FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
22 Aug 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,240,304 |
0.32% |
4,716,919 |
0.67% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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4,731,218 |
0.67% |
506,878 |
0.07% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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6,971,522 |
0.98% |
5,223,797 |
0.74% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
5 |
5.2620 GBP |
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1p ordinary |
Purchase |
6 |
5.2640 GBP |
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1p ordinary |
Purchase |
7 |
5.2660 GBP |
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1p ordinary |
Purchase |
15 |
5.2408 GBP |
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1p ordinary |
Purchase |
82 |
5.2568 GBP |
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1p ordinary |
Purchase |
363 |
5.2480 GBP |
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1p ordinary |
Purchase |
368 |
5.2470 GBP |
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1p ordinary |
Purchase |
384 |
5.2520 GBP |
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1p ordinary |
Purchase |
400 |
5.2460 GBP |
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1p ordinary |
Purchase |
400 |
5.2500 GBP |
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1p ordinary |
Purchase |
547 |
5.2440 GBP |
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1p ordinary |
Purchase |
680 |
5.2510 GBP |
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1p ordinary |
Purchase |
841 |
5.2473 GBP |
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1p ordinary |
Purchase |
960 |
5.2497 GBP |
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1p ordinary |
Purchase |
1,000 |
5.3180 GBP |
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1p ordinary |
Purchase |
1,000 |
5.2160 GBP |
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1p ordinary |
Purchase |
1,070 |
5.2027 GBP |
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1p ordinary |
Purchase |
1,125 |
5.2184 GBP |
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1p ordinary |
Purchase |
1,214 |
5.2759 GBP |
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1p ordinary |
Purchase |
1,236 |
5.2912 GBP |
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1p ordinary |
Purchase |
1,698 |
5.2270 GBP |
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1p ordinary |
Purchase |
2,500 |
5.2940 GBP |
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1p ordinary |
Purchase |
3,480 |
5.2376 GBP |
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1p ordinary |
Purchase |
4,457 |
5.2971 GBP |
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1p ordinary |
Purchase |
5,305 |
5.2704 GBP |
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1p ordinary |
Purchase |
5,576 |
5.1880 GBP |
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1p ordinary |
Purchase |
6,229 |
5.2604 GBP |
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1p ordinary |
Purchase |
6,726 |
5.2362 GBP |
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1p ordinary |
Purchase |
7,689 |
5.2240 GBP |
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1p ordinary |
Purchase |
8,488 |
5.2223 GBP |
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1p ordinary |
Purchase |
9,534 |
5.2126 GBP |
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1p ordinary |
Purchase |
9,622 |
5.2930 GBP |
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1p ordinary |
Purchase |
13,753 |
5.2818 GBP |
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1p ordinary |
Purchase |
19,822 |
5.2422 GBP |
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1p ordinary |
Purchase |
42,666 |
5.2259 GBP |
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1p ordinary |
Purchase |
49,548 |
5.2574 GBP |
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1p ordinary |
Purchase |
75,000 |
5.3992 GBP |
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1p ordinary |
Purchase |
86,896 |
5.2468 GBP |
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1p ordinary |
Purchase |
100,000 |
5.4317 GBP |
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1p ordinary |
Purchase |
100,635 |
5.2364 GBP |
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1p ordinary |
Sale |
5 |
5.2620 GBP |
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1p ordinary |
Sale |
13 |
5.2651 GBP |
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1p ordinary |
Sale |
131 |
5.1854 GBP |
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1p ordinary |
Sale |
334 |
5.3080 GBP |
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1p ordinary |
Sale |
351 |
5.2510 GBP |
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1p ordinary |
Sale |
363 |
5.2480 GBP |
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1p ordinary |
Sale |
368 |
5.2470 GBP |
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1p ordinary |
Sale |
384 |
5.2520 GBP |
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1p ordinary |
Sale |
400 |
5.2500 GBP |
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1p ordinary |
Sale |
400 |
5.2460 GBP |
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1p ordinary |
Sale |
482 |
5.2559 GBP |
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1p ordinary |
Sale |
547 |
5.2440 GBP |
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1p ordinary |
Sale |
551 |
5.2311 GBP |
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1p ordinary |
Sale |
745 |
5.2849 GBP |
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1p ordinary |
Sale |
801 |
5.1951 GBP |
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1p ordinary |
Sale |
828 |
5.3076 GBP |
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1p ordinary |
Sale |
954 |
5.1907 GBP |
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1p ordinary |
Sale |
1,881 |
5.2115 GBP |
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1p ordinary |
Sale |
2,000 |
5.2670 GBP |
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1p ordinary |
Sale |
2,142 |
5.3690 GBP |
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1p ordinary |
Sale |
2,442 |
5.3087 GBP |
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1p ordinary |
Sale |
2,888 |
5.2580 GBP |
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1p ordinary |
Sale |
2,891 |
5.2105 GBP |
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1p ordinary |
Sale |
3,582 |
5.2491 GBP |
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1p ordinary |
Sale |
4,695 |
5.2247 GBP |
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1p ordinary |
Sale |
5,000 |
5.1760 GBP |
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1p ordinary |
Sale |
6,789 |
5.2880 GBP |
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1p ordinary |
Sale |
8,744 |
5.2354 GBP |
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1p ordinary |
Sale |
11,000 |
5.2515 GBP |
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1p ordinary |
Sale |
20,223 |
5.2514 GBP |
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1p ordinary |
Sale |
28,974 |
5.2240 GBP |
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1p ordinary |
Sale |
31,019 |
5.2331 GBP |
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1p ordinary |
Sale |
31,666 |
5.2244 GBP |
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1p ordinary |
Sale |
72,522 |
5.2458 GBP |
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1p ordinary |
Sale |
850,000 |
5.3600 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Long |
88 |
5.2155 GBP |
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1p ordinary |
CFD |
Long |
2,442 |
5.3087 GBP |
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1p ordinary |
SWAP |
Long |
4,078 |
5.2496 GBP |
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1p ordinary |
SWAP |
Long |
4,578 |
5.2232 GBP |
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1p ordinary |
CFD |
Long |
18,956 |
5.2239 GBP |
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1p ordinary |
SWAP |
Short |
137 |
5.2640 GBP |
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1p ordinary |
SWAP |
Short |
313 |
5.2500 GBP |
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1p ordinary |
SWAP |
Short |
571 |
5.2568 GBP |
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1p ordinary |
SWAP |
Short |
578 |
5.2825 GBP |
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1p ordinary |
SWAP |
Short |
1,106 |
5.3594 GBP |
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1p ordinary |
SWAP |
Short |
1,407 |
5.3132 GBP |
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1p ordinary |
SWAP |
Short |
1,815 |
5.2332 GBP |
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1p ordinary |
SWAP |
Short |
1,816 |
5.2240 GBP |
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1p ordinary |
SWAP |
Short |
2,210 |
5.2373 GBP |
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1p ordinary |
SWAP |
Short |
5,000 |
5.2498 GBP |
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1p ordinary |
CFD |
Short |
7,300 |
5.2240 GBP |
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1p ordinary |
SWAP |
Short |
8,466 |
5.2762 GBP |
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1p ordinary |
CFD |
Short |
9,622 |
5.2930 GBP |
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1p ordinary |
CFD |
Short |
29,751 |
5.2633 GBP |
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1p ordinary |
SWAP |
Short |
31,171 |
5.2248 GBP |
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1p ordinary |
SWAP |
Short |
43,824 |
5.2269 GBP |
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1p ordinary |
SWAP |
Short |
46,626 |
5.2563 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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