Form 8.3 - Aviva plc

Barclays PLC

03 January 2025

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				AVIVA PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				02 Jan 2025
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				DIRECT LINE INSURANCE GROUP PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			22,278,809	0.83%	17,085,736	0.64%
(2)	Cash-settled derivatives:
	and/or controlled:			2,982,335	0.11%	18,445,391	0.69%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	788,927	0.03%
	TOTAL:			25,261,144	0.94%	36,320,054	1.36%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
32 17/19p ordinary		Purchase		1,439,216		4.7350  GBP
32 17/19p ordinary		Purchase		218,955		4.7006  GBP
32 17/19p ordinary		Purchase		134,694		4.7291  GBP
32 17/19p ordinary		Purchase		100,581		4.6936  GBP
32 17/19p ordinary		Purchase		89,037		4.7010  GBP
32 17/19p ordinary		Purchase		82,157		4.6992  GBP
32 17/19p ordinary		Purchase		56,259		4.7005  GBP
32 17/19p ordinary		Purchase		45,194		4.7025  GBP
32 17/19p ordinary		Purchase		40,904		4.7021  GBP
32 17/19p ordinary		Purchase		37,478		4.7255  GBP
32 17/19p ordinary		Purchase		28,679		4.6798  GBP
32 17/19p ordinary		Purchase		25,463		4.7107  GBP
32 17/19p ordinary		Purchase		24,809		4.7027  GBP
32 17/19p ordinary		Purchase		19,693		4.6879  GBP
32 17/19p ordinary		Purchase		16,911		4.7168  GBP
32 17/19p ordinary		Purchase		16,382		4.6797  GBP
32 17/19p ordinary		Purchase		15,805		4.7256  GBP
32 17/19p ordinary		Purchase		13,466		4.6953  GBP
32 17/19p ordinary		Purchase		13,377		4.6957  GBP
32 17/19p ordinary		Purchase		12,159		4.7033  GBP
32 17/19p ordinary		Purchase		11,512		4.6976  GBP
32 17/19p ordinary		Purchase		10,573		4.6945  GBP
32 17/19p ordinary		Purchase		10,284		4.7030  GBP
32 17/19p ordinary		Purchase		10,276		4.6901  GBP
32 17/19p ordinary		Purchase		9,591		4.7184  GBP
32 17/19p ordinary		Purchase		9,403		4.7253  GBP
32 17/19p ordinary		Purchase		8,165		4.7097  GBP
32 17/19p ordinary		Purchase		6,256		4.7069  GBP
32 17/19p ordinary		Purchase		5,731		4.7090  GBP
32 17/19p ordinary		Purchase		5,709		4.6800  GBP
32 17/19p ordinary		Purchase		5,355		4.7144  GBP
32 17/19p ordinary		Purchase		5,113		4.6964  GBP
32 17/19p ordinary		Purchase		4,521		4.7080  GBP
32 17/19p ordinary		Purchase		3,575		4.6910  GBP
32 17/19p ordinary		Purchase		3,198		4.7156  GBP
32 17/19p ordinary		Purchase		2,970		4.7076  GBP
32 17/19p ordinary		Purchase		2,885		4.7180  GBP
32 17/19p ordinary		Purchase		2,507		4.7099  GBP
32 17/19p ordinary		Purchase		2,313		4.6871  GBP
32 17/19p ordinary		Purchase		2,047		4.6930  GBP
32 17/19p ordinary		Purchase		1,984		4.6947  GBP
32 17/19p ordinary		Purchase		1,913		4.7170  GBP
32 17/19p ordinary		Purchase		1,872		4.6880  GBP
32 17/19p ordinary		Purchase		1,587		4.7067  GBP
32 17/19p ordinary		Purchase		1,398		4.7219  GBP
32 17/19p ordinary		Purchase		832		4.7040  GBP
32 17/19p ordinary		Purchase		820		4.6932  GBP
32 17/19p ordinary		Purchase		789		4.7200  GBP
32 17/19p ordinary		Purchase		755		4.7204  GBP
32 17/19p ordinary		Purchase		586		4.7215  GBP
32 17/19p ordinary		Purchase		515		4.6850  GBP
32 17/19p ordinary		Purchase		510		4.6990  GBP
32 17/19p ordinary		Purchase		492		4.7240  GBP
32 17/19p ordinary		Purchase		482		4.7220  GBP
32 17/19p ordinary		Purchase		480		4.7270  GBP
32 17/19p ordinary		Purchase		475		4.7300  GBP
32 17/19p ordinary		Purchase		333		4.7186  GBP
32 17/19p ordinary		Purchase		319		4.7232  GBP
32 17/19p ordinary		Purchase		313		4.7190  GBP
32 17/19p ordinary		Purchase		300		4.7250  GBP
32 17/19p ordinary		Purchase		193		4.6920  GBP
32 17/19p ordinary		Purchase		191		4.6840  GBP
32 17/19p ordinary		Purchase		181		4.7160  GBP
32 17/19p ordinary		Purchase		178		4.7060  GBP
32 17/19p ordinary		Purchase		173		4.7150  GBP
32 17/19p ordinary		Purchase		155		4.7212  GBP
32 17/19p ordinary		Purchase		9		4.7310  GBP
32 17/19p ordinary		Sale		1,110,018		4.7350  GBP
32 17/19p ordinary		Sale		318,757		4.7312  GBP
32 17/19p ordinary		Sale		189,606		4.6993  GBP
32 17/19p ordinary		Sale		100,000		4.6811  GBP
32 17/19p ordinary		Sale		82,878		4.7313  GBP
32 17/19p ordinary		Sale		81,078		4.7014  GBP
32 17/19p ordinary		Sale		80,690		4.7340  GBP
32 17/19p ordinary		Sale		68,958		4.7010  GBP
32 17/19p ordinary		Sale		63,142		4.7314  GBP
32 17/19p ordinary		Sale		58,575		4.6982  GBP
32 17/19p ordinary		Sale		39,054		4.7070  GBP
32 17/19p ordinary		Sale		25,800		4.6877  GBP
32 17/19p ordinary		Sale		13,532		4.7072  GBP
32 17/19p ordinary		Sale		12,858		4.7097  GBP
32 17/19p ordinary		Sale		12,611		4.7154  GBP
32 17/19p ordinary		Sale		11,958		4.6961  GBP
32 17/19p ordinary		Sale		9,185		4.7139  GBP
32 17/19p ordinary		Sale		8,157		4.6977  GBP
32 17/19p ordinary		Sale		7,679		4.7076  GBP
32 17/19p ordinary		Sale		3,764		4.7036  GBP
32 17/19p ordinary		Sale		3,575		4.6910  GBP
32 17/19p ordinary		Sale		2,885		4.7180  GBP
32 17/19p ordinary		Sale		2,787		4.7171  GBP
32 17/19p ordinary		Sale		2,112		4.7012  GBP
32 17/19p ordinary		Sale		2,080		4.7234  GBP
32 17/19p ordinary		Sale		2,047		4.6930  GBP
32 17/19p ordinary		Sale		2,000		4.7080  GBP
32 17/19p ordinary		Sale		1,913		4.7170  GBP
32 17/19p ordinary		Sale		1,872		4.6880  GBP
32 17/19p ordinary		Sale		1,646		4.6903  GBP
32 17/19p ordinary		Sale		1,232		4.7133  GBP
32 17/19p ordinary		Sale		1,123		4.6888  GBP
32 17/19p ordinary		Sale		1,013		4.6972  GBP
32 17/19p ordinary		Sale		789		4.7200  GBP
32 17/19p ordinary		Sale		629		4.7270  GBP
32 17/19p ordinary		Sale		518		4.7260  GBP
32 17/19p ordinary		Sale		515		4.6850  GBP
32 17/19p ordinary		Sale		510		4.6990  GBP
32 17/19p ordinary		Sale		494		4.6980  GBP
32 17/19p ordinary		Sale		482		4.7220  GBP
32 17/19p ordinary		Sale		475		4.7300  GBP
32 17/19p ordinary		Sale		468		4.6787  GBP
32 17/19p ordinary		Sale		465		4.7254  GBP
32 17/19p ordinary		Sale		440		4.7190  GBP
32 17/19p ordinary		Sale		370		4.7059  GBP
32 17/19p ordinary		Sale		300		4.7250  GBP
32 17/19p ordinary		Sale		191		4.6840  GBP
32 17/19p ordinary		Sale		181		4.7160  GBP
32 17/19p ordinary		Sale		178		4.7060  GBP
32 17/19p ordinary		Sale		175		4.7279  GBP
32 17/19p ordinary		Sale		69		4.6920  GBP
32 17/19p ordinary		Sale		17		4.7191  GBP
32 17/19p ordinary		Sale		15		4.7189  GBP
32 17/19p ordinary		Sale		1		4.7400  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
32 17/19p ordinary		SWAP		Decreasing Short		515	4.6850  GBP
32 17/19p ordinary		SWAP		Decreasing Short		25,800	4.6877  GBP
32 17/19p ordinary		SWAP		Decreasing Short		44	4.6929  GBP
32 17/19p ordinary		SWAP		Decreasing Short		50,207	4.6986  GBP
32 17/19p ordinary		SWAP		Decreasing Short		189,606	4.6993  GBP
32 17/19p ordinary		SWAP		Decreasing Short		81,078	4.7014  GBP
32 17/19p ordinary		SWAP		Decreasing Short		37,914	4.7017  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,764	4.7036  GBP
32 17/19p ordinary		SWAP		Decreasing Short		47,587	4.7097  GBP
32 17/19p ordinary		SWAP		Decreasing Short		17,574	4.7103  GBP
32 17/19p ordinary		SWAP		Decreasing Short		12,611	4.7154  GBP
32 17/19p ordinary		SWAP		Decreasing Short		2,787	4.7171  GBP
32 17/19p ordinary		SWAP		Decreasing Short		15	4.7189  GBP
32 17/19p ordinary		SWAP		Decreasing Short		80,690	4.7340  GBP
32 17/19p ordinary		SWAP		Decreasing Short		40,865	4.7341  GBP
32 17/19p ordinary		SWAP		Decreasing Short		67,519	4.7346  GBP
32 17/19p ordinary		SWAP		Decreasing Short		1	4.7347  GBP
32 17/19p ordinary		SWAP		Decreasing Short		29,567	4.7350  GBP
32 17/19p ordinary		SWAP		Increasing Short		2,761	4.6880  GBP
32 17/19p ordinary		SWAP		Increasing Short		6,220	4.6920  GBP
32 17/19p ordinary		SWAP		Increasing Short		820	4.6932  GBP
32 17/19p ordinary		SWAP		Increasing Short		100,581	4.6936  GBP
32 17/19p ordinary		SWAP		Increasing Short		370	4.6941  GBP
32 17/19p ordinary		SWAP		Increasing Short		10,573	4.6945  GBP
32 17/19p ordinary		SWAP		Increasing Short		1,984	4.6947  GBP
32 17/19p ordinary		SWAP		Increasing Short		13,377	4.6957  GBP
32 17/19p ordinary		SWAP		Increasing Short		5,113	4.6964  GBP
32 17/19p ordinary		SWAP		Increasing Short		906	4.6978  GBP
32 17/19p ordinary		SWAP		Increasing Short		231	4.6979  GBP
32 17/19p ordinary		SWAP		Increasing Short		7,246	4.6981  GBP
32 17/19p ordinary		SWAP		Increasing Short		359	4.6990  GBP
32 17/19p ordinary		SWAP		Increasing Short		56,259	4.7005  GBP
32 17/19p ordinary		SWAP		Increasing Short		218,955	4.7006  GBP
32 17/19p ordinary		SWAP		Increasing Short		89,037	4.7010  GBP
32 17/19p ordinary		SWAP		Increasing Short		45,194	4.7025  GBP
32 17/19p ordinary		SWAP		Increasing Short		24,809	4.7027  GBP
32 17/19p ordinary		SWAP		Increasing Short		10,284	4.7030  GBP
32 17/19p ordinary		SWAP		Increasing Short		12,159	4.7033  GBP
32 17/19p ordinary		SWAP		Increasing Short		1,587	4.7067  GBP
32 17/19p ordinary		SWAP		Increasing Short		6,256	4.7069  GBP
32 17/19p ordinary		SWAP		Increasing Short		2,521	4.7080  GBP
32 17/19p ordinary		SWAP		Increasing Short		5,731	4.7090  GBP
32 17/19p ordinary		SWAP		Increasing Short		8,165	4.7097  GBP
32 17/19p ordinary		SWAP		Increasing Short		8,200	4.7106  GBP
32 17/19p ordinary		SWAP		Increasing Short		4,430	4.7122  GBP
32 17/19p ordinary		SWAP		Increasing Short		2,634	4.7146  GBP
32 17/19p ordinary		SWAP		Increasing Short		173	4.7150  GBP
32 17/19p ordinary		SWAP		Increasing Short		16,911	4.7168  GBP
32 17/19p ordinary		SWAP		Increasing Short		333	4.7186  GBP
32 17/19p ordinary		SWAP		Increasing Short		47	4.7189  GBP
32 17/19p ordinary		SWAP		Increasing Short		755	4.7204  GBP
32 17/19p ordinary		SWAP		Increasing Short		155	4.7211  GBP
32 17/19p ordinary		SWAP		Increasing Short		586	4.7215  GBP
32 17/19p ordinary		SWAP		Increasing Short		916	4.7220  GBP
32 17/19p ordinary		SWAP		Increasing Short		4	4.7225  GBP
32 17/19p ordinary		SWAP		Increasing Short		4,588	4.7227  GBP
32 17/19p ordinary		SWAP		Increasing Short		319	4.7232  GBP
32 17/19p ordinary		SWAP		Increasing Short		9,403	4.7253  GBP
32 17/19p ordinary		SWAP		Increasing Short		37,478	4.7255  GBP
32 17/19p ordinary		SWAP		Increasing Short		15,805	4.7256  GBP
32 17/19p ordinary		SWAP		Increasing Short		7,000	4.7343  GBP
32 17/19p ordinary		SWAP		Increasing Short		131,492	4.7350  GBP
32 17/19p ordinary		SWAP		Increasing Long		7,903	4.7058  GBP
32 17/19p ordinary		CFD		Increasing Long		50	4.6776  GBP
32 17/19p ordinary		CFD		Increasing Long		4,920	4.6874  GBP
32 17/19p ordinary		CFD		Increasing Long		68,958	4.7010  GBP
32 17/19p ordinary		CFD		Increasing Long		2,948	4.7242  GBP
32 17/19p ordinary		CFD		Increasing Long		1,052,193	4.7350  GBP
32 17/19p ordinary		CFD		Decreasing Long		1,872	4.6880  GBP
32 17/19p ordinary		CFD		Decreasing Long		2,420	4.6883  GBP
32 17/19p ordinary		CFD		Decreasing Long		1,376	4.6897  GBP
32 17/19p ordinary		CFD		Decreasing Long		124	4.6923  GBP
32 17/19p ordinary		CFD		Decreasing Long		364	4.7004  GBP
32 17/19p ordinary		CFD		Decreasing Long		40,904	4.7021  GBP
32 17/19p ordinary		CFD		Decreasing Long		1,314	4.7179  GBP
32 17/19p ordinary		CFD		Decreasing Long		1,156,479	4.7350  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				03 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				AVIVA PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
32 17/19p ordinary	Call Options	Written	-322,241	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,321	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,788	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,577	5.3176	European	05 Jun 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END