FORM 8.3 |
Amendment to Sale |
|
|
|
|
|
|
||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
||||||
MORE |
||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|||
|
|
|
|
|
|||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
|||||
|
relevant securities this form relates: |
|
|||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
|
|
||||
(e) |
Date position held/dealing undertaken: |
05 April 2022 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||
Class of relevant security: |
10p ordinary |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
45,841,536 |
4.41% |
2,928,319 |
0.28% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
2,856,507 |
0.27% |
41,833,114 |
4.02% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
48,698,043 |
4.68% |
44,761,433 |
4.30% |
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|
||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
10p ordinary |
Purchase |
401 |
5.6540 GBP |
|||
10p ordinary |
Purchase |
515 |
5.6660 GBP |
|||
10p ordinary |
Purchase |
534 |
5.6616 GBP |
|||
10p ordinary |
Purchase |
563 |
5.6500 GBP |
|||
10p ordinary |
Purchase |
739 |
5.6620 GBP |
|||
10p ordinary |
Purchase |
1,210 |
5.6580 GBP |
|||
10p ordinary |
Purchase |
1,292 |
5.6546 GBP |
|||
10p ordinary |
Purchase |
1,435 |
5.6560 GBP |
|||
10p ordinary |
Purchase |
1,515 |
5.6562 GBP |
|||
10p ordinary |
Purchase |
1,528 |
5.6590 GBP |
|||
10p ordinary |
Purchase |
1,632 |
5.6558 GBP |
|||
10p ordinary |
Purchase |
1,722 |
5.6420 GBP |
|||
10p ordinary |
Purchase |
1,866 |
5.6520 GBP |
|||
10p ordinary |
Purchase |
2,605 |
5.6576 GBP |
|||
10p ordinary |
Purchase |
2,779 |
166.1885 CZK |
|||
10p ordinary |
Purchase |
4,287 |
5.6530 GBP |
|||
10p ordinary |
Purchase |
5,387 |
5.6589 GBP |
|||
10p ordinary |
Purchase |
18,763 |
5.6557 GBP |
|||
10p ordinary |
Purchase |
24,145 |
5.6559 GBP |
|||
10p ordinary |
Purchase |
73,686 |
5.6572 GBP |
|||
10p ordinary |
Sale |
5 |
5.6560 GBP |
|||
10p ordinary |
Sale |
161 |
5.6590 GBP |
|||
10p ordinary |
Sale |
515 |
5.6660 GBP |
|||
10p ordinary |
Sale |
563 |
5.6500 GBP |
|||
10p ordinary |
Sale |
674 |
5.6558 GBP |
|||
10p ordinary |
Sale |
695 |
5.6420 GBP |
|||
10p ordinary |
Sale |
739 |
5.6620 GBP |
|||
10p ordinary |
Sale |
778 |
5.6525 GBP |
|||
10p ordinary |
Sale |
1,124 |
5.6588 GBP |
|||
10p ordinary |
Sale |
1,747 |
5.6520 GBP |
|||
10p ordinary |
Sale |
1,828 |
5.6540 GBP |
|||
10p ordinary |
Sale |
1,953 |
5.6577 GBP |
|||
10p ordinary |
Sale |
3,299 |
5.6580 GBP |
|||
10p ordinary |
Sale |
3,485 |
168.0262 CZK |
|||
10p ordinary |
Sale |
3,683 |
5.6608 GBP |
|||
10p ordinary |
Sale |
4,253 |
5.6592 GBP |
|||
10p ordinary |
Sale |
6,367 |
5.6600 GBP |
|||
10p ordinary |
Sale |
7,496 |
5.6579 GBP |
|||
10p ordinary |
Sale |
8,542 |
5.6545 GBP |
|||
10p ordinary |
Sale |
13,441 |
5.6863 GBP |
|||
10p ordinary |
Sale |
19,032 |
5.6839 GBP |
|||
10p ordinary |
Sale |
33,303 |
5.6564 GBP |
|||
10p ordinary |
Sale |
33,903 |
5.6565 GBP |
|||
10p ordinary |
Sale |
37,842 |
5.6649 GBP |
|||
10p ordinary |
Sale |
64,867 |
5.6561 GBP |
|||
10p ordinary |
Sale |
200,000 |
5.6753 GBP |
|
(b) |
Cash-settled derivative transactions |
|
||||||||||||
|
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
|
||||||
|
relevant |
|
description |
|
|
|
reference |
unit |
|
||||||
|
security |
|
|
|
|
|
securities |
|
|
||||||
|
10p ordinary |
SWAP |
Long |
21 |
5.6320 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
656 |
5.6572 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
1,108 |
5.6578 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
1,873 |
5.6609 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
2,316 |
5.6593 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
2,611 |
5.6582 GBP |
|
|||||||||
|
10p ordinary |
CFD |
Long |
2,777 |
5.6516 GBP |
|
|||||||||
|
10p ordinary |
CFD |
Long |
3,485 |
167.9086 CZK |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
3,683 |
5.6608 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
3,802 |
5.6597 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
6,447 |
5.6590 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
10,087 |
5.6560 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
22,259 |
5.6562 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
27,766 |
5.6569 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Long |
28,849 |
5.6564 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Short |
1,160 |
5.6565 GBP |
|
|||||||||
|
10p ordinary |
CFD |
Short |
2,779 |
166.3048 CZK |
|
|||||||||
|
10p ordinary |
CFD |
Short |
3,558 |
5.6586 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Short |
4,392 |
5.6545 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Short |
6,629 |
5.6568 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Short |
26,194 |
5.6587 GBP |
|
|||||||||
|
10p ordinary |
SWAP |
Short |
38,961 |
5.6563 GBP |
|
|||||||||
(c) |
Stock-settled derivative transactions (including options) |
||||||||||||||
(i) |
Writing, selling, purchasing or varying |
|
|||||||||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
||||||||
of |
description |
purchasing, |
of |
price |
|
date |
money |
||||||||
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
||||||||
security |
|
varying etc |
to which |
|
|
|
received |
||||||||
|
|
|
option |
|
|
|
per unit |
||||||||
|
|
|
relates |
|
|
|
|
||||||||
|
|
|
|
|
|
|
|
||||||||
|
|
|
|
|
|
|
|
||||||||
(ii) |
Exercising |
|
|
|
|
||||||||||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||||||||||
security |
|
|
|
securities |
unit |
||||||||||
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|
|
||||||||
(d) |
Other dealings (including subscribing for new securities) |
||||||||||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||||||||||
security |
|
|
|
applicable) |
|
||||||||||
|
|
|
|
||||||||||||
4. |
OTHER INFORMATION |
||||||||||||||
(a) |
Indemnity and other dealings arrangements |
||||||||||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||||||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||||||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||||||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||||||||||
NONE |
|||||||||||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||||||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||||||||||
the person making the disclosure and any other person relating to: |
|||||||||||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||||||||||
any derivative is referenced: |
|
|
|
||||||||||||
NONE |
|||||||||||||||
(c) |
Attachments |
|
|
|
|
||||||||||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||||||||||
Date of disclosure: |
7 Apr 2022 |
|
|
|
|||||||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||||||||||