FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 Aug 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,421,208 |
0.48% |
5,113,075 |
0.72% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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5,117,059 |
0.72% |
844,180 |
0.12% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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8,538,267 |
1.20% |
5,957,255 |
0.84% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
4 |
5.3680 GBP |
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1p ordinary |
Purchase |
42 |
5.3880 GBP |
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1p ordinary |
Purchase |
260 |
5.3580 GBP |
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1p ordinary |
Purchase |
310 |
5.4640 GBP |
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1p ordinary |
Purchase |
312 |
5.3940 GBP |
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1p ordinary |
Purchase |
320 |
5.4260 GBP |
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1p ordinary |
Purchase |
325 |
5.3600 GBP |
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1p ordinary |
Purchase |
328 |
5.3740 GBP |
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1p ordinary |
Purchase |
333 |
5.3760 GBP |
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1p ordinary |
Purchase |
350 |
5.3660 GBP |
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1p ordinary |
Purchase |
362 |
5.3540 GBP |
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1p ordinary |
Purchase |
560 |
5.3980 GBP |
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1p ordinary |
Purchase |
593 |
5.4356 GBP |
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1p ordinary |
Purchase |
755 |
5.4432 GBP |
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1p ordinary |
Purchase |
898 |
5.3898 GBP |
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1p ordinary |
Purchase |
1,358 |
5.3520 GBP |
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1p ordinary |
Purchase |
1,453 |
5.3672 GBP |
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1p ordinary |
Purchase |
1,898 |
5.4965 GBP |
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1p ordinary |
Purchase |
2,895 |
5.3646 GBP |
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1p ordinary |
Purchase |
11,873 |
5.3603 GBP |
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1p ordinary |
Purchase |
14,318 |
5.3942 GBP |
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1p ordinary |
Purchase |
16,033 |
5.3615 GBP |
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1p ordinary |
Purchase |
24,605 |
5.4145 GBP |
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1p ordinary |
Purchase |
38,091 |
5.3818 GBP |
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1p ordinary |
Purchase |
62,499 |
5.4060 GBP |
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1p ordinary |
Purchase |
67,653 |
5.3822 GBP |
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1p ordinary |
Sale |
42 |
5.3773 GBP |
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1p ordinary |
Sale |
87 |
5.3765 GBP |
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1p ordinary |
Sale |
93 |
5.3680 GBP |
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1p ordinary |
Sale |
143 |
5.3767 GBP |
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1p ordinary |
Sale |
181 |
5.3830 GBP |
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1p ordinary |
Sale |
203 |
5.4240 GBP |
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1p ordinary |
Sale |
310 |
5.4640 GBP |
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1p ordinary |
Sale |
312 |
5.3940 GBP |
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1p ordinary |
Sale |
317 |
5.3620 GBP |
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1p ordinary |
Sale |
320 |
5.4260 GBP |
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1p ordinary |
Sale |
325 |
5.3600 GBP |
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1p ordinary |
Sale |
328 |
5.3740 GBP |
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1p ordinary |
Sale |
333 |
5.3760 GBP |
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1p ordinary |
Sale |
335 |
5.4360 GBP |
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1p ordinary |
Sale |
350 |
5.3660 GBP |
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1p ordinary |
Sale |
352 |
5.3880 GBP |
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1p ordinary |
Sale |
423 |
5.3700 GBP |
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1p ordinary |
Sale |
443 |
5.3900 GBP |
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1p ordinary |
Sale |
559 |
5.3590 GBP |
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1p ordinary |
Sale |
720 |
5.3540 GBP |
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1p ordinary |
Sale |
775 |
5.4065 GBP |
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1p ordinary |
Sale |
908 |
5.3642 GBP |
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1p ordinary |
Sale |
957 |
5.3521 GBP |
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1p ordinary |
Sale |
1,055 |
5.3656 GBP |
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1p ordinary |
Sale |
1,074 |
5.3657 GBP |
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1p ordinary |
Sale |
1,079 |
5.3520 GBP |
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1p ordinary |
Sale |
1,255 |
5.3848 GBP |
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1p ordinary |
Sale |
1,299 |
5.3635 GBP |
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1p ordinary |
Sale |
1,353 |
5.4066 GBP |
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1p ordinary |
Sale |
1,460 |
5.3566 GBP |
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1p ordinary |
Sale |
1,510 |
5.3580 GBP |
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1p ordinary |
Sale |
2,886 |
5.3787 GBP |
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1p ordinary |
Sale |
3,144 |
5.3699 GBP |
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1p ordinary |
Sale |
3,726 |
5.3770 GBP |
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1p ordinary |
Sale |
4,217 |
5.2975 GBP |
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1p ordinary |
Sale |
4,282 |
5.3609 GBP |
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1p ordinary |
Sale |
5,123 |
5.3672 GBP |
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1p ordinary |
Sale |
6,290 |
5.3610 GBP |
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1p ordinary |
Sale |
8,575 |
5.4882 GBP |
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1p ordinary |
Sale |
9,425 |
5.3603 GBP |
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1p ordinary |
Sale |
16,340 |
5.3781 GBP |
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1p ordinary |
Sale |
21,632 |
5.4062 GBP |
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1p ordinary |
Sale |
55,786 |
5.4934 GBP |
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1p ordinary |
Sale |
113,108 |
5.3748 GBP |
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1p ordinary |
Sale |
134,034 |
5.4060 GBP |
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1p ordinary |
Sale |
407,817 |
5.3978 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Long |
210 |
5.3896 GBP |
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1p ordinary |
SWAP |
Long |
702 |
5.3513 GBP |
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1p ordinary |
SWAP |
Long |
1,215 |
5.3605 GBP |
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1p ordinary |
CFD |
Long |
1,227 |
5.3737 GBP |
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1p ordinary |
SWAP |
Long |
1,255 |
5.3848 GBP |
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1p ordinary |
SWAP |
Long |
1,353 |
5.4066 GBP |
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1p ordinary |
SWAP |
Long |
1,433 |
5.3472 GBP |
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1p ordinary |
SWAP |
Long |
1,995 |
5.3610 GBP |
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1p ordinary |
SWAP |
Long |
2,069 |
5.3828 GBP |
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1p ordinary |
SWAP |
Long |
2,287 |
5.3608 GBP |
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1p ordinary |
CFD |
Long |
4,217 |
5.2975 GBP |
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1p ordinary |
SWAP |
Long |
4,641 |
5.3667 GBP |
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1p ordinary |
SWAP |
Long |
8,716 |
5.3860 GBP |
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1p ordinary |
SWAP |
Long |
12,732 |
5.3754 GBP |
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1p ordinary |
SWAP |
Long |
18,275 |
5.3684 GBP |
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1p ordinary |
CFD |
Long |
28,182 |
5.4059 GBP |
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1p ordinary |
SWAP |
Long |
55,786 |
5.4934 GBP |
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1p ordinary |
SWAP |
Long |
69,903 |
5.3972 GBP |
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1p ordinary |
SWAP |
Long |
94,833 |
5.3761 GBP |
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1p ordinary |
CFD |
Long |
95,319 |
5.4060 GBP |
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1p ordinary |
SWAP |
Long |
136,351 |
5.3946 GBP |
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1p ordinary |
SWAP |
Long |
139,018 |
5.3977 GBP |
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1p ordinary |
SWAP |
Short |
68 |
5.3634 GBP |
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1p ordinary |
CFD |
Short |
758 |
5.4060 GBP |
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1p ordinary |
SWAP |
Short |
990 |
5.4060 GBP |
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1p ordinary |
CFD |
Short |
11,403 |
5.3670 GBP |
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1p ordinary |
SWAP |
Short |
13,260 |
5.3934 GBP |
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1p ordinary |
SWAP |
Short |
30,445 |
5.3860 GBP |
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1p ordinary |
CFD |
Short |
67,653 |
5.3822 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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