FORM 8.3 |
|
|
|
|
|
|
|
|
|||||
|
|
||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|
||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|
||||||||||||
MORE |
|
||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|
||||||||||||
1. |
KEY INFORMATION |
||||||||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||||||||
|
|
|
|
|
|||||||||
(b) |
Owner or controller of interest and short |
|
|||||||||||
|
positions disclosed, if different from 1(a): |
||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
|||||||||||
|
relevant securities this form relates: |
||||||||||||
(d) |
If an exempt fund manager connected with an |
|
|||||||||||
|
offeror/offeree, state this and specify identity of |
||||||||||||
|
offeror/offeree: |
|
|||||||||||
(e) |
Date position held/dealing undertaken: |
08 July 2022 |
|||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||||||||
|
disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
|
||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|||||||||||
Class of relevant security: |
10p ordinary |
|
|
||||||||||
|
Interests |
Short Positions |
|||||||||||
|
Number |
(%) |
Number |
(%) |
|||||||||
(1) |
Relevant securities owned |
|
|
|
|
||||||||
|
and/or controlled: |
32,998,712 |
3.17% |
1,173,330 |
0.11% |
||||||||
|
|
|
|
|
|
|
|||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
||||||||
|
|
|
706,781 |
0.07% |
31,362,708 |
3.01% |
|||||||
|
|
|
|
|
|
|
|||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||||||||
|
|
|
|
|
|
|
|||||||
|
|
|
|
|
|
||||||||
|
TOTAL: |
|
33,705,493 |
3.24% |
32,536,038 |
3.12% |
|||||||
|
|
|
|
|
|
|
|||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||||||||
|
options) |
|
|
|
|
|
|||||||
Class of relevant security in relation to |
|
||||||||||||
which subscription right exists |
|||||||||||||
Details, including nature of the rights |
|
||||||||||||
concerned and relevant percentages: |
|||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
Purchase/sale |
|
Number of |
Price per unit |
|
|
security |
|
|
|
securities |
|
|
10p ordinary |
Purchase |
88 |
149.9897 CZK |
|||
10p ordinary |
Purchase |
342 |
5.0327 GBP |
|||
10p ordinary |
Purchase |
895 |
5.0215 GBP |
|||
10p ordinary |
Purchase |
1,881 |
5.0407 GBP |
|||
10p ordinary |
Purchase |
2,947 |
5.0435 GBP |
|||
10p ordinary |
Purchase |
36,562 |
5.0314 GBP |
|||
10p ordinary |
Purchase |
73,113 |
5.0320 GBP |
|||
10p ordinary |
Sale |
67 |
5.0400 GBP |
|||
10p ordinary |
Sale |
162 |
5.0379 GBP |
|||
10p ordinary |
Sale |
162 |
5.0120 GBP |
|||
10p ordinary |
Sale |
1,014 |
5.0740 GBP |
|||
10p ordinary |
Sale |
1,136 |
5.0602 GBP |
|||
10p ordinary |
Sale |
1,616 |
5.0774 GBP |
|||
10p ordinary |
Sale |
2,086 |
5.0657 GBP |
|||
10p ordinary |
Sale |
2,294 |
149.1072 CZK |
|||
10p ordinary |
Sale |
34,939 |
5.0323 GBP |
|||
10p ordinary |
Sale |
45,342 |
5.0320 GBP |
|||
10p ordinary |
Sale |
64,793 |
5.0345 GBP |
|||
10p ordinary |
Sale |
85,169 |
5.0641 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
10p ordinary |
CFD |
Long |
88 |
5.1115 GBP |
|||
10p ordinary |
SWAP |
Long |
162 |
5.0379 GBP |
|||
10p ordinary |
SWAP |
Long |
1,136 |
5.0602 GBP |
|||
10p ordinary |
SWAP |
Long |
1,616 |
5.0774 GBP |
|||
10p ordinary |
SWAP |
Long |
2,086 |
5.0657 GBP |
|||
10p ordinary |
CFD |
Long |
2,294 |
149.0028 CZK |
|||
10p ordinary |
SWAP |
Long |
7,347 |
5.0588 GBP |
|||
10p ordinary |
SWAP |
Long |
8,244 |
5.0323 GBP |
|||
10p ordinary |
SWAP |
Long |
19,320 |
5.0320 GBP |
|||
10p ordinary |
CFD |
Long |
30,970 |
5.0320 GBP |
|||
10p ordinary |
CFD |
Short |
88 |
150.0947 CZK |
|||
10p ordinary |
SWAP |
Short |
342 |
5.0327 GBP |
|||
10p ordinary |
CFD |
Short |
356 |
5.0319 GBP |
|||
10p ordinary |
CFD |
Short |
2,214 |
5.0618 GBP |
|||
10p ordinary |
CFD |
Short |
4,534 |
5.0320 GBP |
|||
10p ordinary |
SWAP |
Short |
7,496 |
5.0368 GBP |
|||
10p ordinary |
SWAP |
Short |
10,573 |
5.0283 GBP |
|||
10p ordinary |
SWAP |
Short |
22,002 |
5.0301 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
11 Jul 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|