FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
05 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
33,168,471 |
3.18% |
1,347,747 |
0.13% |
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(2) |
Cash-settled derivatives: |
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864,145 |
0.08% |
31,517,159 |
3.03% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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34,032,616 |
3.27% |
32,864,906 |
3.16% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
296 |
5.1920 GBP |
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10p ordinary |
Purchase |
447 |
5.1820 GBP |
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10p ordinary |
Purchase |
448 |
5.1380 GBP |
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10p ordinary |
Purchase |
464 |
5.1780 GBP |
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10p ordinary |
Purchase |
474 |
5.1310 GBP |
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10p ordinary |
Purchase |
478 |
5.1730 GBP |
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10p ordinary |
Purchase |
482 |
5.1330 GBP |
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10p ordinary |
Purchase |
584 |
5.2020 GBP |
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10p ordinary |
Purchase |
728 |
5.1320 GBP |
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10p ordinary |
Purchase |
796 |
5.2040 GBP |
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10p ordinary |
Purchase |
819 |
5.1420 GBP |
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10p ordinary |
Purchase |
871 |
5.1400 GBP |
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10p ordinary |
Purchase |
908 |
5.1800 GBP |
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10p ordinary |
Purchase |
961 |
5.1770 GBP |
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10p ordinary |
Purchase |
963 |
5.1370 GBP |
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10p ordinary |
Purchase |
1,046 |
5.1430 GBP |
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10p ordinary |
Purchase |
1,129 |
5.1700 GBP |
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10p ordinary |
Purchase |
1,203 |
5.1720 GBP |
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10p ordinary |
Purchase |
1,344 |
5.1618 GBP |
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10p ordinary |
Purchase |
1,499 |
5.1740 GBP |
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10p ordinary |
Purchase |
1,643 |
5.1573 GBP |
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10p ordinary |
Purchase |
1,752 |
5.1340 GBP |
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10p ordinary |
Purchase |
1,791 |
5.1360 GBP |
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10p ordinary |
Purchase |
2,184 |
5.1590 GBP |
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10p ordinary |
Purchase |
3,189 |
5.1460 GBP |
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10p ordinary |
Purchase |
3,588 |
5.1684 GBP |
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10p ordinary |
Purchase |
3,687 |
5.1582 GBP |
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10p ordinary |
Purchase |
6,095 |
5.1552 GBP |
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10p ordinary |
Purchase |
7,031 |
5.1481 GBP |
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10p ordinary |
Purchase |
14,546 |
5.1298 GBP |
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10p ordinary |
Purchase |
17,544 |
5.1579 GBP |
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10p ordinary |
Purchase |
21,390 |
5.1836 GBP |
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10p ordinary |
Purchase |
28,881 |
5.1300 GBP |
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10p ordinary |
Purchase |
64,029 |
5.1382 GBP |
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10p ordinary |
Purchase |
88,294 |
5.1523 GBP |
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10p ordinary |
Purchase |
500,000 |
5.1316 GBP |
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10p ordinary |
Purchase |
545,000 |
5.2000 GBP |
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10p ordinary |
Sale |
296 |
5.1920 GBP |
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10p ordinary |
Sale |
296 |
5.1820 GBP |
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10p ordinary |
Sale |
464 |
5.1780 GBP |
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10p ordinary |
Sale |
474 |
5.1310 GBP |
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10p ordinary |
Sale |
478 |
5.1730 GBP |
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10p ordinary |
Sale |
482 |
5.1330 GBP |
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10p ordinary |
Sale |
584 |
5.2020 GBP |
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10p ordinary |
Sale |
665 |
5.1900 GBP |
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10p ordinary |
Sale |
728 |
5.1320 GBP |
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10p ordinary |
Sale |
796 |
5.2040 GBP |
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10p ordinary |
Sale |
871 |
5.1400 GBP |
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10p ordinary |
Sale |
893 |
5.2102 GBP |
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10p ordinary |
Sale |
908 |
5.1800 GBP |
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10p ordinary |
Sale |
1,002 |
5.1370 GBP |
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10p ordinary |
Sale |
1,033 |
5.1740 GBP |
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10p ordinary |
Sale |
1,078 |
5.1736 GBP |
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10p ordinary |
Sale |
1,129 |
5.1700 GBP |
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10p ordinary |
Sale |
1,136 |
5.1790 GBP |
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10p ordinary |
Sale |
1,203 |
5.1720 GBP |
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10p ordinary |
Sale |
1,479 |
5.1360 GBP |
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10p ordinary |
Sale |
1,752 |
5.1340 GBP |
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10p ordinary |
Sale |
2,423 |
5.1380 GBP |
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10p ordinary |
Sale |
5,000 |
5.1729 GBP |
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10p ordinary |
Sale |
7,528 |
5.1544 GBP |
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10p ordinary |
Sale |
27,258 |
5.1304 GBP |
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10p ordinary |
Sale |
43,877 |
5.1344 GBP |
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10p ordinary |
Sale |
77,026 |
5.1420 GBP |
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10p ordinary |
Sale |
86,862 |
5.1300 GBP |
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10p ordinary |
Sale |
163,693 |
5.1694 GBP |
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10p ordinary |
Sale |
381,307 |
5.1648 GBP |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Sale |
13,054 |
5.1300 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
SWAP |
Long |
369 |
5.1840 GBP |
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10p ordinary |
SWAP |
Long |
568 |
5.1980 GBP |
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10p ordinary |
SWAP |
Long |
767 |
5.1767 GBP |
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10p ordinary |
SWAP |
Long |
893 |
5.2102 GBP |
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10p ordinary |
SWAP |
Long |
1,703 |
5.1598 GBP |
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10p ordinary |
SWAP |
Long |
3,192 |
5.1625 GBP |
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10p ordinary |
SWAP |
Long |
4,336 |
5.1484 GBP |
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10p ordinary |
SWAP |
Long |
5,000 |
5.1729 GBP |
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10p ordinary |
SWAP |
Long |
21,742 |
5.1389 GBP |
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10p ordinary |
CFD |
Long |
22,292 |
5.1300 GBP |
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10p ordinary |
SWAP |
Long |
27,389 |
5.1463 GBP |
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10p ordinary |
SWAP |
Long |
63,654 |
5.1437 GBP |
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10p ordinary |
SWAP |
Long |
163,693 |
5.1694 GBP |
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10p ordinary |
SWAP |
Long |
381,307 |
5.1648 GBP |
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10p ordinary |
SWAP |
Short |
106 |
5.1302 GBP |
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10p ordinary |
SWAP |
Short |
1,318 |
5.1366 GBP |
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10p ordinary |
CFD |
Short |
1,323 |
5.1300 GBP |
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10p ordinary |
SWAP |
Short |
6,831 |
5.1524 GBP |
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10p ordinary |
SWAP |
Short |
7,031 |
5.1481 GBP |
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10p ordinary |
CFD |
Short |
12,538 |
5.1408 GBP |
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10p ordinary |
SWAP |
Short |
27,445 |
5.1539 GBP |
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10p ordinary |
SWAP |
Short |
33,547 |
5.1646 GBP |
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10p ordinary |
SWAP |
Short |
37,808 |
5.1490 GBP |
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10p ordinary |
SWAP |
Short |
56,750 |
5.1540 GBP |
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10p ordinary |
SWAP |
Short |
545,000 |
5.2000 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
8 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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