Purchase |
1,016 |
25.9574 USD |
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USD 1 ordinary |
Purchase |
1,000 |
25.8978 USD |
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USD 1 ordinary |
Purchase |
836 |
25.8962 USD |
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USD 1 ordinary |
Purchase |
825 |
25.9952 USD |
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USD 1 ordinary |
Purchase |
800 |
25.9875 USD |
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USD 1 ordinary |
Purchase |
441 |
25.9700 USD |
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USD 1 ordinary |
Purchase |
384 |
25.9275 USD |
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USD 1 ordinary |
Purchase |
269 |
25.9701 USD |
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USD 1 ordinary |
Purchase |
202 |
25.9664 USD |
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USD 1 ordinary |
Purchase |
122 |
25.9527 USD |
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USD 1 ordinary |
Purchase |
102 |
26.0869 USD |
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USD 1 ordinary |
Purchase |
100 |
25.8200 USD |
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USD 1 ordinary |
Purchase |
100 |
26.0150 USD |
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USD 1 ordinary |
Purchase |
20 |
25.8750 USD |
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USD 1 ordinary |
Purchase |
12 |
25.9166 USD |
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USD 1 ordinary |
Sale |
584,000 |
467.8500 ZAR |
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USD 1 ordinary |
Sale |
384,625 |
26.0073 USD |
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USD 1 ordinary |
Sale |
91,073 |
25.9387 USD |
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USD 1 ordinary |
Sale |
75,000 |
26.0539 USD |
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USD 1 ordinary |
Sale |
65,344 |
25.9544 USD |
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USD 1 ordinary |
Sale |
59,949 |
25.9566 USD |
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USD 1 ordinary |
Sale |
26,318 |
25.9294 USD |
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USD 1 ordinary |
Sale |
23,415 |
25.9500 USD |
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USD 1 ordinary |
Sale |
22,172 |
25.8910 USD |
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USD 1 ordinary |
Sale |
18,429 |
26.0689 USD |
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USD 1 ordinary |
Sale |
18,233 |
25.9278 USD |
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USD 1 ordinary |
Sale |
17,500 |
26.2621 USD |
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USD 1 ordinary |
Sale |
11,223 |
25.9270 USD |
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USD 1 ordinary |
Sale |
10,572 |
26.1527 USD |
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USD 1 ordinary |
Sale |
8,630 |
25.9405 USD |
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USD 1 ordinary |
Sale |
7,800 |
26.0100 USD |
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USD 1 ordinary |
Sale |
7,516 |
25.9472 USD |
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USD 1 ordinary |
Sale |
7,172 |
25.7447 USD |
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USD 1 ordinary |
Sale |
5,931 |
25.9599 USD |
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USD 1 ordinary |
Sale |
5,754 |
25.9009 USD |
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USD 1 ordinary |
Sale |
5,299 |
25.9829 USD |
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USD 1 ordinary |
Sale |
5,065 |
25.9124 USD |
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USD 1 ordinary |
Sale |
4,753 |
26.1776 USD |
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USD 1 ordinary |
Sale |
4,343 |
25.9796 USD |
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USD 1 ordinary |
Sale |
4,035 |
26.0394 USD |
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USD 1 ordinary |
Sale |
3,813 |
26.1387 USD |
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USD 1 ordinary |
Sale |
3,296 |
26.0460 USD |
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USD 1 ordinary |
Sale |
2,690 |
25.8418 USD |
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USD 1 ordinary |
Sale |
2,611 |
26.1617 USD |
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USD 1 ordinary |
Sale |
2,600 |
25.9396 USD |
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USD 1 ordinary |
Sale |
2,390 |
25.9232 USD |
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USD 1 ordinary |
Sale |
2,100 |
26.1857 USD |
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USD 1 ordinary |
Sale |
1,798 |
25.9794 USD |
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USD 1 ordinary |
Sale |
1,700 |
26.1000 USD |
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USD 1 ordinary |
Sale |
1,600 |
25.9181 USD |
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USD 1 ordinary |
Sale |
1,460 |
25.9612 USD |
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USD 1 ordinary |
Sale |
968 |
25.8930 USD |
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USD 1 ordinary |
Sale |
963 |
25.8990 USD |
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USD 1 ordinary |
Sale |
802 |
25.8920 USD |
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USD 1 ordinary |
Sale |
800 |
26.2000 USD |
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USD 1 ordinary |
Sale |
726 |
26.0921 USD |
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USD 1 ordinary |
Sale |
601 |
26.2016 USD |
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USD 1 ordinary |
Sale |
475 |
25.9469 USD |
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USD 1 ordinary |
Sale |
466 |
25.7985 USD |
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USD 1 ordinary |
Sale |
400 |
25.9712 USD |
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USD 1 ordinary |
Sale |
400 |
25.9725 USD |
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USD 1 ordinary |
Sale |
392 |
25.9816 USD |
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USD 1 ordinary |
Sale |
349 |
25.8571 USD |
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USD 1 ordinary |
Sale |
200 |
25.9700 USD |
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USD 1 ordinary |
Sale |
200 |
25.9950 USD |
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USD 1 ordinary |
Sale |
147 |
25.9706 USD |
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USD 1 ordinary |
Sale |
140 |
25.9585 USD |
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USD 1 ordinary |
Sale |
122 |
25.9695 USD |
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USD 1 ordinary |
Sale |
120 |
25.7916 USD |
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USD 1 ordinary |
Sale |
100 |
26.0050 USD |
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USD 1 ordinary |
Sale |
100 |
25.9200 USD |
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USD 1 ordinary |
Sale |
60 |
26.0166 USD |
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USD 1 ordinary |
Sale |
30 |
25.8100 USD |
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USD 1 ordinary |
Sale |
25 |
25.8300 USD |
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USD 1 ordinary |
Sale |
22 |
25.8172 USD |
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USD 1 ordinary |
Sale |
20 |
25.8750 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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|
securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,400 |
465.2431 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
125,000 |
467.5885 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
584,000 |
467.8967 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
16,400 |
468.5264 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,000 |
468.9034 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,990 |
469.3580 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
62,957 |
469.5066 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
44,401 |
469.5369 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,600 |
469.9212 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,103 |
470.0077 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
64,599 |
470.0200 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
17,063 |
470.1014 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
120,977 |
470.8864 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,554 |
470.8916 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10 |
471.9740 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,800 |
472.2563 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10 |
473.0043 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
50,231 |
473.0584 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,514 |
475.0664 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,503 |
475.1917 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
19,911 |
475.6468 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,354 |
475.9223 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
72 |
476.5309 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,400 |
465.3967 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
125,000 |
467.7428 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
19,665 |
467.7815 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
16,400 |
468.6810 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,200 |
468.8497 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,000 |
469.0582 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
62,957 |
469.4268 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
44,401 |
469.4571 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,990 |
469.5129 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,066 |
469.8368 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,600 |
469.8413 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
64,599 |
469.9400 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,063 |
470.0215 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
20,621 |
470.0396 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,554 |
470.8115 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
354,782 |
471.1223 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,391 |
471.7291 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10 |
472.1297 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
71,419 |
472.6404 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10 |
473.1600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
13,746 |
473.3683 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,514 |
474.9857 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
2,600 |
474.9907 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,503 |
475.1109 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
19,911 |
475.5659 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,354 |
475.8414 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
72 |
476.1290 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
19,665 |
467.7324 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
3,066 |
469.7875 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
20,621 |
469.9315 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
354,782 |
471.0610 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
14,391 |
471.6678 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
71,419 |
472.5317 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
13,746 |
473.3186 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
72 |
476.0670 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
584,000 |
467.8967 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
10,103 |
470.0687 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
120,977 |
470.9359 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
50,231 |
473.0845 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
72 |
476.5929 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
26 |
25.8784 USD |
|||
USD 1 ordinary |
SWAP |
Decreasing Short |
15,013 |
26.0884 USD |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
5,004 |
25.9010 USD |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
60,340 |
25.9604 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
|
selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
25 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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