FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
26 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
42,816,684 |
4.11% |
972,715 |
0.09% |
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(2) |
Cash-settled derivatives: |
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21,859,418 |
2.10% |
59,384,756 |
5.71% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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64,676,102 |
6.21% |
60,357,471 |
5.80% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
2 |
5.5960 GBP |
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10p ordinary |
Purchase |
127 |
5.5729 GBP |
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10p ordinary |
Purchase |
303 |
5.5980 GBP |
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10p ordinary |
Purchase |
365 |
5.5940 GBP |
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10p ordinary |
Purchase |
385 |
5.5740 GBP |
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10p ordinary |
Purchase |
531 |
5.6000 GBP |
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10p ordinary |
Purchase |
565 |
5.5599 GBP |
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10p ordinary |
Purchase |
589 |
5.5840 GBP |
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10p ordinary |
Purchase |
765 |
5.5906 GBP |
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10p ordinary |
Purchase |
1,067 |
5.5860 GBP |
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10p ordinary |
Purchase |
1,386 |
5.5871 GBP |
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10p ordinary |
Purchase |
2,055 |
5.5783 GBP |
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10p ordinary |
Purchase |
6,326 |
5.5757 GBP |
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10p ordinary |
Purchase |
6,575 |
5.5369 GBP |
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10p ordinary |
Purchase |
7,419 |
5.5843 GBP |
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10p ordinary |
Purchase |
10,675 |
5.6081 GBP |
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10p ordinary |
Purchase |
39,293 |
5.5990 GBP |
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10p ordinary |
Purchase |
57,784 |
5.6100 GBP |
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10p ordinary |
Purchase |
139,764 |
5.5462 GBP |
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10p ordinary |
Sale |
82 |
5.6040 GBP |
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10p ordinary |
Sale |
126 |
5.5880 GBP |
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10p ordinary |
Sale |
365 |
5.5940 GBP |
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10p ordinary |
Sale |
385 |
5.5740 GBP |
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10p ordinary |
Sale |
467 |
5.5980 GBP |
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10p ordinary |
Sale |
531 |
5.6000 GBP |
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10p ordinary |
Sale |
589 |
5.5840 GBP |
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10p ordinary |
Sale |
766 |
5.5849 GBP |
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10p ordinary |
Sale |
1,067 |
5.5860 GBP |
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10p ordinary |
Sale |
1,290 |
5.5789 GBP |
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10p ordinary |
Sale |
2,263 |
5.5889 GBP |
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10p ordinary |
Sale |
4,576 |
5.6068 GBP |
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10p ordinary |
Sale |
5,087 |
5.5659 GBP |
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10p ordinary |
Sale |
5,132 |
5.5794 GBP |
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10p ordinary |
Sale |
6,759 |
5.5819 GBP |
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10p ordinary |
Sale |
13,001 |
5.6102 GBP |
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10p ordinary |
Sale |
118,334 |
5.6021 GBP |
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10p ordinary |
Sale |
467,935 |
5.6100 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
CFD |
Long |
345 |
5.6095 GBP |
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10p ordinary |
SWAP |
Long |
2,709 |
5.5862 GBP |
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10p ordinary |
SWAP |
Long |
5,087 |
5.5659 GBP |
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10p ordinary |
SWAP |
Long |
12,682 |
5.5921 GBP |
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10p ordinary |
SWAP |
Long |
16,711 |
5.6076 GBP |
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10p ordinary |
SWAP |
Long |
27,366 |
5.5879 GBP |
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10p ordinary |
SWAP |
Long |
82,597 |
5.6035 GBP |
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10p ordinary |
SWAP |
Long |
467,935 |
5.6100 GBP |
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10p ordinary |
SWAP |
Short |
79 |
5.5840 GBP |
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10p ordinary |
SWAP |
Short |
486 |
5.5560 GBP |
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10p ordinary |
SWAP |
Short |
540 |
5.5962 GBP |
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10p ordinary |
SWAP |
Short |
1,515 |
5.5719 GBP |
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10p ordinary |
SWAP |
Short |
2,104 |
5.5817 GBP |
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10p ordinary |
SWAP |
Short |
2,548 |
5.6021 GBP |
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10p ordinary |
SWAP |
Short |
3,835 |
5.5857 GBP |
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10p ordinary |
SWAP |
Short |
4,222 |
5.5727 GBP |
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10p ordinary |
SWAP |
Short |
4,970 |
5.5839 GBP |
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10p ordinary |
SWAP |
Short |
13,636 |
5.5955 GBP |
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10p ordinary |
SWAP |
Short |
16,025 |
5.5908 GBP |
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10p ordinary |
SWAP |
Short |
65,911 |
5.6100 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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