Form 8.3 - Aviva plc Replacement

Barclays PLC

17 January 2025

 

FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 15/01/2025 14:56 RNS Number : 4744T
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			14 Jan 2025
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				20,863,797	0.78%	19,398,124	0.72%
(2) Cash-settled derivatives:				1,514,326	0.06%	16,536,530	0.62%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,922	0.03%
TOTAL:				22,378,123	0.84%	36,723,576	1.37%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	407,692	4.6902  GBP
32 17/19p ordinary	Purchase	379,936	4.6874  GBP
32 17/19p ordinary	Purchase	164,290	4.6960  GBP
32 17/19p ordinary	Purchase	149,360	4.6946  GBP
32 17/19p ordinary	Purchase	109,060	4.6943  GBP
32 17/19p ordinary	Purchase	91,341	4.6908  GBP
32 17/19p ordinary	Purchase	82,145	4.7040  GBP
32 17/19p ordinary	Purchase	68,037	4.6869  GBP
32 17/19p ordinary	Purchase	67,359	4.6870  GBP
32 17/19p ordinary	Purchase	50,810	4.6863  GBP
32 17/19p ordinary	Purchase	32,450	4.6840  GBP
32 17/19p ordinary	Purchase	29,813	4.6894  GBP
32 17/19p ordinary	Purchase	29,306	4.6814  GBP
32 17/19p ordinary	Purchase	26,610	4.7007  GBP
32 17/19p ordinary	Purchase	25,155	4.6846  GBP
32 17/19p ordinary	Purchase	23,412	4.6905  GBP
32 17/19p ordinary	Purchase	17,643	4.6931  GBP
32 17/19p ordinary	Purchase	15,800	4.6967  GBP
32 17/19p ordinary	Purchase	13,600	4.6933  GBP
32 17/19p ordinary	Purchase	13,535	4.6911  GBP
32 17/19p ordinary	Purchase	13,067	4.6800  GBP
32 17/19p ordinary	Purchase	9,854	4.6926  GBP
32 17/19p ordinary	Purchase	7,956	4.6949  GBP
32 17/19p ordinary	Purchase	6,808	4.6877  GBP
32 17/19p ordinary	Purchase	5,300	4.6904  GBP
32 17/19p ordinary	Purchase	5,063	4.6975  GBP
32 17/19p ordinary	Purchase	5,000	4.7220  GBP
32 17/19p ordinary	Purchase	3,911	4.6925  GBP
32 17/19p ordinary	Purchase	3,807	4.6920  GBP
32 17/19p ordinary	Purchase	3,560	4.6906  GBP
32 17/19p ordinary	Purchase	3,264	4.6820  GBP
32 17/19p ordinary	Purchase	3,052	4.6947  GBP
32 17/19p ordinary	Purchase	2,971	4.7010  GBP
ADR	Purchase	2,400	11.5783  USD
32 17/19p ordinary	Purchase	2,321	4.6861  GBP
32 17/19p ordinary	Purchase	1,870	4.6806  GBP
32 17/19p ordinary	Purchase	1,737	4.6851  GBP
32 17/19p ordinary	Purchase	1,726	4.6780  GBP
32 17/19p ordinary	Purchase	1,495	4.6830  GBP
32 17/19p ordinary	Purchase	1,280	4.6822  GBP
32 17/19p ordinary	Purchase	1,022	4.7089  GBP
32 17/19p ordinary	Purchase	931	4.6813  GBP
32 17/19p ordinary	Purchase	692	4.6845  GBP
32 17/19p ordinary	Purchase	662	4.6775  GBP
ADR	Purchase	600	11.5633  USD
32 17/19p ordinary	Purchase	524	4.6815  GBP
32 17/19p ordinary	Purchase	412	4.6901  GBP
32 17/19p ordinary	Purchase	307	4.6770  GBP
32 17/19p ordinary	Purchase	252	4.7079  GBP
32 17/19p ordinary	Purchase	244	4.6929  GBP
32 17/19p ordinary	Purchase	234	4.7085  GBP
32 17/19p ordinary	Purchase	109	4.6930  GBP
32 17/19p ordinary	Purchase	10	4.6915  GBP
32 17/19p ordinary	Sale	265,902	4.6870  GBP
32 17/19p ordinary	Sale	238,551	4.6868  GBP
32 17/19p ordinary	Sale	138,625	4.6874  GBP
32 17/19p ordinary	Sale	138,204	4.6913  GBP
32 17/19p ordinary	Sale	81,702	4.6879  GBP
32 17/19p ordinary	Sale	52,875	4.6991  GBP
32 17/19p ordinary	Sale	32,359	4.6917  GBP
32 17/19p ordinary	Sale	25,155	4.6845  GBP
32 17/19p ordinary	Sale	21,804	4.6956  GBP
32 17/19p ordinary	Sale	10,799	4.6987  GBP
32 17/19p ordinary	Sale	7,128	4.6998  GBP
32 17/19p ordinary	Sale	6,895	4.6799  GBP
32 17/19p ordinary	Sale	6,522	4.6952  GBP
32 17/19p ordinary	Sale	6,000	4.6940  GBP
32 17/19p ordinary	Sale	5,542	4.6877  GBP
32 17/19p ordinary	Sale	4,972	4.6923  GBP
32 17/19p ordinary	Sale	2,998	4.6805  GBP
32 17/19p ordinary	Sale	2,689	4.6984  GBP
32 17/19p ordinary	Sale	2,608	4.7080  GBP
ADR	Sale	2,400	11.5783  USD
32 17/19p ordinary	Sale	1,870	4.6806  GBP
32 17/19p ordinary	Sale	1,800	4.4050  GBP
32 17/19p ordinary	Sale	1,726	4.6780  GBP
32 17/19p ordinary	Sale	1,590	4.6985  GBP
32 17/19p ordinary	Sale	1,285	4.6820  GBP
32 17/19p ordinary	Sale	1,273	4.6900  GBP
32 17/19p ordinary	Sale	1,265	4.6898  GBP
32 17/19p ordinary	Sale	1,048	4.6885  GBP
32 17/19p ordinary	Sale	1,000	4.7170  GBP
32 17/19p ordinary	Sale	955	4.6790  GBP
32 17/19p ordinary	Sale	931	4.6813  GBP
32 17/19p ordinary	Sale	742	4.6974  GBP
32 17/19p ordinary	Sale	651	4.6835  GBP
ADR	Sale	600	11.5633  USD
32 17/19p ordinary	Sale	550	4.6980  GBP
32 17/19p ordinary	Sale	529	4.6821  GBP
32 17/19p ordinary	Sale	449	4.6964  GBP
32 17/19p ordinary	Sale	425	4.6800  GBP
32 17/19p ordinary	Sale	353	4.6930  GBP
32 17/19p ordinary	Sale	307	4.6770  GBP
32 17/19p ordinary	Sale	205	4.6819  GBP
32 17/19p ordinary	Sale	141	4.6836  GBP
32 17/19p ordinary	Sale	59	4.6834  GBP
32 17/19p ordinary	Sale	14	4.6837  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	10,284	4.6860  GBP
32 17/19p ordinary	SWAP	Decreasing Short	33,919	4.6861  GBP
32 17/19p ordinary	SWAP	Decreasing Short	3,550	4.6863  GBP
32 17/19p ordinary	SWAP	Decreasing Short	43,130	4.6870  GBP
32 17/19p ordinary	SWAP	Decreasing Short	58,694	4.6892  GBP
32 17/19p ordinary	SWAP	Decreasing Short	32,359	4.6917  GBP
32 17/19p ordinary	SWAP	Decreasing Short	21,804	4.6956  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,517	4.6957  GBP
32 17/19p ordinary	SWAP	Decreasing Short	449	4.6964  GBP
32 17/19p ordinary	SWAP	Decreasing Short	5,892	4.6979  GBP
32 17/19p ordinary	SWAP	Decreasing Short	779	4.6980  GBP
32 17/19p ordinary	SWAP	Decreasing Short	339	4.6990  GBP
32 17/19p ordinary	SWAP	Decreasing Short	770	4.7038  GBP
32 17/19p ordinary	SWAP	Decreasing Short	804	4.7066  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,236	4.7089  GBP
32 17/19p ordinary	SWAP	Increasing Short	29,306	4.6814  GBP
32 17/19p ordinary	SWAP	Increasing Short	68,037	4.6869  GBP
32 17/19p ordinary	SWAP	Increasing Short	40,944	4.6882  GBP
32 17/19p ordinary	SWAP	Increasing Short	29,813	4.6894  GBP
32 17/19p ordinary	SWAP	Increasing Short	197,216	4.6902  GBP
32 17/19p ordinary	SWAP	Increasing Short	91,341	4.6908  GBP
32 17/19p ordinary	SWAP	Increasing Short	18,157	4.6921  GBP
32 17/19p ordinary	SWAP	Increasing Short	86,639	4.6922  GBP
32 17/19p ordinary	SWAP	Increasing Short	56,671	4.6932  GBP
32 17/19p ordinary	SWAP	Increasing Short	7,263	4.6933  GBP
32 17/19p ordinary	SWAP	Increasing Short	67,382	4.6935  GBP
32 17/19p ordinary	SWAP	Increasing Short	5,809	4.6946  GBP
32 17/19p ordinary	SWAP	Increasing Short	76,169	4.6956  GBP
32 17/19p ordinary	SWAP	Increasing Short	17,990	4.6962  GBP
32 17/19p ordinary	SWAP	Increasing Short	15,800	4.6967  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,252	4.6975  GBP
32 17/19p ordinary	SWAP	Increasing Long	76	4.7209  GBP
32 17/19p ordinary	CFD	Decreasing Short	2,000	4.6834  GBP
32 17/19p ordinary	CFD	Decreasing Short	400	4.6836  GBP
32 17/19p ordinary	CFD	Decreasing Short	1,600	4.6866  GBP
32 17/19p ordinary	CFD	Decreasing Short	17,795	4.6916  GBP
32 17/19p ordinary	CFD	Decreasing Short	190	4.6988  GBP
32 17/19p ordinary	CFD	Increasing Short	400	4.6803  GBP
32 17/19p ordinary	CFD	Increasing Short	17,959	4.6826  GBP
32 17/19p ordinary	CFD	Increasing Short	200	4.6843  GBP
32 17/19p ordinary	CFD	Increasing Short	1,600	4.7093  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,238	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,316	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,789	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,579	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END