FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
38,396,819 |
3.69% |
397,938 |
0.04% |
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(2) |
Cash-settled derivatives: |
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22,650,603 |
2.18% |
57,691,102 |
5.54% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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61,047,422 |
5.86% |
58,089,040 |
5.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
302 |
4.8470 GBP |
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10p ordinary |
Purchase |
1,600 |
4.8840 GBP |
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10p ordinary |
Purchase |
1,759 |
4.8820 GBP |
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10p ordinary |
Purchase |
1,900 |
4.8920 GBP |
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10p ordinary |
Purchase |
1,962 |
4.8485 GBP |
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10p ordinary |
Purchase |
2,350 |
144.6925 CZK |
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10p ordinary |
Purchase |
4,934 |
4.8401 GBP |
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10p ordinary |
Purchase |
7,261 |
4.8350 GBP |
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10p ordinary |
Purchase |
9,698 |
4.8460 GBP |
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10p ordinary |
Purchase |
10,279 |
4.8293 GBP |
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10p ordinary |
Purchase |
14,757 |
4.8471 GBP |
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10p ordinary |
Purchase |
18,250 |
4.8300 GBP |
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10p ordinary |
Purchase |
20,007 |
4.8434 GBP |
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10p ordinary |
Purchase |
41,748 |
4.8448 GBP |
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10p ordinary |
Sale |
127 |
4.8800 GBP |
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10p ordinary |
Sale |
223 |
4.8710 GBP |
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10p ordinary |
Sale |
400 |
4.8645 GBP |
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10p ordinary |
Sale |
1,265 |
4.8757 GBP |
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10p ordinary |
Sale |
1,448 |
4.8830 GBP |
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10p ordinary |
Sale |
1,600 |
4.8840 GBP |
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10p ordinary |
Sale |
2,200 |
4.8806 GBP |
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10p ordinary |
Sale |
3,056 |
4.8920 GBP |
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10p ordinary |
Sale |
3,337 |
4.8410 GBP |
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10p ordinary |
Sale |
3,393 |
4.8841 GBP |
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10p ordinary |
Sale |
3,500 |
4.8884 GBP |
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10p ordinary |
Sale |
7,000 |
4.8671 GBP |
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10p ordinary |
Sale |
7,444 |
4.8815 GBP |
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10p ordinary |
Sale |
11,512 |
4.8820 GBP |
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10p ordinary |
Sale |
17,276 |
4.8434 GBP |
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10p ordinary |
Sale |
21,135 |
4.8630 GBP |
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10p ordinary |
Sale |
21,135 |
4.8450 GBP |
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10p ordinary |
Sale |
21,951 |
4.8319 GBP |
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10p ordinary |
Sale |
48,770 |
143.0479 CZK |
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10p ordinary |
Sale |
93,822 |
4.8358 GBP |
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10p ordinary |
Sale |
425,079 |
4.8300 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
SWAP |
Long |
484 |
4.8452 GBP |
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10p ordinary |
SWAP |
Long |
488 |
4.8462 GBP |
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10p ordinary |
SWAP |
Long |
2,200 |
4.8806 GBP |
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10p ordinary |
CFD |
Long |
2,280 |
4.8985 GBP |
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10p ordinary |
SWAP |
Long |
7,000 |
4.8671 GBP |
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10p ordinary |
SWAP |
Long |
8,961 |
4.8297 GBP |
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10p ordinary |
SWAP |
Long |
13,063 |
4.8616 GBP |
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10p ordinary |
CFD |
Long |
15,388 |
4.8300 GBP |
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10p ordinary |
SWAP |
Long |
21,135 |
4.8450 GBP |
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10p ordinary |
CFD |
Long |
48,770 |
142.9478 CZK |
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10p ordinary |
SWAP |
Long |
64,736 |
4.8312 GBP |
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10p ordinary |
SWAP |
Long |
413,077 |
4.8300 GBP |
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10p ordinary |
SWAP |
Short |
1 |
4.9150 GBP |
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10p ordinary |
CFD |
Short |
1,485 |
4.8300 GBP |
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10p ordinary |
SWAP |
Short |
1,759 |
4.8820 GBP |
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10p ordinary |
CFD |
Short |
2,350 |
144.7938 CZK |
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10p ordinary |
SWAP |
Short |
3,577 |
4.8368 GBP |
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10p ordinary |
SWAP |
Short |
4,934 |
4.8401 GBP |
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10p ordinary |
SWAP |
Short |
10,000 |
4.8472 GBP |
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10p ordinary |
SWAP |
Short |
14,219 |
4.8336 GBP |
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10p ordinary |
CFD |
Short |
48,700 |
4.8483 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
26 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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