FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
28 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
34,563,592 |
3.32% |
1,088,582 |
0.10% |
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(2) |
Cash-settled derivatives: |
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602,997 |
0.06% |
33,463,120 |
3.21% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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35,166,589 |
3.38% |
34,551,702 |
3.32% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
50 |
5.2351 GBP |
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10p ordinary |
Purchase |
78 |
5.2379 GBP |
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10p ordinary |
Purchase |
156 |
5.2180 GBP |
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10p ordinary |
Purchase |
353 |
153.8000 CZK |
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10p ordinary |
Purchase |
382 |
5.2460 GBP |
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10p ordinary |
Purchase |
534 |
5.2560 GBP |
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10p ordinary |
Purchase |
646 |
5.2760 GBP |
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10p ordinary |
Purchase |
648 |
5.2392 GBP |
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10p ordinary |
Purchase |
872 |
5.2500 GBP |
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10p ordinary |
Purchase |
1,085 |
5.2725 GBP |
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10p ordinary |
Purchase |
1,835 |
5.2220 GBP |
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10p ordinary |
Purchase |
2,009 |
5.2580 GBP |
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10p ordinary |
Purchase |
2,027 |
5.2845 GBP |
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10p ordinary |
Purchase |
4,320 |
5.2458 GBP |
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10p ordinary |
Purchase |
8,695 |
5.2197 GBP |
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10p ordinary |
Purchase |
9,336 |
5.2296 GBP |
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10p ordinary |
Purchase |
27,435 |
5.2240 GBP |
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10p ordinary |
Purchase |
45,343 |
5.2200 GBP |
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10p ordinary |
Sale |
66 |
5.2516 GBP |
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10p ordinary |
Sale |
209 |
5.2655 GBP |
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10p ordinary |
Sale |
363 |
5.2416 GBP |
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10p ordinary |
Sale |
382 |
5.2460 GBP |
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10p ordinary |
Sale |
446 |
5.2660 GBP |
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10p ordinary |
Sale |
534 |
5.2560 GBP |
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10p ordinary |
Sale |
646 |
5.2760 GBP |
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10p ordinary |
Sale |
725 |
5.2559 GBP |
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10p ordinary |
Sale |
751 |
5.2425 GBP |
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10p ordinary |
Sale |
872 |
5.2500 GBP |
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10p ordinary |
Sale |
1,299 |
5.2360 GBP |
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10p ordinary |
Sale |
1,475 |
5.2469 GBP |
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10p ordinary |
Sale |
2,395 |
5.2240 GBP |
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10p ordinary |
Sale |
2,406 |
5.2220 GBP |
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10p ordinary |
Sale |
2,524 |
5.2486 GBP |
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10p ordinary |
Sale |
2,543 |
5.2481 GBP |
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10p ordinary |
Sale |
2,713 |
5.2585 GBP |
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10p ordinary |
Sale |
3,862 |
5.2548 GBP |
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10p ordinary |
Sale |
6,805 |
5.2487 GBP |
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10p ordinary |
Sale |
9,015 |
5.2455 GBP |
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10p ordinary |
Sale |
9,775 |
5.2468 GBP |
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10p ordinary |
Sale |
10,410 |
5.2451 GBP |
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10p ordinary |
Sale |
15,220 |
5.2389 GBP |
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10p ordinary |
Sale |
15,601 |
5.2700 GBP |
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10p ordinary |
Sale |
16,549 |
5.2200 GBP |
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10p ordinary |
Sale |
22,032 |
5.2259 GBP |
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10p ordinary |
Sale |
80,945 |
5.2426 GBP |
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10p ordinary |
Sale |
132,310 |
5.2666 GBP |
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10p ordinary |
Sale |
183,067 |
5.2267 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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10p ordinary |
SWAP |
Long |
209 |
5.2655 GBP |
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10p ordinary |
SWAP |
Long |
725 |
5.2559 GBP |
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10p ordinary |
SWAP |
Long |
905 |
5.2502 GBP |
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10p ordinary |
SWAP |
Long |
2,131 |
5.2516 GBP |
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10p ordinary |
SWAP |
Long |
4,220 |
5.2303 GBP |
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10p ordinary |
SWAP |
Long |
4,670 |
5.2592 GBP |
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10p ordinary |
SWAP |
Long |
4,697 |
5.2511 GBP |
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10p ordinary |
SWAP |
Long |
4,932 |
5.2453 GBP |
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10p ordinary |
SWAP |
Long |
5,105 |
5.2355 GBP |
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10p ordinary |
SWAP |
Long |
8,021 |
5.2460 GBP |
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10p ordinary |
SWAP |
Long |
9,188 |
5.2197 GBP |
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10p ordinary |
SWAP |
Long |
10,001 |
5.2739 GBP |
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10p ordinary |
CFD |
Long |
12,867 |
5.2348 GBP |
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10p ordinary |
SWAP |
Long |
13,309 |
5.2389 GBP |
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10p ordinary |
SWAP |
Long |
15,601 |
5.2701 GBP |
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10p ordinary |
SWAP |
Long |
21,670 |
5.2358 GBP |
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10p ordinary |
SWAP |
Long |
22,032 |
5.2259 GBP |
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10p ordinary |
SWAP |
Long |
47,975 |
5.2427 GBP |
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10p ordinary |
SWAP |
Long |
85,164 |
5.2271 GBP |
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10p ordinary |
SWAP |
Long |
89,131 |
5.2283 GBP |
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10p ordinary |
SWAP |
Long |
132,310 |
5.2665 GBP |
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10p ordinary |
SWAP |
Short |
132 |
5.2480 GBP |
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10p ordinary |
SWAP |
Short |
156 |
5.2180 GBP |
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10p ordinary |
SWAP |
Short |
282 |
5.2232 GBP |
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10p ordinary |
CFD |
Short |
353 |
153.9076 CZK |
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10p ordinary |
SWAP |
Short |
446 |
5.2860 GBP |
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10p ordinary |
SWAP |
Short |
463 |
5.2380 GBP |
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10p ordinary |
SWAP |
Short |
518 |
5.2660 GBP |
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10p ordinary |
SWAP |
Short |
4,017 |
5.2400 GBP |
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10p ordinary |
SWAP |
Short |
4,320 |
5.2458 GBP |
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10p ordinary |
SWAP |
Short |
4,890 |
5.2315 GBP |
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10p ordinary |
SWAP |
Short |
9,068 |
5.2200 GBP |
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10p ordinary |
SWAP |
Short |
9,607 |
5.2298 GBP |
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10p ordinary |
SWAP |
Short |
10,964 |
5.2218 GBP |
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10p ordinary |
CFD |
Short |
34,399 |
5.2200 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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