Form 8.3 - Aviva plc

Barclays PLC

02 December 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				AVIVA PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				29 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				DIRECT LINE INSURANCE GROUP PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			23,311,079	0.87%	23,906,354	0.89%
(2)	Cash-settled derivatives:
	and/or controlled:			1,364,313	0.05%	21,208,456	0.79%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	1,099,481	0.04%
	TOTAL:			24,675,392	0.92%	46,214,291	1.73%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
32 17/19p ordinary		Purchase		326,753		4.8032  GBP
32 17/19p ordinary		Purchase		238,263		4.8370  GBP
32 17/19p ordinary		Purchase		179,982		4.8319  GBP
32 17/19p ordinary		Purchase		91,216		4.7982  GBP
32 17/19p ordinary		Purchase		72,921		4.8100  GBP
32 17/19p ordinary		Purchase		58,295		4.8093  GBP
32 17/19p ordinary		Purchase		58,169		4.8169  GBP
32 17/19p ordinary		Purchase		51,401		4.8108  GBP
32 17/19p ordinary		Purchase		42,400		4.7971  GBP
32 17/19p ordinary		Purchase		35,358		4.8103  GBP
32 17/19p ordinary		Purchase		16,948		4.8089  GBP
32 17/19p ordinary		Purchase		10,882		4.7806  GBP
32 17/19p ordinary		Purchase		10,777		4.8138  GBP
32 17/19p ordinary		Purchase		8,580		4.8144  GBP
32 17/19p ordinary		Purchase		7,988		4.7915  GBP
32 17/19p ordinary		Purchase		6,722		4.7913  GBP
32 17/19p ordinary		Purchase		6,246		4.8116  GBP
32 17/19p ordinary		Purchase		5,496		4.7993  GBP
32 17/19p ordinary		Purchase		4,403		4.8121  GBP
32 17/19p ordinary		Purchase		3,938		4.7951  GBP
32 17/19p ordinary		Purchase		3,913		4.7969  GBP
32 17/19p ordinary		Purchase		3,389		4.7780  GBP
32 17/19p ordinary		Purchase		3,229		4.7995  GBP
32 17/19p ordinary		Purchase		3,160		4.8118  GBP
32 17/19p ordinary		Purchase		3,017		4.8000  GBP
32 17/19p ordinary		Purchase		2,656		4.8200  GBP
32 17/19p ordinary		Purchase		2,487		4.7740  GBP
32 17/19p ordinary		Purchase		2,210		4.8105  GBP
32 17/19p ordinary		Purchase		1,985		4.7950  GBP
32 17/19p ordinary		Purchase		1,643		4.8180  GBP
32 17/19p ordinary		Purchase		1,528		4.8067  GBP
32 17/19p ordinary		Purchase		1,412		4.8060  GBP
32 17/19p ordinary		Purchase		1,208		4.8170  GBP
32 17/19p ordinary		Purchase		1,171		4.8050  GBP
32 17/19p ordinary		Purchase		1,147		4.8080  GBP
32 17/19p ordinary		Purchase		1,075		4.8221  GBP
32 17/19p ordinary		Purchase		1,000		4.8068  GBP
32 17/19p ordinary		Purchase		935		4.8140  GBP
32 17/19p ordinary		Purchase		725		4.8017  GBP
32 17/19p ordinary		Purchase		688		4.8040  GBP
32 17/19p ordinary		Purchase		643		4.7910  GBP
32 17/19p ordinary		Purchase		617		4.8030  GBP
32 17/19p ordinary		Purchase		615		4.8190  GBP
32 17/19p ordinary		Purchase		614		4.8090  GBP
32 17/19p ordinary		Purchase		605		4.8115  GBP
32 17/19p ordinary		Purchase		601		4.8196  GBP
32 17/19p ordinary		Purchase		577		4.8220  GBP
32 17/19p ordinary		Purchase		501		4.7970  GBP
ADR		Purchase		400		12.3900  USD
32 17/19p ordinary		Purchase		355		4.8150  GBP
32 17/19p ordinary		Purchase		287		4.8210  GBP
32 17/19p ordinary		Purchase		208		4.8240  GBP
32 17/19p ordinary		Purchase		170		4.7980  GBP
32 17/19p ordinary		Purchase		109		4.8228  GBP
32 17/19p ordinary		Purchase		35		4.8191  GBP
32 17/19p ordinary		Sale		324,535		4.8322  GBP
32 17/19p ordinary		Sale		219,329		4.8369  GBP
32 17/19p ordinary		Sale		126,276		4.8153  GBP
32 17/19p ordinary		Sale		124,964		4.8125  GBP
32 17/19p ordinary		Sale		122,600		4.8324  GBP
32 17/19p ordinary		Sale		98,735		4.8136  GBP
32 17/19p ordinary		Sale		86,879		4.8370  GBP
32 17/19p ordinary		Sale		79,114		4.8130  GBP
32 17/19p ordinary		Sale		61,324		4.8045  GBP
32 17/19p ordinary		Sale		51,418		4.8047  GBP
32 17/19p ordinary		Sale		49,584		4.8041  GBP
32 17/19p ordinary		Sale		40,617		4.8026  GBP
32 17/19p ordinary		Sale		38,922		4.8123  GBP
32 17/19p ordinary		Sale		36,368		4.8114  GBP
32 17/19p ordinary		Sale		26,868		4.8011  GBP
32 17/19p ordinary		Sale		23,387		4.8008  GBP
32 17/19p ordinary		Sale		20,171		4.7975  GBP
32 17/19p ordinary		Sale		17,372		4.8034  GBP
32 17/19p ordinary		Sale		15,944		4.8219  GBP
32 17/19p ordinary		Sale		14,157		4.8016  GBP
32 17/19p ordinary		Sale		13,098		4.8216  GBP
32 17/19p ordinary		Sale		12,471		4.8164  GBP
32 17/19p ordinary		Sale		11,362		4.8055  GBP
32 17/19p ordinary		Sale		8,928		4.8140  GBP
32 17/19p ordinary		Sale		8,362		4.7824  GBP
32 17/19p ordinary		Sale		7,854		4.8080  GBP
32 17/19p ordinary		Sale		7,531		4.8006  GBP
32 17/19p ordinary		Sale		7,340		4.8066  GBP
32 17/19p ordinary		Sale		6,246		4.8121  GBP
32 17/19p ordinary		Sale		5,161		4.8033  GBP
32 17/19p ordinary		Sale		4,656		4.8200  GBP
32 17/19p ordinary		Sale		4,202		4.8287  GBP
32 17/19p ordinary		Sale		3,499		4.8040  GBP
32 17/19p ordinary		Sale		3,389		4.7780  GBP
32 17/19p ordinary		Sale		3,017		4.8000  GBP
32 17/19p ordinary		Sale		2,487		4.7740  GBP
32 17/19p ordinary		Sale		2,472		4.7883  GBP
32 17/19p ordinary		Sale		1,985		4.7950  GBP
32 17/19p ordinary		Sale		1,975		4.8100  GBP
32 17/19p ordinary		Sale		1,772		4.8090  GBP
32 17/19p ordinary		Sale		1,652		4.7940  GBP
32 17/19p ordinary		Sale		1,572		4.7970  GBP
32 17/19p ordinary		Sale		1,412		4.8060  GBP
32 17/19p ordinary		Sale		1,280		4.8180  GBP
32 17/19p ordinary		Sale		1,265		4.8155  GBP
32 17/19p ordinary		Sale		1,208		4.8170  GBP
32 17/19p ordinary		Sale		1,171		4.8050  GBP
32 17/19p ordinary		Sale		1,000		4.8072  GBP
32 17/19p ordinary		Sale		950		4.8144  GBP
32 17/19p ordinary		Sale		695		4.7990  GBP
32 17/19p ordinary		Sale		645		4.7854  GBP
32 17/19p ordinary		Sale		643		4.7910  GBP
32 17/19p ordinary		Sale		617		4.8030  GBP
32 17/19p ordinary		Sale		615		4.8190  GBP
32 17/19p ordinary		Sale		605		4.8119  GBP
32 17/19p ordinary		Sale		577		4.8220  GBP
32 17/19p ordinary		Sale		487		4.8349  GBP
ADR		Sale		400		12.3900  USD
32 17/19p ordinary		Sale		363		4.8184  GBP
32 17/19p ordinary		Sale		355		4.8150  GBP
32 17/19p ordinary		Sale		354		4.8240  GBP
32 17/19p ordinary		Sale		287		4.8210  GBP
32 17/19p ordinary		Sale		170		4.7980  GBP
32 17/19p ordinary		Sale		52		4.8105  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
32 17/19p ordinary		SWAP		Decreasing Short		23,387	4.8008  GBP
32 17/19p ordinary		SWAP		Decreasing Short		2,811	4.8040  GBP
32 17/19p ordinary		SWAP		Decreasing Short		51,418	4.8047  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,734	4.8061  GBP
32 17/19p ordinary		SWAP		Decreasing Short		36,368	4.8114  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,544	4.8118  GBP
32 17/19p ordinary		SWAP		Decreasing Short		38,922	4.8123  GBP
32 17/19p ordinary		SWAP		Decreasing Short		79,114	4.8130  GBP
32 17/19p ordinary		SWAP		Decreasing Short		41,795	4.8139  GBP
32 17/19p ordinary		SWAP		Decreasing Short		65,275	4.8154  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,173	4.8167  GBP
32 17/19p ordinary		SWAP		Decreasing Short		6,689	4.8200  GBP
32 17/19p ordinary		SWAP		Decreasing Short		15,944	4.8219  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,417	4.8230  GBP
32 17/19p ordinary		SWAP		Decreasing Short		2,992	4.8234  GBP
32 17/19p ordinary		SWAP		Decreasing Short		66,917	4.8337  GBP
32 17/19p ordinary		SWAP		Decreasing Short		487	4.8349  GBP
32 17/19p ordinary		SWAP		Decreasing Short		219,329	4.8369  GBP
32 17/19p ordinary		SWAP		Decreasing Short		88,143	4.8370  GBP
32 17/19p ordinary		SWAP		Increasing Short		2,677	4.7865  GBP
32 17/19p ordinary		SWAP		Increasing Short		4,441	4.7905  GBP
32 17/19p ordinary		SWAP		Increasing Short		6,722	4.7913  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,497	4.7940  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,938	4.7951  GBP
32 17/19p ordinary		SWAP		Increasing Short		30,377	4.7952  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,913	4.7969  GBP
32 17/19p ordinary		SWAP		Increasing Short		42,400	4.7971  GBP
32 17/19p ordinary		SWAP		Increasing Short		56,266	4.7994  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,229	4.7995  GBP
32 17/19p ordinary		SWAP		Increasing Short		4,573	4.8026  GBP
32 17/19p ordinary		SWAP		Increasing Short		70,946	4.8100  GBP
32 17/19p ordinary		SWAP		Increasing Short		48,708	4.8108  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,160	4.8118  GBP
32 17/19p ordinary		SWAP		Increasing Short		1,498	4.8140  GBP
32 17/19p ordinary		SWAP		Increasing Short		35	4.8190  GBP
32 17/19p ordinary		SWAP		Increasing Short		18,984	4.8321  GBP
32 17/19p ordinary		SWAP		Increasing Short		46,600	4.8352  GBP
32 17/19p ordinary		SWAP		Increasing Short		7,020	4.8370  GBP
32 17/19p ordinary		SWAP		Increasing Long		4,338	4.8083  GBP
32 17/19p ordinary		CFD		Decreasing Short		41,254	4.8081  GBP
32 17/19p ordinary		CFD		Increasing Short		391	4.8203  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				02 Dec 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				AVIVA PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
32 17/19p ordinary	Call Options	Written	-322,251	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-310,552	4.5547	European	23 Dec 2024
32 17/19p ordinary	Call Options	Written	-241,314	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,787	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,577	5.3176	European	05 Jun 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END