Form 8.3 - DANA PETROLEUM PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: DANA PETROLEUM PLC
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 2 July 2010
(f) Has the discloser previously disclosed, or NO
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,003,949 1.08% 328,210 0.35%
(2) Derivatives
(other
than options): 284,043 0.31% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,287,992 1.39% 328,210 0.35%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 28 14.2310 GBP
ORD Purchase 50 14.0767 GBP
ORD Purchase 56 14.2350 GBP
ORD Purchase 62 14.2010 GBP
ORD Purchase 70 14.3510 GBP
ORD Purchase 82 14.1200 GBP
ORD Purchase 100 13.6618 GBP
ORD Purchase 108 14.0520 GBP
ORD Purchase 124 14.2050 GBP
ORD Purchase 125 14.1030 GBP
ORD Purchase 132 14.1100 GBP
ORD Purchase 133 14.2030 GBP
ORD Purchase 138 14.0067 GBP
ORD Purchase 150 14.2910 GBP
ORD Purchase 150 14.3420 GBP
ORD Purchase 157 14.4220 GBP
ORD Purchase 200 13.7500 GBP
ORD Purchase 200 14.0020 GBP
ORD Purchase 200 14.1330 GBP
ORD Purchase 200 14.3110 GBP
ORD Purchase 200 14.3620 GBP
ORD Purchase 216 14.0600 GBP
ORD Purchase 266 14.2150 GBP
ORD Purchase 272 14.0068 GBP
ORD Purchase 276 14.0150 GBP
ORD Purchase 279 14.3135 GBP
ORD Purchase 293 13.9830 GBP
ORD Purchase 300 14.1685 GBP
ORD Purchase 300 14.3089 GBP
ORD Purchase 300 14.3500 GBP
ORD Purchase 300 14.3822 GBP
ORD Purchase 308 13.9500 GBP
ORD Purchase 310 13.6700 GBP
ORD Purchase 310 14.2505 GBP
ORD Purchase 314 14.4300 GBP
ORD Purchase 326 14.1920 GBP
ORD Purchase 357 14.2020 GBP
ORD Purchase 366 14.1020 GBP
ORD Purchase 395 14.1115 GBP
ORD Purchase 400 13.5950 GBP
ORD Purchase 400 14.0050 GBP
ORD Purchase 400 14.0210 GBP
ORD Purchase 400 14.1450 GBP
ORD Purchase 400 14.3700 GBP
ORD Purchase 438 13.6850 GBP
ORD Purchase 449 13.7936 GBP
ORD Purchase 500 13.9415 GBP
ORD Purchase 500 14.0667 GBP
ORD Purchase 500 14.0950 GBP
ORD Purchase 518 13.7650 GBP
ORD Purchase 525 13.9820 GBP
ORD Purchase 544 14.0100 GBP
ORD Purchase 547 14.1523 GBP
ORD Purchase 560 14.1350 GBP
ORD Purchase 568 13.9400 GBP
ORD Purchase 586 13.6650 GBP
ORD Purchase 586 13.9950 GBP
ORD Purchase 600 13.5650 GBP
ORD Purchase 600 14.1700 GBP
ORD Purchase 620 14.2550 GBP
ORD Purchase 622 14.1230 GBP
ORD Purchase 640 14.1850 GBP
ORD Purchase 652 14.2000 GBP
ORD Purchase 672 14.0785 GBP
ORD Purchase 714 14.0300 GBP
ORD Purchase 714 14.1600 GBP
ORD Purchase 800 14.0250 GBP
ORD Purchase 800 14.1050 GBP
ORD Purchase 828 14.4450 GBP
ORD Purchase 839 14.1189 GBP
ORD Purchase 898 13.7950 GBP
ORD Purchase 914 14.3505 GBP
ORD Purchase 958 14.3150 GBP
ORD Purchase 1,000 13.9310 GBP
ORD Purchase 1,000 13.9550 GBP
ORD Purchase 1,000 14.0310 GBP
ORD Purchase 1,000 14.0400 GBP
ORD Purchase 1,000 14.0700 GBP
ORD Purchase 1,000 14.3200 GBP
ORD Purchase 1,040 14.1150 GBP
ORD Purchase 1,050 13.9900 GBP
ORD Purchase 1,084 14.0820 GBP
ORD Purchase 1,094 14.1550 GBP
ORD Purchase 1,150 14.0510 GBP
ORD Purchase 1,200 14.1210 GBP
ORD Purchase 1,344 14.0800 GBP
ORD Purchase 1,432 14.4100 GBP
ORD Purchase 1,690 14.2950 GBP
ORD Purchase 1,761 14.2016 GBP
ORD Purchase 1,968 14.3550 GBP
ORD Purchase 2,000 13.9350 GBP
ORD Purchase 2,000 14.0506 GBP
ORD Purchase 2,000 14.3400 GBP
ORD Purchase 2,084 13.5799 GBP
ORD Purchase 2,089 14.3202 GBP
ORD Purchase 2,168 14.0900 GBP
ORD Purchase 2,400 14.1300 GBP
ORD Purchase 2,600 14.3300 GBP
ORD Purchase 2,610 14.2592 GBP
ORD Purchase 2,800 14.0550 GBP
ORD Purchase 2,820 14.1500 GBP
ORD Purchase 3,000 13.6100 GBP
ORD Purchase 3,000 14.0450 GBP
ORD Purchase 3,037 13.6266 GBP
ORD Purchase 3,522 13.7350 GBP
ORD Purchase 3,844 14.0304 GBP
ORD Purchase 4,000 13.9650 GBP
ORD Purchase 4,000 14.0750 GBP
ORD Purchase 5,000 14.5000 GBP
ORD Purchase 5,268 14.2100 GBP
ORD Purchase 5,392 14.0363 GBP
ORD Purchase 6,368 14.1250 GBP
ORD Purchase 6,571 13.9632 GBP
ORD Purchase 10,000 14.4000 GBP
ORD Purchase 13,558 14.2316 GBP
ORD Purchase 13,998 13.5961 GBP
ORD Purchase 14,878 13.9533 GBP
ORD Purchase 19,064 14.0165 GBP
ORD Purchase 25,570 14.0092 GBP
ORD Purchase 31,362 14.2158 GBP
ORD Purchase 36,900 14.2239 GBP
ORD Purchase 72,150 13.9608 GBP
ORD Purchase 75,000 13.5000 GBP
ORD Purchase 77,000 14.1760 GBP
ORD Purchase 84,065 13.6080 GBP
ORD Sale 39 14.1573 GBP
ORD Sale 41 14.1164 GBP
ORD Sale 56 14.2350 GBP
ORD Sale 82 14.1200 GBP
ORD Sale 100 13.7579 GBP
ORD Sale 109 13.6863 GBP
ORD Sale 124 14.2050 GBP
ORD Sale 132 14.1100 GBP
ORD Sale 154 13.9513 GBP
ORD Sale 170 14.2114 GBP
ORD Sale 200 13.5963 GBP
ORD Sale 200 13.6700 GBP
ORD Sale 200 13.7500 GBP
ORD Sale 216 14.0600 GBP
ORD Sale 250 14.0664 GBP
ORD Sale 259 13.7713 GBP
ORD Sale 266 14.2150 GBP
ORD Sale 276 14.0150 GBP
ORD Sale 280 14.1364 GBP
ORD Sale 281 14.1874 GBP
ORD Sale 284 13.9479 GBP
ORD Sale 293 13.6381 GBP
ORD Sale 300 13.5663 GBP
ORD Sale 300 14.3500 GBP
ORD Sale 308 13.9500 GBP
ORD Sale 314 14.4300 GBP
ORD Sale 357 13.9776 GBP
ORD Sale 400 13.5950 GBP
ORD Sale 400 14.0050 GBP
ORD Sale 400 14.1450 GBP
ORD Sale 400 14.3700 GBP
ORD Sale 414 14.4768 GBP
ORD Sale 416 14.4114 GBP
ORD Sale 438 13.6850 GBP
ORD Sale 500 14.0950 GBP
ORD Sale 518 13.7650 GBP
ORD Sale 544 14.0100 GBP
ORD Sale 560 14.1350 GBP
ORD Sale 568 13.9400 GBP
ORD Sale 586 13.6650 GBP
ORD Sale 586 13.9950 GBP
ORD Sale 600 13.5650 GBP
ORD Sale 600 14.1050 GBP
ORD Sale 600 14.1700 GBP
ORD Sale 620 14.2550 GBP
ORD Sale 640 14.1850 GBP
ORD Sale 652 14.2000 GBP
ORD Sale 695 14.2964 GBP
ORD Sale 703 14.2179 GBP
ORD Sale 714 14.0300 GBP
ORD Sale 800 14.0250 GBP
ORD Sale 803 14.1264 GBP
ORD Sale 821 13.7402 GBP
ORD Sale 828 14.4450 GBP
ORD Sale 898 13.7950 GBP
ORD Sale 940 13.7423 GBP
ORD Sale 958 14.3150 GBP
ORD Sale 1,000 13.9550 GBP
ORD Sale 1,000 14.0314 GBP
ORD Sale 1,000 14.0400 GBP
ORD Sale 1,000 14.0700 GBP
ORD Sale 1,000 14.3414 GBP
ORD Sale 1,040 14.1150 GBP
ORD Sale 1,050 13.9900 GBP
ORD Sale 1,094 14.1550 GBP
ORD Sale 1,344 14.0800 GBP
ORD Sale 1,432 14.4100 GBP
ORD Sale 1,500 13.5094 GBP
ORD Sale 1,672 13.9695 GBP
ORD Sale 1,690 14.2950 GBP
ORD Sale 1,759 14.1314 GBP
ORD Sale 1,880 14.1500 GBP
ORD Sale 1,968 14.3550 GBP
ORD Sale 2,000 13.9350 GBP
ORD Sale 2,000 13.9563 GBP
ORD Sale 2,000 14.3400 GBP
ORD Sale 2,168 14.0900 GBP
ORD Sale 2,400 14.1300 GBP
ORD Sale 2,600 14.3300 GBP
ORD Sale 2,800 14.0550 GBP
ORD Sale 3,000 13.6100 GBP
ORD Sale 3,000 14.0450 GBP
ORD Sale 3,200 14.0963 GBP
ORD Sale 3,202 14.1162 GBP
ORD Sale 3,522 13.7350 GBP
ORD Sale 4,000 13.9650 GBP
ORD Sale 4,000 14.0750 GBP
ORD Sale 4,105 14.1103 GBP
ORD Sale 4,536 13.9620 GBP
ORD Sale 5,000 14.5000 GBP
ORD Sale 5,268 14.2100 GBP
ORD Sale 6,368 14.1250 GBP
ORD Sale 6,499 14.1158 GBP
ORD Sale 6,885 14.3223 GBP
ORD Sale 7,278 14.1195 GBP
ORD Sale 9,238 13.9566 GBP
ORD Sale 10,000 14.1000 GBP
ORD Sale 10,000 14.4000 GBP
ORD Sale 12,221 13.9045 GBP
ORD Sale 12,785 14.0092 GBP
ORD Sale 13,000 14.0413 GBP
ORD Sale 14,000 14.1126 GBP
ORD Sale 18,096 14.0042 GBP
ORD Sale 22,714 14.1600 GBP
ORD Sale 24,000 14.0456 GBP
ORD Sale 27,116 14.2316 GBP
ORD Sale 29,378 14.1431 GBP
ORD Sale 36,900 14.2226 GBP
ORD Sale 61,554 14.2303 GBP
ORD Sale 63,843 14.0384 GBP
ORD Sale 75,000 13.5000 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 3,200 14.0963 GBP
ORD CFD Short 3,844 14.0304 GBP
ORD CFD Short 6,571 13.9632 GBP
ORD CFD Short 14,878 13.9533 GBP
ORD CFD Short 36,900 14.2239 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 July 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.