FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 August 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
3,488,998 |
0.49% |
4,614,007 |
0.65% |
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(2) |
Cash-settled derivatives: |
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4,840,606 |
0.68% |
865,314 |
0.12% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
8,329,604 |
1.18% |
5,479,321 |
0.77% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
18 |
5.0840 GBP |
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1p ordinary |
Purchase |
167 |
5.1138 GBP |
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1p ordinary |
Purchase |
249 |
5.1140 GBP |
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1p ordinary |
Purchase |
250 |
4.8710 GBP |
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1p ordinary |
Purchase |
291 |
5.0700 GBP |
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1p ordinary |
Purchase |
295 |
5.1040 GBP |
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1p ordinary |
Purchase |
332 |
5.1500 GBP |
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1p ordinary |
Purchase |
335 |
5.0480 GBP |
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1p ordinary |
Purchase |
337 |
5.1120 GBP |
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1p ordinary |
Purchase |
387 |
5.0015 GBP |
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1p ordinary |
Purchase |
479 |
5.0900 GBP |
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1p ordinary |
Purchase |
729 |
5.0161 GBP |
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1p ordinary |
Purchase |
873 |
4.8500 GBP |
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1p ordinary |
Purchase |
1,050 |
4.9697 GBP |
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1p ordinary |
Purchase |
1,126 |
5.0031 GBP |
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1p ordinary |
Purchase |
1,431 |
5.1302 GBP |
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1p ordinary |
Purchase |
1,612 |
4.9892 GBP |
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1p ordinary |
Purchase |
2,030 |
5.1380 GBP |
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1p ordinary |
Purchase |
2,030 |
5.0271 GBP |
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1p ordinary |
Purchase |
2,324 |
4.9748 GBP |
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1p ordinary |
Purchase |
2,417 |
5.1680 GBP |
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1p ordinary |
Purchase |
2,639 |
4.9668 GBP |
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1p ordinary |
Purchase |
2,764 |
5.0411 GBP |
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1p ordinary |
Purchase |
3,355 |
5.0383 GBP |
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1p ordinary |
Purchase |
3,695 |
5.0580 GBP |
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1p ordinary |
Purchase |
4,282 |
5.0920 GBP |
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1p ordinary |
Purchase |
5,000 |
5.2000 GBP |
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1p ordinary |
Purchase |
5,495 |
5.0972 GBP |
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1p ordinary |
Purchase |
5,621 |
5.1215 GBP |
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1p ordinary |
Purchase |
6,105 |
5.0430 GBP |
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1p ordinary |
Purchase |
8,589 |
5.0993 GBP |
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1p ordinary |
Purchase |
10,450 |
4.9242 GBP |
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1p ordinary |
Purchase |
13,363 |
5.1076 GBP |
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1p ordinary |
Purchase |
14,435 |
5.1520 GBP |
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1p ordinary |
Purchase |
15,410 |
4.9081 GBP |
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1p ordinary |
Purchase |
28,602 |
4.9274 GBP |
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1p ordinary |
Purchase |
29,783 |
5.0656 GBP |
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1p ordinary |
Purchase |
37,260 |
5.0600 GBP |
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1p ordinary |
Purchase |
45,031 |
4.9964 GBP |
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1p ordinary |
Purchase |
57,958 |
4.9920 GBP |
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1p ordinary |
Purchase |
68,122 |
5.0613 GBP |
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1p ordinary |
Purchase |
116,153 |
5.0773 GBP |
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1p ordinary |
Purchase |
150,000 |
5.0519 GBP |
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1p ordinary |
Purchase |
234,951 |
4.9707 GBP |
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1p ordinary |
Purchase |
500,000 |
4.8583 GBP |
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1p ordinary |
Purchase |
783,862 |
4.9922 GBP |
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1p ordinary |
Sale |
35 |
5.0869 GBP |
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1p ordinary |
Sale |
131 |
5.0860 GBP |
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1p ordinary |
Sale |
188 |
4.8499 GBP |
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1p ordinary |
Sale |
232 |
5.1384 GBP |
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1p ordinary |
Sale |
249 |
5.1140 GBP |
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1p ordinary |
Sale |
250 |
4.8710 GBP |
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1p ordinary |
Sale |
291 |
5.0700 GBP |
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1p ordinary |
Sale |
291 |
5.1180 GBP |
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1p ordinary |
Sale |
295 |
5.1040 GBP |
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1p ordinary |
Sale |
314 |
5.0000 GBP |
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1p ordinary |
Sale |
335 |
5.0480 GBP |
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1p ordinary |
Sale |
337 |
5.1120 GBP |
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1p ordinary |
Sale |
353 |
5.0140 GBP |
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1p ordinary |
Sale |
360 |
5.1735 GBP |
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1p ordinary |
Sale |
387 |
5.0015 GBP |
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1p ordinary |
Sale |
410 |
5.0060 GBP |
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1p ordinary |
Sale |
443 |
5.0920 GBP |
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1p ordinary |
Sale |
462 |
5.0900 GBP |
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1p ordinary |
Sale |
589 |
4.8749 GBP |
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1p ordinary |
Sale |
609 |
5.0064 GBP |
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1p ordinary |
Sale |
764 |
5.1671 GBP |
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1p ordinary |
Sale |
796 |
5.1215 GBP |
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1p ordinary |
Sale |
797 |
5.0002 GBP |
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1p ordinary |
Sale |
848 |
5.1196 GBP |
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1p ordinary |
Sale |
1,029 |
5.0794 GBP |
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1p ordinary |
Sale |
1,353 |
5.0784 GBP |
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1p ordinary |
Sale |
1,539 |
5.0875 GBP |
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1p ordinary |
Sale |
1,798 |
5.1385 GBP |
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1p ordinary |
Sale |
1,991 |
5.0751 GBP |
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1p ordinary |
Sale |
2,030 |
5.1380 GBP |
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1p ordinary |
Sale |
2,147 |
5.0441 GBP |
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1p ordinary |
Sale |
2,274 |
5.1429 GBP |
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1p ordinary |
Sale |
2,329 |
5.0614 GBP |
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1p ordinary |
Sale |
2,391 |
5.0177 GBP |
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1p ordinary |
Sale |
2,454 |
5.0437 GBP |
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1p ordinary |
Sale |
2,467 |
5.1564 GBP |
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1p ordinary |
Sale |
3,826 |
5.1185 GBP |
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1p ordinary |
Sale |
4,428 |
5.1220 GBP |
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1p ordinary |
Sale |
4,568 |
5.1263 GBP |
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1p ordinary |
Sale |
4,676 |
5.0574 GBP |
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1p ordinary |
Sale |
4,838 |
5.0886 GBP |
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1p ordinary |
Sale |
5,863 |
5.1300 GBP |
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1p ordinary |
Sale |
8,171 |
5.0517 GBP |
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1p ordinary |
Sale |
9,372 |
5.1096 GBP |
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1p ordinary |
Sale |
12,065 |
5.1517 GBP |
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1p ordinary |
Sale |
12,230 |
5.1213 GBP |
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1p ordinary |
Sale |
12,384 |
5.1086 GBP |
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1p ordinary |
Sale |
12,812 |
5.1294 GBP |
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1p ordinary |
Sale |
16,250 |
5.0518 GBP |
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1p ordinary |
Sale |
17,975 |
5.0503 GBP |
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1p ordinary |
Sale |
30,000 |
4.9648 GBP |
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1p ordinary |
Sale |
31,663 |
4.9940 GBP |
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1p ordinary |
Sale |
34,906 |
5.0533 GBP |
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1p ordinary |
Sale |
34,945 |
5.0544 GBP |
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1p ordinary |
Sale |
35,274 |
4.9507 GBP |
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1p ordinary |
Sale |
61,947 |
5.0658 GBP |
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1p ordinary |
Sale |
76,360 |
5.1520 GBP |
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1p ordinary |
Sale |
90,834 |
5.0721 GBP |
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1p ordinary |
Sale |
100,980 |
5.0280 GBP |
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1p ordinary |
Sale |
140,000 |
4.9093 GBP |
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1p ordinary |
Sale |
251,382 |
4.9908 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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1p ordinary |
SWAP |
Long |
1,353 |
5.0784 GBP |
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1p ordinary |
CFD |
Long |
3,000 |
4.8845 GBP |
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1p ordinary |
CFD |
Long |
4,000 |
5.1368 GBP |
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1p ordinary |
SWAP |
Long |
4,428 |
5.1220 GBP |
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1p ordinary |
SWAP |
Long |
4,568 |
5.1263 GBP |
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1p ordinary |
CFD |
Long |
4,838 |
5.0886 GBP |
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1p ordinary |
CFD |
Long |
7,102 |
5.1197 GBP |
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1p ordinary |
SWAP |
Long |
9,372 |
5.1096 GBP |
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1p ordinary |
CFD |
Long |
10,367 |
5.1519 GBP |
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1p ordinary |
SWAP |
Long |
12,230 |
5.1213 GBP |
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1p ordinary |
SWAP |
Long |
12,384 |
5.1086 GBP |
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1p ordinary |
SWAP |
Long |
12,812 |
5.1294 GBP |
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1p ordinary |
SWAP |
Long |
30,690 |
5.1520 GBP |
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1p ordinary |
SWAP |
Long |
52,725 |
4.9605 GBP |
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1p ordinary |
CFD |
Long |
56,620 |
4.9095 GBP |
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1p ordinary |
CFD |
Long |
65,993 |
5.1520 GBP |
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1p ordinary |
SWAP |
Long |
131,180 |
4.9797 GBP |
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1p ordinary |
SWAP |
Long |
140,000 |
4.9093 GBP |
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1p ordinary |
SWAP |
Short |
697 |
5.0753 GBP |
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1p ordinary |
SWAP |
Short |
1,965 |
4.9046 GBP |
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1p ordinary |
SWAP |
Short |
3,021 |
5.0920 GBP |
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1p ordinary |
SWAP |
Short |
4,733 |
4.9050 GBP |
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1p ordinary |
SWAP |
Short |
5,000 |
5.1412 GBP |
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1p ordinary |
SWAP |
Short |
5,638 |
4.9145 GBP |
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1p ordinary |
SWAP |
Short |
6,273 |
4.8990 GBP |
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1p ordinary |
SWAP |
Short |
6,994 |
4.8859 GBP |
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1p ordinary |
CFD |
Short |
7,940 |
4.9093 GBP |
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1p ordinary |
CFD |
Short |
9,029 |
5.1282 GBP |
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1p ordinary |
SWAP |
Short |
10,397 |
4.9114 GBP |
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1p ordinary |
SWAP |
Short |
13,129 |
5.1520 GBP |
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1p ordinary |
SWAP |
Short |
20,714 |
5.0019 GBP |
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1p ordinary |
SWAP |
Short |
24,317 |
4.9916 GBP |
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1p ordinary |
SWAP |
Short |
37,260 |
5.0600 GBP |
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1p ordinary |
CFD |
Short |
68,122 |
5.0613 GBP |
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1p ordinary |
SWAP |
Short |
82,692 |
4.9715 GBP |
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1p ordinary |
SWAP |
Short |
139,130 |
4.9531 GBP |
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1p ordinary |
SWAP |
Short |
140,033 |
5.0180 GBP |
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1p ordinary |
SWAP |
Short |
265,518 |
4.9674 GBP |
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1p ordinary |
SWAP |
Short |
367,045 |
5.0005 GBP |
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1p ordinary |
SWAP |
Short |
500,000 |
4.8584 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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