Form 8.3 - CareTech Holdings plc

RNS Number : 5351E

Barclays PLC

11 March 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

CARETECH HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

10 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,283,143

1.13%

31,482

0.03%

(2)

Cash-settled derivatives:

29,930

0.03%

1,283,143

1.13%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,313,073

1.16%

1,314,625

1.16%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
0.5p ordinary		Purchase		41		6.7202 GBP
0.5p ordinary		Purchase		113		6.7136 GBP
0.5p ordinary		Purchase		773		6.6800 GBP
0.5p ordinary		Purchase		1,100		6.7029 GBP
0.5p ordinary		Purchase		2,538		6.7168 GBP
0.5p ordinary		Purchase		3,561		6.7200 GBP
0.5p ordinary		Purchase		14,177		6.7118 GBP
0.5p ordinary		Sale		54		6.7203 GBP
0.5p ordinary		Sale		275		6.7000 GBP
0.5p ordinary		Sale		825		6.7045 GBP
0.5p ordinary		Sale		3,801		6.6823 GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.5p ordinary		SWAP		Long		1,631	6.6766 GBP
0.5p ordinary		SWAP		Long		2,170	6.6866 GBP
0.5p ordinary		CFD		Short		41	6.7202 GBP
0.5p ordinary		CFD		Short		113	6.7135 GBP
0.5p ordinary		SWAP		Short		255	6.6805 GBP
0.5p ordinary		CFD		Short		518	6.6809 GBP
0.5p ordinary		SWAP		Short		3,507	6.7200 GBP
0.5p ordinary		SWAP		Short		14,177	6.7118 GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				11 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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