Form 8.3 - AngloGold Ashanti plc

Barclays PLC
25 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

6,322,227

1.51%

6,057,993

1.44%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

6,420,596

1.52%

5,204,153

1.23%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

12,872,823

3.06%

11,422,146

2.71%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

584,000

467.8500  ZAR

USD 1 ordinary

Purchase

272,197

26.0145  USD

USD 1 ordinary

Purchase

75,000

26.0539  USD

USD 1 ordinary

Purchase

65,344

25.9544  USD

USD 1 ordinary

Purchase

62,346

25.9585  USD

USD 1 ordinary

Purchase

49,303

25.9368  USD

USD 1 ordinary

Purchase

47,162

26.1602  USD

USD 1 ordinary

Purchase

46,311

25.8100  USD

USD 1 ordinary

Purchase

38,076

25.9066  USD

USD 1 ordinary

Purchase

35,580

25.9306  USD

USD 1 ordinary

Purchase

28,436

25.9246  USD

USD 1 ordinary

Purchase

24,428

25.9500  USD

USD 1 ordinary

Purchase

22,172

25.8910  USD

USD 1 ordinary

Purchase

17,500

26.2621  USD

USD 1 ordinary

Purchase

16,463

25.9539  USD

USD 1 ordinary

Purchase

15,782

25.9485  USD

USD 1 ordinary

Purchase

15,039

26.0895  USD

USD 1 ordinary

Purchase

14,837

26.1264  USD

USD 1 ordinary

Purchase

12,542

25.9550  USD

USD 1 ordinary

Purchase

11,895

25.9933  USD

USD 1 ordinary

Purchase

11,895

25.9636  USD

USD 1 ordinary

Purchase

10,572

26.1527  USD

USD 1 ordinary

Purchase

7,804

26.0100  USD

USD 1 ordinary

Purchase

7,722

25.9583  USD

USD 1 ordinary

Purchase

7,172

25.7447  USD

USD 1 ordinary

Purchase

6,904

25.9659  USD

USD 1 ordinary

Purchase

5,405

25.8751  USD

USD 1 ordinary

Purchase

4,753

26.1776  USD

USD 1 ordinary

Purchase

4,324

25.8388  USD

USD 1 ordinary

Purchase

3,892

25.9307  USD

USD 1 ordinary

Purchase

3,868

25.7903  USD

USD 1 ordinary

Purchase

3,780

25.8313  USD

USD 1 ordinary

Purchase

3,390

25.9777  USD

USD 1 ordinary

Purchase

2,690

26.0394  USD

USD 1 ordinary

Purchase

2,595

26.1635  USD

USD 1 ordinary

Purchase

2,202

26.0208  USD

USD 1 ordinary

Purchase

2,084

26.0088  USD

USD 1 ordinary

Purchase

1,579

25.9489  USD

USD 1 ordinary

Purchase

1,134

26.0514  USD

USD 1 ordinary

Purchase

1,016

25.9574  USD

USD 1 ordinary

Purchase

1,000

25.8978  USD

USD 1 ordinary

Purchase

836

25.8962  USD

USD 1 ordinary

Purchase

825

25.9952  USD

USD 1 ordinary

Purchase

800

25.9875  USD

USD 1 ordinary

Purchase

441

25.9700  USD

USD 1 ordinary

Purchase

384

25.9275  USD

USD 1 ordinary

Purchase

269

25.9701  USD

USD 1 ordinary

Purchase

202

25.9664  USD

USD 1 ordinary

Purchase

122

25.9527  USD

USD 1 ordinary

Purchase

102

26.0869  USD

USD 1 ordinary

Purchase

100

25.8200  USD

USD 1 ordinary

Purchase

100

26.0150  USD

USD 1 ordinary

Purchase

20

25.8750  USD

USD 1 ordinary

Purchase

12

25.9166  USD

USD 1 ordinary

Sale

584,000

467.8500  ZAR

USD 1 ordinary

Sale

384,625

26.0073  USD

USD 1 ordinary

Sale

91,073

25.9387  USD

USD 1 ordinary

Sale

75,000

26.0539  USD

USD 1 ordinary

Sale

65,344

25.9544  USD

USD 1 ordinary

Sale

59,949

25.9566  USD

USD 1 ordinary

Sale

26,318

25.9294  USD

USD 1 ordinary

Sale

23,415

25.9500  USD

USD 1 ordinary

Sale

22,172

25.8910  USD

USD 1 ordinary

Sale

18,429

26.0689  USD

USD 1 ordinary

Sale

18,233

25.9278  USD

USD 1 ordinary

Sale

17,500

26.2621  USD

USD 1 ordinary

Sale

11,223

25.9270  USD

USD 1 ordinary

Sale

10,572

26.1527  USD

USD 1 ordinary

Sale

8,630

25.9405  USD

USD 1 ordinary

Sale

7,800

26.0100  USD

USD 1 ordinary

Sale

7,516

25.9472  USD

USD 1 ordinary

Sale

7,172

25.7447  USD

USD 1 ordinary

Sale

5,931

25.9599  USD

USD 1 ordinary

Sale

5,754

25.9009  USD

USD 1 ordinary

Sale

5,299

25.9829  USD

USD 1 ordinary

Sale

5,065

25.9124  USD

USD 1 ordinary

Sale

4,753

26.1776  USD

USD 1 ordinary

Sale

4,343

25.9796  USD

USD 1 ordinary

Sale

4,035

26.0394  USD

USD 1 ordinary

Sale

3,813

26.1387  USD

USD 1 ordinary

Sale

3,296

26.0460  USD

USD 1 ordinary

Sale

2,690

25.8418  USD

USD 1 ordinary

Sale

2,611

26.1617  USD

USD 1 ordinary

Sale

2,600

25.9396  USD

USD 1 ordinary

Sale

2,390

25.9232  USD

USD 1 ordinary

Sale

2,100

26.1857  USD

USD 1 ordinary

Sale

1,798

25.9794  USD

USD 1 ordinary

Sale

1,700

26.1000  USD

USD 1 ordinary

Sale

1,600

25.9181  USD

USD 1 ordinary

Sale

1,460

25.9612  USD

USD 1 ordinary

Sale

968

25.8930  USD

USD 1 ordinary

Sale

963

25.8990  USD

USD 1 ordinary

Sale

802

25.8920  USD

USD 1 ordinary

Sale

800

26.2000  USD

USD 1 ordinary

Sale

726

26.0921  USD

USD 1 ordinary

Sale

601

26.2016  USD

USD 1 ordinary

Sale

475

25.9469  USD

USD 1 ordinary

Sale

466

25.7985  USD

USD 1 ordinary

Sale

400

25.9712  USD

USD 1 ordinary

Sale

400

25.9725  USD

USD 1 ordinary

Sale

392

25.9816  USD

USD 1 ordinary

Sale

349

25.8571  USD

USD 1 ordinary

Sale

200

25.9700  USD

USD 1 ordinary

Sale

200

25.9950  USD

USD 1 ordinary

Sale

147

25.9706  USD

USD 1 ordinary

Sale

140

25.9585  USD

USD 1 ordinary

Sale

122

25.9695  USD

USD 1 ordinary

Sale

120

25.7916  USD

USD 1 ordinary

Sale

100

26.0050  USD

USD 1 ordinary

Sale

100

25.9200  USD

USD 1 ordinary

Sale

60

26.0166  USD

USD 1 ordinary

Sale

30

25.8100  USD

USD 1 ordinary

Sale

25

25.8300  USD

USD 1 ordinary

Sale

22

25.8172  USD

USD 1 ordinary

Sale

20

25.8750  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

1,400

465.2431  ZAR

USD 1 ordinary

SWAP

Decreasing Short

125,000

467.5885  ZAR

USD 1 ordinary

SWAP

Decreasing Short

584,000

467.8967  ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,400

468.5264  ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,000

468.9034  ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,990

469.3580  ZAR

USD 1 ordinary

SWAP

Decreasing Short

62,957

469.5066  ZAR

USD 1 ordinary

SWAP

Decreasing Short

44,401

469.5369  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,600

469.9212  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,103

470.0077  ZAR

USD 1 ordinary

SWAP

Decreasing Short

64,599

470.0200  ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,063

470.1014  ZAR

USD 1 ordinary

SWAP

Decreasing Short

120,977

470.8864  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,554

470.8916  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10

471.9740  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,800

472.2563  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10

473.0043  ZAR

USD 1 ordinary

SWAP

Decreasing Short

50,231

473.0584  ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,514

475.0664  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,503

475.1917  ZAR

USD 1 ordinary

SWAP

Decreasing Short

19,911

475.6468  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,354

475.9223  ZAR

USD 1 ordinary

SWAP

Decreasing Short

72

476.5309  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,400

465.3967  ZAR

USD 1 ordinary

SWAP

Increasing Short

125,000

467.7428  ZAR

USD 1 ordinary

SWAP

Increasing Short

19,665

467.7815  ZAR

USD 1 ordinary

SWAP

Increasing Short

16,400

468.6810  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,200

468.8497  ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

469.0582  ZAR

USD 1 ordinary

SWAP

Increasing Short

62,957

469.4268  ZAR

USD 1 ordinary

SWAP

Increasing Short

44,401

469.4571  ZAR

USD 1 ordinary

SWAP

Increasing Short

8,990

469.5129  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,066

469.8368  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,600

469.8413  ZAR

USD 1 ordinary

SWAP

Increasing Short

64,599

469.9400  ZAR

USD 1 ordinary

SWAP

Increasing Short

17,063

470.0215  ZAR

USD 1 ordinary

SWAP

Increasing Short

20,621

470.0396  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,554

470.8115  ZAR

USD 1 ordinary

SWAP

Increasing Short

354,782

471.1223  ZAR

USD 1 ordinary

SWAP

Increasing Short

14,391

471.7291  ZAR

USD 1 ordinary

SWAP

Increasing Short

10

472.1297  ZAR

USD 1 ordinary

SWAP

Increasing Short

71,419

472.6404  ZAR

USD 1 ordinary

SWAP

Increasing Short

10

473.1600  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,746

473.3683  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,514

474.9857  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,600

474.9907  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,503

475.1109  ZAR

USD 1 ordinary

SWAP

Increasing Short

19,911

475.5659  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,354

475.8414  ZAR

USD 1 ordinary

SWAP

Increasing Short

72

476.1290  ZAR

USD 1 ordinary

CFD

Increasing Long

19,665

467.7324  ZAR

USD 1 ordinary

CFD

Increasing Long

3,066

469.7875  ZAR

USD 1 ordinary

CFD

Increasing Long

20,621

469.9315  ZAR

USD 1 ordinary

CFD

Increasing Long

354,782

471.0610  ZAR

USD 1 ordinary

CFD

Increasing Long

14,391

471.6678  ZAR

USD 1 ordinary

CFD

Increasing Long

71,419

472.5317  ZAR

USD 1 ordinary

CFD

Increasing Long

13,746

473.3186  ZAR

USD 1 ordinary

CFD

Increasing Long

72

476.0670  ZAR

USD 1 ordinary

CFD

Decreasing Long

584,000

467.8967  ZAR

USD 1 ordinary

CFD

Decreasing Long

10,103

470.0687  ZAR

USD 1 ordinary

CFD

Decreasing Long

120,977

470.9359  ZAR

USD 1 ordinary

CFD

Decreasing Long

50,231

473.0845  ZAR

USD 1 ordinary

CFD

Decreasing Long

72

476.5929  ZAR

USD 1 ordinary

SWAP

Decreasing Short

26

25.8784  USD

USD 1 ordinary

SWAP

Decreasing Short

15,013

26.0884  USD

USD 1 ordinary

SWAP

Increasing Short

5,004

25.9010  USD

USD 1 ordinary

SWAP

Increasing Short

60,340

25.9604  USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 

Companies

Barclays (BARC)
UK 100