FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
20 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
39,835,204 |
3.83% |
553,744 |
0.05% |
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(2) |
Cash-settled derivatives: |
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357,297 |
0.03% |
36,775,671 |
3.53% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
40,192,501 |
3.86% |
37,329,415 |
3.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
23 |
4.8430 GBP |
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10p ordinary |
Purchase |
351 |
4.8620 GBP |
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10p ordinary |
Purchase |
365 |
4.8110 GBP |
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10p ordinary |
Purchase |
466 |
4.8257 GBP |
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10p ordinary |
Purchase |
500 |
4.7900 GBP |
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10p ordinary |
Purchase |
503 |
4.7940 GBP |
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10p ordinary |
Purchase |
508 |
4.8410 GBP |
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10p ordinary |
Purchase |
680 |
4.8810 GBP |
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10p ordinary |
Purchase |
878 |
4.8420 GBP |
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10p ordinary |
Purchase |
935 |
4.8439 GBP |
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10p ordinary |
Purchase |
1,448 |
4.8790 GBP |
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10p ordinary |
Purchase |
1,459 |
4.8450 GBP |
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10p ordinary |
Purchase |
1,724 |
4.7904 GBP |
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10p ordinary |
Purchase |
2,196 |
4.8470 GBP |
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10p ordinary |
Purchase |
3,432 |
144.8810 CZK |
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10p ordinary |
Purchase |
5,571 |
4.8561 GBP |
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10p ordinary |
Purchase |
8,129 |
4.8375 GBP |
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10p ordinary |
Purchase |
9,601 |
4.8406 GBP |
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10p ordinary |
Purchase |
14,377 |
4.8520 GBP |
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10p ordinary |
Purchase |
15,633 |
4.8266 GBP |
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10p ordinary |
Purchase |
16,432 |
4.8377 GBP |
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10p ordinary |
Purchase |
76,828 |
4.8380 GBP |
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10p ordinary |
Purchase |
114,880 |
4.8396 GBP |
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10p ordinary |
Sale |
182 |
4.8850 GBP |
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10p ordinary |
Sale |
351 |
4.8620 GBP |
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10p ordinary |
Sale |
365 |
4.8110 GBP |
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10p ordinary |
Sale |
471 |
4.8569 GBP |
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10p ordinary |
Sale |
476 |
4.8400 GBP |
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10p ordinary |
Sale |
556 |
4.8630 GBP |
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10p ordinary |
Sale |
565 |
4.8700 GBP |
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10p ordinary |
Sale |
680 |
4.8810 GBP |
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10p ordinary |
Sale |
878 |
4.8420 GBP |
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10p ordinary |
Sale |
879 |
4.8470 GBP |
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10p ordinary |
Sale |
879 |
4.9400 GBP |
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10p ordinary |
Sale |
1,006 |
4.8970 GBP |
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10p ordinary |
Sale |
1,006 |
4.7940 GBP |
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10p ordinary |
Sale |
1,016 |
4.8410 GBP |
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10p ordinary |
Sale |
1,069 |
4.8745 GBP |
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10p ordinary |
Sale |
1,142 |
4.9084 GBP |
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10p ordinary |
Sale |
1,152 |
4.8228 GBP |
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10p ordinary |
Sale |
1,448 |
4.8790 GBP |
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10p ordinary |
Sale |
1,767 |
4.9175 GBP |
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10p ordinary |
Sale |
2,407 |
4.9435 GBP |
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10p ordinary |
Sale |
2,694 |
4.8991 GBP |
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10p ordinary |
Sale |
3,427 |
4.8437 GBP |
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10p ordinary |
Sale |
5,000 |
4.8586 GBP |
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10p ordinary |
Sale |
8,222 |
4.8125 GBP |
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10p ordinary |
Sale |
12,879 |
4.8182 GBP |
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10p ordinary |
Sale |
13,975 |
4.8742 GBP |
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10p ordinary |
Sale |
14,403 |
4.8930 GBP |
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10p ordinary |
Sale |
17,722 |
4.8390 GBP |
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10p ordinary |
Sale |
18,811 |
4.8317 GBP |
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10p ordinary |
Sale |
49,725 |
144.3353 CZK |
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10p ordinary |
Sale |
50,000 |
4.8244 GBP |
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10p ordinary |
Sale |
76,828 |
4.8380 GBP |
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10p ordinary |
Sale |
76,938 |
4.8908 GBP |
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10p ordinary |
Sale |
100,000 |
4.8482 GBP |
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10p ordinary |
Sale |
210,161 |
4.8386 GBP |
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10p ordinary |
Sale |
268,886 |
4.8367 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
CFD |
Long |
3,380 |
4.8965 GBP |
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10p ordinary |
SWAP |
Long |
3,427 |
4.8438 GBP |
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10p ordinary |
SWAP |
Long |
3,802 |
4.8177 GBP |
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10p ordinary |
SWAP |
Long |
4,891 |
4.8128 GBP |
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10p ordinary |
SWAP |
Long |
5,000 |
4.8586 GBP |
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10p ordinary |
SWAP |
Long |
6,476 |
4.8162 GBP |
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10p ordinary |
SWAP |
Long |
6,879 |
4.8216 GBP |
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10p ordinary |
SWAP |
Long |
7,714 |
4.8297 GBP |
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10p ordinary |
SWAP |
Long |
8,041 |
4.8349 GBP |
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10p ordinary |
SWAP |
Long |
9,681 |
4.8424 GBP |
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10p ordinary |
SWAP |
Long |
11,653 |
4.8345 GBP |
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10p ordinary |
SWAP |
Long |
25,929 |
4.8410 GBP |
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10p ordinary |
SWAP |
Long |
49,012 |
4.8382 GBP |
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10p ordinary |
CFD |
Long |
49,725 |
144.2342 CZK |
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10p ordinary |
SWAP |
Long |
57,342 |
4.8380 GBP |
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10p ordinary |
CFD |
Long |
76,828 |
4.8379 GBP |
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10p ordinary |
SWAP |
Long |
127,104 |
4.8373 GBP |
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10p ordinary |
SWAP |
Long |
131,648 |
4.8365 GBP |
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10p ordinary |
SWAP |
Short |
500 |
4.7900 GBP |
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10p ordinary |
SWAP |
Short |
1,134 |
4.8396 GBP |
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10p ordinary |
SWAP |
Short |
1,724 |
4.7904 GBP |
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10p ordinary |
SWAP |
Short |
1,772 |
4.8348 GBP |
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10p ordinary |
SWAP |
Short |
2,844 |
4.8686 GBP |
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10p ordinary |
CFD |
Short |
3,432 |
144.9824 CZK |
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10p ordinary |
SWAP |
Short |
4,290 |
4.8650 GBP |
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10p ordinary |
SWAP |
Short |
14,747 |
4.8258 GBP |
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10p ordinary |
SWAP |
Short |
15,633 |
4.8267 GBP |
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10p ordinary |
SWAP |
Short |
31,072 |
4.8315 GBP |
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10p ordinary |
SWAP |
Short |
40,294 |
4.8398 GBP |
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10p ordinary |
CFD |
Short |
49,648 |
4.8521 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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