Form 8.3 - Darktrace plc Amend

Barclays PLC

19 July 2024

 

FORM 8.3 - Amendment to section  3b
Replaces form released on 15:19 10/07/2024
RNS Number :  9191V
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				DARKTRACE PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				09-Jul-24
(f)	In addition to the company in 1(c) above, is the discloser making				NO
	disclosures in respect of any other party to the offer?
2				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned
	and/or controlled:			25,648,445	3.66%	205,690	0.03%
-2	Cash-settled derivatives:
	and/or controlled:			41,454	0.01%	25,520,930	3.64%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			25,689,899	3.67%	25,726,620	3.67%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
1p ordinary		Purchase		252,994		5.8568  GBP
1p ordinary		Purchase		231,860		5.8422  GBP
1p ordinary		Purchase		171,636		5.8462  GBP
1p ordinary		Purchase		114,986		5.8777  GBP
1p ordinary		Purchase		43,880		5.8796  GBP
1p ordinary		Purchase		22,036		5.8800  GBP
1p ordinary		Purchase		11,510		5.8504  GBP
1p ordinary		Purchase		8,607		5.8480  GBP
1p ordinary		Purchase		4,004		5.8548  GBP
1p ordinary		Purchase		3,720		5.8809  GBP
1p ordinary		Purchase		2,562		5.8490  GBP
1p ordinary		Purchase		1,776		5.8469  GBP
1p ordinary		Purchase		611		5.8540  GBP
1p ordinary		Purchase		470		5.8500  GBP
1p ordinary		Purchase		175		5.8600  GBP
1p ordinary		Purchase		11		5.8475  GBP
1p ordinary		Purchase		2		5.8470  GBP
1p ordinary		Purchase		2		5.8440  GBP
1p ordinary		Purchase		1		5.8520  GBP
1p ordinary		Sale		95,429		5.8800  GBP
1p ordinary		Sale		19,475		5.8513  GBP
1p ordinary		Sale		13,773		5.8802  GBP
1p ordinary		Sale		8,651		5.8612  GBP
1p ordinary		Sale		3,711		5.8488  GBP
1p ordinary		Sale		2,621		5.8483  GBP
1p ordinary		Sale		1,805		5.8791  GBP
1p ordinary		Sale		896		5.8462  GBP
1p ordinary		Sale		403		5.8520  GBP
1p ordinary		Sale		275		5.8640  GBP
1p ordinary		Sale		22		5.8532  GBP
1p ordinary		Sale		5		5.8505  GBP
1p ordinary		Sale		2		5.8475  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		2,353	5.8740  GBP
1p ordinary		SWAP		Decreasing Short		1,805	5.8791  GBP
1p ordinary		SWAP		Increasing Short		3,720	5.8808  GBP
1p ordinary		SWAP		Decreasing Short		184	5.8554  GBP
1p ordinary		SWAP		Increasing Short		611	5.8540  GBP
1p ordinary		SWAP		Decreasing Short		896	5.8462  GBP
1p ordinary		SWAP		Decreasing Short		2,598	5.8483  GBP
1p ordinary		SWAP		Decreasing Short		19,475	5.8513  GBP
1p ordinary		SWAP		Decreasing Short		2,912	5.8797  GBP
1p ordinary		SWAP		Decreasing Short		920	5.8800  GBP
1p ordinary		SWAP		Increasing Short		2,559	5.8490  GBP
1p ordinary		SWAP		Increasing Short		465	5.8500  GBP
1p ordinary		SWAP		Increasing Short		11,510	5.8504  GBP
1p ordinary		SWAP		Increasing Short		44,598	5.8799  GBP
1p ordinary		SWAP		Increasing Short		478	5.8800  GBP
1p ordinary		SWAP		Decreasing Short		22	5.8532  GBP
1p ordinary		SWAP		Increasing Short		1,776	5.8469  GBP
1p ordinary		SWAP		Decreasing Short		344	5.8528  GBP
1p ordinary		SWAP		Decreasing Short		3,711	5.8488  GBP
1p ordinary		SWAP		Decreasing Short		14,810	5.8800  GBP
1p ordinary		SWAP		Increasing Short		4,004	5.8548  GBP
1p ordinary		SWAP		Increasing Short		35,294	5.8800  GBP
1p ordinary		SWAP		Increasing Short		10,824	5.8568  GBP
1p ordinary		SWAP		Increasing Short		645,666	5.8422  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19-Jul-24
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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