FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
43,632,038 |
4.19% |
963,754 |
0.09% |
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(2) |
Cash-settled derivatives: |
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906,583 |
0.09% |
39,390,488 |
3.78% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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44,538,621 |
4.28% |
40,354,242 |
3.88% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
464 |
5.5480 GBP |
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10p ordinary |
Purchase |
512 |
5.5770 GBP |
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10p ordinary |
Purchase |
599 |
5.5620 GBP |
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10p ordinary |
Purchase |
616 |
5.5646 GBP |
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10p ordinary |
Purchase |
628 |
5.5700 GBP |
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10p ordinary |
Purchase |
646 |
5.5580 GBP |
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10p ordinary |
Purchase |
813 |
5.5520 GBP |
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10p ordinary |
Purchase |
900 |
5.5615 GBP |
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10p ordinary |
Purchase |
917 |
5.5458 GBP |
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10p ordinary |
Purchase |
917 |
5.5460 GBP |
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10p ordinary |
Purchase |
1,010 |
5.5713 GBP |
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10p ordinary |
Purchase |
1,026 |
5.5592 GBP |
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10p ordinary |
Purchase |
1,053 |
5.5790 GBP |
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10p ordinary |
Purchase |
1,371 |
5.5781 GBP |
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10p ordinary |
Purchase |
1,397 |
5.5820 GBP |
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10p ordinary |
Purchase |
1,407 |
5.5800 GBP |
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10p ordinary |
Purchase |
1,561 |
5.5780 GBP |
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10p ordinary |
Purchase |
1,588 |
5.5736 GBP |
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10p ordinary |
Purchase |
2,035 |
5.5812 GBP |
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10p ordinary |
Purchase |
2,055 |
5.5684 GBP |
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10p ordinary |
Purchase |
2,102 |
5.5600 GBP |
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10p ordinary |
Purchase |
2,664 |
5.5718 GBP |
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10p ordinary |
Purchase |
2,910 |
5.5564 GBP |
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10p ordinary |
Purchase |
3,248 |
5.5691 GBP |
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10p ordinary |
Purchase |
3,636 |
5.5642 GBP |
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10p ordinary |
Purchase |
6,148 |
5.5708 GBP |
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10p ordinary |
Purchase |
8,162 |
5.5699 GBP |
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10p ordinary |
Purchase |
14,430 |
5.5632 GBP |
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10p ordinary |
Purchase |
20,311 |
5.5604 GBP |
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10p ordinary |
Purchase |
23,251 |
5.5517 GBP |
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10p ordinary |
Purchase |
63,604 |
5.5598 GBP |
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10p ordinary |
Purchase |
478,965 |
5.5500 GBP |
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10p ordinary |
Sale |
146 |
5.5680 GBP |
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10p ordinary |
Sale |
464 |
5.5480 GBP |
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10p ordinary |
Sale |
520 |
5.5780 GBP |
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10p ordinary |
Sale |
638 |
5.5800 GBP |
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10p ordinary |
Sale |
646 |
5.5580 GBP |
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10p ordinary |
Sale |
917 |
5.5460 GBP |
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10p ordinary |
Sale |
1,179 |
5.5620 GBP |
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10p ordinary |
Sale |
1,397 |
5.5820 GBP |
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10p ordinary |
Sale |
1,536 |
5.5785 GBP |
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10p ordinary |
Sale |
2,102 |
5.5600 GBP |
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10p ordinary |
Sale |
2,224 |
5.5583 GBP |
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10p ordinary |
Sale |
2,489 |
5.5607 GBP |
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10p ordinary |
Sale |
3,218 |
5.5642 GBP |
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10p ordinary |
Sale |
4,340 |
5.5715 GBP |
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10p ordinary |
Sale |
4,772 |
5.5502 GBP |
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10p ordinary |
Sale |
11,589 |
5.5602 GBP |
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10p ordinary |
Sale |
14,066 |
5.5526 GBP |
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10p ordinary |
Sale |
34,524 |
5.5623 GBP |
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10p ordinary |
Sale |
70,967 |
5.5500 GBP |
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10p ordinary |
Sale |
71,348 |
5.5612 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
SWAP |
Long |
2,489 |
5.5607 GBP |
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10p ordinary |
SWAP |
Long |
3,811 |
5.5585 GBP |
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10p ordinary |
SWAP |
Long |
7,283 |
5.5497 GBP |
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10p ordinary |
SWAP |
Long |
14,181 |
5.5570 GBP |
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10p ordinary |
SWAP |
Long |
28,939 |
5.5488 GBP |
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10p ordinary |
SWAP |
Long |
45,259 |
5.5704 GBP |
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10p ordinary |
SWAP |
Long |
69,995 |
5.5500 GBP |
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10p ordinary |
CFD |
Short |
607 |
5.5504 GBP |
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10p ordinary |
SWAP |
Short |
1,445 |
5.5605 GBP |
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10p ordinary |
SWAP |
Short |
1,781 |
5.5730 GBP |
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10p ordinary |
SWAP |
Short |
1,803 |
5.5760 GBP |
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10p ordinary |
SWAP |
Short |
2,079 |
5.5680 GBP |
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10p ordinary |
SWAP |
Short |
2,473 |
5.5706 GBP |
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10p ordinary |
SWAP |
Short |
2,567 |
5.5639 GBP |
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10p ordinary |
SWAP |
Short |
8,039 |
5.5530 GBP |
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10p ordinary |
SWAP |
Short |
8,184 |
5.5698 GBP |
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10p ordinary |
SWAP |
Short |
10,472 |
5.5715 GBP |
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10p ordinary |
SWAP |
Short |
31,958 |
5.5618 GBP |
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10p ordinary |
SWAP |
Short |
32,744 |
5.5615 GBP |
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10p ordinary |
SWAP |
Short |
493,371 |
5.5500 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
26 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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