Form 8.3 - Aviva plc Replacement

Barclays PLC

17 January 2025

 

FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 14/01/2025 15:12 RNS Number : 3072T
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			13 Jan 2025
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				20,025,116	0.75%	19,375,740	0.72%
(2) Cash-settled derivatives:				1,494,655	0.06%	15,924,498	0.59%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,948	0.03%
TOTAL:				21,519,771	0.80%	36,089,186	1.34%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	590,199	4.6870  GBP
32 17/19p ordinary	Purchase	549,903	4.6867  GBP
32 17/19p ordinary	Purchase	388,867	4.6880  GBP
32 17/19p ordinary	Purchase	219,053	4.6750  GBP
32 17/19p ordinary	Purchase	164,290	4.6760  GBP
32 17/19p ordinary	Purchase	114,535	4.6897  GBP
32 17/19p ordinary	Purchase	111,477	4.6865  GBP
32 17/19p ordinary	Purchase	105,789	4.6640  GBP
32 17/19p ordinary	Purchase	49,955	4.6805  GBP
32 17/19p ordinary	Purchase	47,828	4.6824  GBP
32 17/19p ordinary	Purchase	45,708	4.6898  GBP
32 17/19p ordinary	Purchase	39,505	4.6749  GBP
32 17/19p ordinary	Purchase	38,765	4.6812  GBP
32 17/19p ordinary	Purchase	35,414	4.6813  GBP
32 17/19p ordinary	Purchase	28,665	4.6763  GBP
32 17/19p ordinary	Purchase	17,404	4.6849  GBP
32 17/19p ordinary	Purchase	14,603	4.6883  GBP
32 17/19p ordinary	Purchase	12,392	4.6822  GBP
32 17/19p ordinary	Purchase	11,108	4.6787  GBP
32 17/19p ordinary	Purchase	8,228	4.6722  GBP
32 17/19p ordinary	Purchase	7,480	4.6753  GBP
32 17/19p ordinary	Purchase	6,895	4.7039  GBP
32 17/19p ordinary	Purchase	6,803	4.6777  GBP
32 17/19p ordinary	Purchase	5,841	4.6884  GBP
32 17/19p ordinary	Purchase	4,546	4.6862  GBP
32 17/19p ordinary	Purchase	3,973	4.6809  GBP
32 17/19p ordinary	Purchase	3,257	4.6781  GBP
32 17/19p ordinary	Purchase	2,708	4.6842  GBP
32 17/19p ordinary	Purchase	2,442	4.6951  GBP
32 17/19p ordinary	Purchase	2,112	4.6806  GBP
32 17/19p ordinary	Purchase	1,458	4.6650  GBP
32 17/19p ordinary	Purchase	946	4.6992  GBP
32 17/19p ordinary	Purchase	867	4.6835  GBP
32 17/19p ordinary	Purchase	815	4.6940  GBP
32 17/19p ordinary	Purchase	795	4.6770  GBP
32 17/19p ordinary	Purchase	591	4.6690  GBP
32 17/19p ordinary	Purchase	581	4.6945  GBP
32 17/19p ordinary	Purchase	543	4.7000  GBP
32 17/19p ordinary	Purchase	445	4.7010  GBP
ADR	Purchase	400	11.4900  USD
32 17/19p ordinary	Purchase	390	4.6820  GBP
32 17/19p ordinary	Purchase	243	4.6959  GBP
32 17/19p ordinary	Purchase	167	4.6840  GBP
32 17/19p ordinary	Purchase	23	4.6956  GBP
32 17/19p ordinary	Purchase	9	4.6980  GBP
32 17/19p ordinary	Sale	215,837	4.6867  GBP
32 17/19p ordinary	Sale	195,440	4.6880  GBP
32 17/19p ordinary	Sale	109,526	4.6718  GBP
32 17/19p ordinary	Sale	80,161	4.6874  GBP
32 17/19p ordinary	Sale	78,985	4.6870  GBP
32 17/19p ordinary	Sale	56,025	4.6888  GBP
32 17/19p ordinary	Sale	34,514	4.6858  GBP
32 17/19p ordinary	Sale	26,386	4.6769  GBP
32 17/19p ordinary	Sale	23,219	4.6849  GBP
32 17/19p ordinary	Sale	20,175	4.6879  GBP
32 17/19p ordinary	Sale	17,630	4.6709  GBP
32 17/19p ordinary	Sale	17,180	4.6822  GBP
32 17/19p ordinary	Sale	10,375	4.6751  GBP
32 17/19p ordinary	Sale	7,874	4.6837  GBP
32 17/19p ordinary	Sale	7,682	4.6770  GBP
32 17/19p ordinary	Sale	7,587	4.6772  GBP
32 17/19p ordinary	Sale	6,000	4.2985  GBP
32 17/19p ordinary	Sale	5,326	4.6821  GBP
32 17/19p ordinary	Sale	4,495	4.6791  GBP
32 17/19p ordinary	Sale	4,310	4.6802  GBP
32 17/19p ordinary	Sale	4,007	4.6786  GBP
32 17/19p ordinary	Sale	2,516	4.6747  GBP
32 17/19p ordinary	Sale	1,833	4.6991  GBP
32 17/19p ordinary	Sale	1,701	4.7040  GBP
32 17/19p ordinary	Sale	1,688	4.6817  GBP
32 17/19p ordinary	Sale	1,446	4.7052  GBP
32 17/19p ordinary	Sale	1,348	4.6883  GBP
32 17/19p ordinary	Sale	1,225	4.6768  GBP
32 17/19p ordinary	Sale	1,134	4.6843  GBP
32 17/19p ordinary	Sale	1,110	4.6749  GBP
32 17/19p ordinary	Sale	872	4.6800  GBP
32 17/19p ordinary	Sale	824	4.6941  GBP
32 17/19p ordinary	Sale	815	4.6940  GBP
32 17/19p ordinary	Sale	591	4.6690  GBP
32 17/19p ordinary	Sale	581	4.6950  GBP
32 17/19p ordinary	Sale	543	4.7000  GBP
32 17/19p ordinary	Sale	466	4.7070  GBP
32 17/19p ordinary	Sale	449	4.7020  GBP
32 17/19p ordinary	Sale	445	4.7060  GBP
32 17/19p ordinary	Sale	445	4.7010  GBP
ADR	Sale	400	11.4900  USD
32 17/19p ordinary	Sale	243	4.6960  GBP
32 17/19p ordinary	Sale	124	4.6851  GBP
32 17/19p ordinary	Sale	45	4.6860  GBP
32 17/19p ordinary	Sale	9	4.6980  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	109,526	4.6718  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,516	4.6747  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,225	4.6768  GBP
32 17/19p ordinary	SWAP	Decreasing Short	374	4.6809  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,081	4.6813  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,041	4.6822  GBP
32 17/19p ordinary	SWAP	Decreasing Short	665	4.6829  GBP
32 17/19p ordinary	SWAP	Decreasing Short	45	4.6859  GBP
32 17/19p ordinary	SWAP	Decreasing Short	16,355	4.6861  GBP
32 17/19p ordinary	SWAP	Decreasing Short	78,985	4.6870  GBP
32 17/19p ordinary	SWAP	Decreasing Short	74,222	4.6874  GBP
32 17/19p ordinary	SWAP	Decreasing Short	20,175	4.6879  GBP
32 17/19p ordinary	SWAP	Decreasing Short	95,136	4.6880  GBP
32 17/19p ordinary	SWAP	Decreasing Short	28,493	4.6888  GBP
32 17/19p ordinary	SWAP	Decreasing Short	11,177	4.6927  GBP
32 17/19p ordinary	SWAP	Decreasing Short	443	4.6969  GBP
32 17/19p ordinary	SWAP	Increasing Short	105,789	4.6640  GBP
32 17/19p ordinary	SWAP	Increasing Short	13,663	4.6725  GBP
32 17/19p ordinary	SWAP	Increasing Short	6,803	4.6777  GBP
32 17/19p ordinary	SWAP	Increasing Short	15,002	4.6797  GBP
32 17/19p ordinary	SWAP	Increasing Short	10,000	4.6800  GBP
32 17/19p ordinary	SWAP	Increasing Short	49,955	4.6805  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,112	4.6806  GBP
32 17/19p ordinary	SWAP	Increasing Short	390	4.6820  GBP
32 17/19p ordinary	SWAP	Increasing Short	7,154	4.6832  GBP
32 17/19p ordinary	SWAP	Increasing Short	17,404	4.6849  GBP
32 17/19p ordinary	SWAP	Increasing Short	82,056	4.6855  GBP
32 17/19p ordinary	SWAP	Increasing Short	17,886	4.6856  GBP
32 17/19p ordinary	SWAP	Increasing Short	590,199	4.6871  GBP
32 17/19p ordinary	SWAP	Increasing Short	41,470	4.6873  GBP
32 17/19p ordinary	SWAP	Increasing Short	97,327	4.6875  GBP
32 17/19p ordinary	SWAP	Increasing Short	38,024	4.6876  GBP
32 17/19p ordinary	SWAP	Increasing Short	416,178	4.6880  GBP
32 17/19p ordinary	SWAP	Increasing Short	27,587	4.6882  GBP
32 17/19p ordinary	SWAP	Increasing Short	372	4.6891  GBP
32 17/19p ordinary	SWAP	Increasing Short	19,406	4.6895  GBP
32 17/19p ordinary	SWAP	Increasing Short	114,535	4.6897  GBP
32 17/19p ordinary	CFD	Decreasing Short	26,386	4.6769  GBP
32 17/19p ordinary	CFD	Decreasing Short	2,005	4.6780  GBP
32 17/19p ordinary	CFD	Decreasing Short	5,756	4.6829  GBP
32 17/19p ordinary	CFD	Decreasing Short	5,976	4.6876  GBP
32 17/19p ordinary	CFD	Increasing Short	400	4.6693  GBP
32 17/19p ordinary	CFD	Increasing Short	15,995	4.6812  GBP
32 17/19p ordinary	CFD	Increasing Short	5,976	4.6863  GBP
32 17/19p ordinary	CFD	Increasing Short	873	4.6879  GBP
32 17/19p ordinary	CFD	Increasing Short	27,119	4.6883  GBP
32 17/19p ordinary	CFD	Increasing Short	57,065	4.6890  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,255	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,324	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,790	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,579	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END