Form 8.3 - ARRIVA
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Arriva Plc
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 19 April 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which: Arriva
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 4,213,408 2.11% 11,272 0.01%
(2) Derivatives
(other
than options): 2,346,222 1.18%
(3) Options and
agreements to
purchase/sell: 4,213,408 2.11% 2,357,494 1.18%
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary Purchase 25,000 7.378652
Ordinary Purchase 4,323 7.637614
Ordinary Purchase 35,909 7.637614
Ordinary Purchase 3,591 7.637614
Ordinary Purchase 9,189 7.637614
Ordinary Purchase 220,544 7.637614
Ordinary Purchase 7,875 7.637614
Ordinary Purchase 35,909 7.637614
Ordinary Purchase 200,000 7.681505
Ordinary Purchase 18,242 7.596196
Ordinary Purchase 1,337 7.61
Ordinary Purchase 16,347 7.61
Ordinary Purchase 526 7.61
Ordinary Purchase 339 7.62
Ordinary Purchase 1,643 7.61
Ordinary Purchase 167 7.62
Ordinary Purchase 1,371 7.61
Ordinary Purchase 690 7.62
Ordinary Purchase 500 7.61
Ordinary Purchase 795 7.625
Ordinary Purchase 401 7.61
Ordinary Purchase 4,229 7.625
Ordinary Purchase 59 7.61
Ordinary Purchase 1,107 7.61
Ordinary Purchase 412 7.61
Ordinary Purchase 1,442 7.61
Ordinary Purchase 3,944 7.61
Ordinary Purchase 8,170 7.61
Ordinary Purchase 251 7.62
Ordinary Purchase 55 7.61
Ordinary Purchase 1,296 7.61
Ordinary Purchase 1,980 7.61
Ordinary Purchase 24,969 7.61
Ordinary Purchase 2,762 7.61
Ordinary Purchase 294 7.61
Ordinary Purchase 500 7.61
Ordinary Purchase 899 7.61
Ordinary Purchase 1,691 7.61
Ordinary Purchase 916 7.61
Ordinary Purchase 1,814 7.61
Ordinary Purchase 605 7.61
Ordinary Purchase 12,745 7.61
Ordinary Purchase 1,086 7.625
Ordinary Purchase 1,808 7.61
Ordinary Purchase 1,992 7.61
Ordinary Purchase 3,193 7.61
Ordinary Purchase 504 7.61
Ordinary Purchase 272 7.61
Ordinary Purchase 2,958 7.61
Ordinary Purchase 1,210 7.61
Ordinary Purchase 5,112 7.61
Ordinary Purchase 338 7.61
Ordinary Purchase 304 7.61
Ordinary Purchase 5,378 7.61
Ordinary Purchase 3,094 7.61
Ordinary Purchase 150,000 7.675
Ordinary Purchase 1,302 7.61
Ordinary Purchase 532 7.61
Ordinary Purchase 3,721 7.61
Ordinary Purchase 39,920 7.637614
Ordinary Purchase 500 7.61
Ordinary Purchase 500 7.61
Ordinary Purchase 2223 7.61
Ordinary Purchase 3170 7.61
Ordinary Purchase 1,674 7.61
Ordinary Purchase 161 7.62
Ordinary Purchase 5019 7.61
Ordinary Purchase 12 7.61
Ordinary Purchase 1,889 7.66
Ordinary Purchase 320 7.61
Ordinary Purchase 39,920 7.6224
Ordinary Purchase 333 7.62
Ordinary Purchase 1,440 7.61
Ordinary Purchase 1,922 7.61
Ordinary Purchase 658 7.61
Ordinary Purchase 1,856 7.61
Ordinary Purchase 35 7.62
Ordinary Purchase 2,042 7.61
Ordinary Purchase 4,123 7.61
Ordinary Purchase 2,194 7.61
Ordinary Purchase 500 7.61
Ordinary Purchase 500 7.61
Ordinary Purchase 2,000 7.61
Ordinary Purchase 721 7.61
Ordinary Purchase 78 7.61
Ordinary Purchase 1,148 7.61
Ordinary Purchase 642 7.625
Ordinary Purchase 5,679 7.61
Ordinary Purchase 376 7.61
Ordinary Purchase 1,080 7.615
Ordinary Purchase 1,052 7.61
Ordinary Purchase 1,010 7.61
Ordinary Purchase 998 7.61
Ordinary Purchase 379 7.61
Ordinary Purchase 240 7.61
Ordinary Purchase 822 7.61
Ordinary Purchase 8,430 7.61
Ordinary Purchase 59 7.61
Ordinary Purchase 317,340 7.637614
Ordinary Purchase 1,900 7.61
Ordinary Purchase 1,714 7.61
Ordinary Purchase 1,441 7.61
Ordinary Purchase 1,988 7.61
Ordinary Purchase 3,851 7.61
Ordinary Purchase 154 7.61
Ordinary Purchase 590 7.61
Ordinary Purchase 1,620 7.61
Ordinary Purchase 557 7.625
Ordinary Purchase 20,792 7.616252
Ordinary Purchase 10,996 7.545932
Ordinary Purchase 4,100 7.66475
Ordinary Purchase 1,089 7.673338
Ordinary Purchase 2 7.685
Ordinary Purchase 650,000 7.647572
Ordinary Purchase 200,000 7.617505
Ordinary Purchase 1,568 7.65662
Ordinary Purchase 11,004 7.58817
Ordinary Purchase 24,629 7.591491
Ordinary Purchase 834 7.5863
Ordinary Purchase 150,000 7.6865
Ordinary Purchase 23,241 7.653756
Ordinary Sale -150,000 7.6865
Ordinary Sale -500 7.61
Ordinary Sale -59 7.61
Ordinary Sale -12,745 7.61
Ordinary Sale -557 7.625
Ordinary Sale -1,442 7.61
Ordinary Sale -39,920 7.637614
Ordinary Sale -3,094 7.61
Ordinary Sale -721 7.61
Ordinary Sale -4,123 7.61
Ordinary Sale -161 7.62
Ordinary Sale -1,992 7.61
Ordinary Sale -1,010 7.61
Ordinary Sale -642 7.625
Ordinary Sale -5,112 7.61
Ordinary Sale -526 7.61
Ordinary Sale -1,980 7.61
Ordinary Sale -2,958 7.61
Ordinary Sale -1,674 7.61
Ordinary Sale -5,378 7.61
Ordinary Sale -1,441 7.61
Ordinary Sale -1,814 7.61
Ordinary Sale -16,347 7.61
Ordinary Sale -532 7.61
Ordinary Sale -412 7.61
Ordinary Sale -251 7.62
Ordinary Sale -3,944 7.61
Ordinary Sale -1,988 7.61
Ordinary Sale -379 7.61
Ordinary Sale -154 7.61
Ordinary Sale -690 7.62
Ordinary Sale -500 7.61
Ordinary Sale -5,679 7.61
Ordinary Sale -272 7.61
Ordinary Sale -3,170 7.61
Ordinary Sale -500 7.61
Ordinary Sale -1,086 7.625
Ordinary Sale -339 7.62
Ordinary Sale -1,620 7.61
Ordinary Sale -605 7.61
Ordinary Sale -1,210 7.61
Ordinary Sale -998 7.61
Ordinary Sale -795 7.625
Ordinary Sale -1,302 7.61
Ordinary Sale -822 7.61
Ordinary Sale -1,808 7.61
Ordinary Sale -12 7.61
Ordinary Sale -150,000 7.675
Ordinary Sale -500 7.61
Ordinary Sale -1,371 7.61
Ordinary Sale -320 7.61
Ordinary Sale -338 7.61
Ordinary Sale -1900 7.61
Ordinary Sale -1052 7.61
Ordinary Sale -3851 7.61
Ordinary Sale -1107 7.61
Ordinary Sale -1440 7.61
Ordinary Sale -1643 7.61
Ordinary Sale -3,193 7.61
Ordinary Sale -1,922 7.61
Ordinary Sale -240 7.61
Ordinary Sale -2762 7.61
Ordinary Sale -35 7.62
Ordinary Sale -1296 7.61
Ordinary Sale -401 7.61
Ordinary Sale -294 7.61
Ordinary Sale -376 7.61
Ordinary Sale -500 7.61
Ordinary Sale -590 7.61
Ordinary Sale -2,223 7.61
Ordinary Sale -2,194 7.61
Ordinary Sale -1,856 7.61
Ordinary Sale -658 7.61
Ordinary Sale -916 7.61
Ordinary Sale -24,969 7.61
Ordinary Sale -1,889 7.66
Ordinary Sale -8,430 7.61
Ordinary Sale -504 7.61
Ordinary Sale -1,080 7.615
Ordinary Sale -55 7.61
Ordinary Sale -500 7.61
Ordinary Sale -78 7.61
Ordinary Sale -304 7.61
Ordinary Sale -8,170 7.61
Ordinary Sale -333 7.62
Ordinary Sale -317,340 7.637614
Ordinary Sale -1,148 7.61
Ordinary Sale -1,337 7.61
Ordinary Sale -5,019 7.61
Ordinary Sale -4,229 7.625
Ordinary Sale -59 7.61
Ordinary Sale -1,691 7.61
Ordinary Sale -2,042 7.61
Ordinary Sale -899 7.61
Ordinary Sale -3,721 7.61
Ordinary Sale -167 7.62
Ordinary Sale -2,000 7.61
Ordinary Sale -1,714 7.61
Ordinary Sale -18,164 7.541463
Ordinary Sale -17,944 7.657571
Ordinary Sale -21,677 7.610074
Ordinary Sale -600 7.615
Ordinary Sale -10,206 7.61
Ordinary Sale -1,184 7.615
Ordinary Sale -7,513 7.610777
Ordinary Sale -582 7.615
Ordinary Sale -11,004 7.587487
Ordinary Sale -1,716 7.4
Ordinary Sale -20,883 7.625952
Ordinary Sale -5,626 7.627847
Ordinary Sale -11,004 7.588168
Ordinary Sale -157,264 7.61141
Ordinary Sale -8,234 7.615
Ordinary Sale -30,000 7.675
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/ securities
closing a long/
short position,
increasing/
reducing
a long/short
position
Ordinary CFD Long 1,716 7.4
Ordinary CFD Long 11,004 7.5874
Ordinary CFD Short 834 7.5862
Ordinary CFD Short 24,629 7.5914
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities to price per e.g. paid/
security e.g. call selling, varying which option unit American, received per
option etc. relates European unit
etc.
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to
relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and
any other person relating to:
(i)the voting rights of any relevant securities under any option; or
(ii)the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 April 2010
Contact name: Geoff Smith
Telephone number: 0207 116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available
for consultation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.