FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
46,262,892 |
4.45% |
8,523,976 |
0.82% |
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(2) |
Cash-settled derivatives: |
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178,263 |
0.02% |
40,338,762 |
3.88% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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46,441,155 |
4.47% |
48,862,738 |
4.70% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
39 |
5.6020 GBP |
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10p ordinary |
Purchase |
280 |
5.7400 GBP |
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10p ordinary |
Purchase |
316 |
5.5200 GBP |
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10p ordinary |
Purchase |
374 |
5.5480 GBP |
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10p ordinary |
Purchase |
464 |
5.6760 GBP |
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10p ordinary |
Purchase |
603 |
5.6120 GBP |
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10p ordinary |
Purchase |
717 |
5.7880 GBP |
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10p ordinary |
Purchase |
731 |
5.7520 GBP |
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10p ordinary |
Purchase |
788 |
5.6180 GBP |
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10p ordinary |
Purchase |
865 |
5.6438 GBP |
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10p ordinary |
Purchase |
1,109 |
5.6100 GBP |
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10p ordinary |
Purchase |
1,262 |
5.6348 GBP |
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10p ordinary |
Purchase |
1,522 |
5.6360 GBP |
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10p ordinary |
Purchase |
1,673 |
5.6146 GBP |
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10p ordinary |
Purchase |
1,859 |
5.7397 GBP |
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10p ordinary |
Purchase |
2,000 |
5.6150 GBP |
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10p ordinary |
Purchase |
2,675 |
5.7152 GBP |
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10p ordinary |
Purchase |
3,887 |
169.4644 CZK |
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10p ordinary |
Purchase |
5,762 |
5.6162 GBP |
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10p ordinary |
Purchase |
7,657 |
170.0828 CZK |
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10p ordinary |
Purchase |
7,826 |
5.5977 GBP |
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10p ordinary |
Purchase |
8,543 |
5.7047 GBP |
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10p ordinary |
Purchase |
8,782 |
5.7067 GBP |
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10p ordinary |
Purchase |
8,980 |
5.7323 GBP |
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10p ordinary |
Purchase |
19,674 |
5.5934 GBP |
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10p ordinary |
Purchase |
22,999 |
5.6108 GBP |
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10p ordinary |
Purchase |
32,599 |
5.6696 GBP |
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10p ordinary |
Purchase |
33,295 |
5.6328 GBP |
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10p ordinary |
Purchase |
37,196 |
5.6351 GBP |
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10p ordinary |
Purchase |
41,481 |
5.5541 GBP |
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10p ordinary |
Purchase |
50,000 |
5.7090 GBP |
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10p ordinary |
Purchase |
53,861 |
5.7099 GBP |
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10p ordinary |
Purchase |
76,040 |
5.7076 GBP |
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10p ordinary |
Purchase |
96,214 |
5.6501 GBP |
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10p ordinary |
Purchase |
139,085 |
5.6390 GBP |
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10p ordinary |
Purchase |
200,000 |
5.8059 GBP |
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10p ordinary |
Purchase |
208,890 |
5.5980 GBP |
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10p ordinary |
Purchase |
500,000 |
5.6029 GBP |
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10p ordinary |
Purchase |
1,010,965 |
5.6788 GBP |
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10p ordinary |
Sale |
39 |
5.6020 GBP |
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10p ordinary |
Sale |
100 |
5.7280 GBP |
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10p ordinary |
Sale |
316 |
5.5200 GBP |
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10p ordinary |
Sale |
325 |
5.6180 GBP |
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10p ordinary |
Sale |
374 |
5.5480 GBP |
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10p ordinary |
Sale |
464 |
5.6760 GBP |
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10p ordinary |
Sale |
603 |
5.6120 GBP |
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10p ordinary |
Sale |
717 |
5.7880 GBP |
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10p ordinary |
Sale |
731 |
5.7520 GBP |
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10p ordinary |
Sale |
761 |
5.7200 GBP |
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10p ordinary |
Sale |
914 |
5.6175 GBP |
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10p ordinary |
Sale |
1,037 |
5.6039 GBP |
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10p ordinary |
Sale |
1,109 |
5.6100 GBP |
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10p ordinary |
Sale |
1,315 |
5.7196 GBP |
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10p ordinary |
Sale |
1,522 |
5.7230 GBP |
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10p ordinary |
Sale |
1,673 |
5.6146 GBP |
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10p ordinary |
Sale |
2,307 |
5.6087 GBP |
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10p ordinary |
Sale |
2,446 |
5.6209 GBP |
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10p ordinary |
Sale |
2,793 |
5.6401 GBP |
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10p ordinary |
Sale |
3,279 |
5.6140 GBP |
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10p ordinary |
Sale |
3,752 |
5.6227 GBP |
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10p ordinary |
Sale |
3,887 |
169.4644 CZK |
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10p ordinary |
Sale |
4,418 |
5.6238 GBP |
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10p ordinary |
Sale |
6,000 |
5.7456 GBP |
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10p ordinary |
Sale |
10,364 |
5.6580 GBP |
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10p ordinary |
Sale |
11,494 |
5.6663 GBP |
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10p ordinary |
Sale |
12,684 |
5.6217 GBP |
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10p ordinary |
Sale |
17,022 |
5.7341 GBP |
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10p ordinary |
Sale |
23,044 |
5.6252 GBP |
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10p ordinary |
Sale |
23,264 |
5.6381 GBP |
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10p ordinary |
Sale |
25,107 |
6.2562 GBP |
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10p ordinary |
Sale |
26,594 |
5.6174 GBP |
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10p ordinary |
Sale |
33,887 |
5.6384 GBP |
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10p ordinary |
Sale |
41,201 |
5.6182 GBP |
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10p ordinary |
Sale |
87,759 |
5.7110 GBP |
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10p ordinary |
Sale |
100,000 |
5.6171 GBP |
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10p ordinary |
Sale |
103,732 |
5.6522 GBP |
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10p ordinary |
Sale |
146,286 |
5.6344 GBP |
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10p ordinary |
Sale |
147,922 |
5.5980 GBP |
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10p ordinary |
Sale |
178,384 |
5.6161 GBP |
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10p ordinary |
Sale |
201,034 |
5.6978 GBP |
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10p ordinary |
Sale |
250,000 |
5.9585 GBP |
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10p ordinary |
Sale |
250,000 |
5.9939 GBP |
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10p ordinary |
Sale |
375,096 |
169.6207 CZK |
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10p ordinary |
Sale |
500,000 |
5.6070 GBP |
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10p ordinary |
Sale |
850,000 |
5.5945 GBP |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Sale |
250,000 |
5.9939 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
SWAP |
Long |
2,307 |
5.6087 GBP |
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10p ordinary |
CFD |
Long |
3,887 |
169.4644 CZK |
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10p ordinary |
SWAP |
Long |
4,005 |
5.5994 GBP |
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10p ordinary |
SWAP |
Long |
5,000 |
5.7200 GBP |
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10p ordinary |
SWAP |
Long |
6,158 |
5.6180 GBP |
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10p ordinary |
SWAP |
Long |
6,526 |
5.6252 GBP |
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10p ordinary |
CFD |
Long |
7,437 |
5.7128 GBP |
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10p ordinary |
SWAP |
Long |
11,101 |
5.6172 GBP |
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10p ordinary |
CFD |
Long |
14,738 |
5.7465 GBP |
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10p ordinary |
SWAP |
Long |
15,493 |
5.6176 GBP |
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10p ordinary |
SWAP |
Long |
16,926 |
5.6249 GBP |
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10p ordinary |
SWAP |
Long |
20,324 |
5.6163 GBP |
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10p ordinary |
SWAP |
Long |
21,397 |
5.6278 GBP |
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10p ordinary |
SWAP |
Long |
23,760 |
5.6150 GBP |
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10p ordinary |
SWAP |
Long |
33,887 |
5.6384 GBP |
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10p ordinary |
SWAP |
Long |
87,938 |
5.6168 GBP |
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10p ordinary |
SWAP |
Long |
91,566 |
5.6170 GBP |
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10p ordinary |
CFD |
Long |
100,000 |
5.5130 GBP |
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10p ordinary |
CFD |
Long |
120,000 |
5.5160 GBP |
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10p ordinary |
SWAP |
Long |
143,162 |
5.6204 GBP |
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10p ordinary |
CFD |
Long |
371,209 |
169.5036 CZK |
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10p ordinary |
SWAP |
Short |
2,000 |
5.6150 GBP |
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10p ordinary |
SWAP |
Short |
4,678 |
5.6557 GBP |
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10p ordinary |
SWAP |
Short |
4,938 |
5.5980 GBP |
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10p ordinary |
SWAP |
Short |
5,000 |
5.6760 GBP |
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10p ordinary |
CFD |
Short |
7,657 |
170.2018 CZK |
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10p ordinary |
SWAP |
Short |
20,000 |
5.7085 GBP |
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10p ordinary |
SWAP |
Short |
32,599 |
5.6696 GBP |
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10p ordinary |
CFD |
Short |
100,000 |
163.1161 CZK |
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10p ordinary |
CFD |
Short |
120,000 |
163.2049 CZK |
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10p ordinary |
SWAP |
Short |
214,411 |
5.6466 GBP |
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10p ordinary |
SWAP |
Short |
215,638 |
5.6377 GBP |
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10p ordinary |
SWAP |
Short |
279,691 |
5.6655 GBP |
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10p ordinary |
CFD |
Short |
370,936 |
5.6527 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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