FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
22 Jul 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
30,708,640 |
4.38% |
184,217 |
0.03% |
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(2) Cash-settled derivatives: |
25,797 |
0.00% |
30,590,274 |
4.37% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
30,734,437 |
4.39% |
30,774,491 |
4.39% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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1p ordinary |
Purchase |
100,528 |
5.8465 GBP |
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1p ordinary |
Purchase |
57,118 |
5.8471 GBP |
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1p ordinary |
Purchase |
38,846 |
5.8409 GBP |
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1p ordinary |
Purchase |
37,163 |
5.8444 GBP |
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1p ordinary |
Purchase |
31,768 |
5.8480 GBP |
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1p ordinary |
Purchase |
30,000 |
5.8376 GBP |
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1p ordinary |
Purchase |
12,475 |
5.8421 GBP |
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1p ordinary |
Purchase |
12,185 |
5.8373 GBP |
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1p ordinary |
Purchase |
11,003 |
5.8397 GBP |
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1p ordinary |
Purchase |
9,470 |
5.8365 GBP |
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1p ordinary |
Purchase |
9,264 |
5.8415 GBP |
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1p ordinary |
Purchase |
7,394 |
5.8321 GBP |
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1p ordinary |
Purchase |
4,986 |
5.8298 GBP |
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1p ordinary |
Purchase |
4,983 |
5.8377 GBP |
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1p ordinary |
Purchase |
4,884 |
5.8477 GBP |
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1p ordinary |
Purchase |
3,024 |
5.8389 GBP |
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1p ordinary |
Purchase |
2,927 |
5.8726 GBP |
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1p ordinary |
Purchase |
2,100 |
5.8324 GBP |
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1p ordinary |
Purchase |
1,893 |
5.8455 GBP |
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1p ordinary |
Purchase |
1,289 |
5.8360 GBP |
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1p ordinary |
Purchase |
1,263 |
5.8386 GBP |
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1p ordinary |
Purchase |
1,212 |
5.8383 GBP |
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1p ordinary |
Purchase |
700 |
5.8323 GBP |
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1p ordinary |
Purchase |
685 |
5.8340 GBP |
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1p ordinary |
Purchase |
668 |
5.8380 GBP |
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1p ordinary |
Purchase |
216 |
5.8369 GBP |
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1p ordinary |
Sale |
141,248 |
5.8461 GBP |
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1p ordinary |
Sale |
46,666 |
5.8474 GBP |
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1p ordinary |
Sale |
16,145 |
5.8407 GBP |
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1p ordinary |
Sale |
13,386 |
5.8399 GBP |
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1p ordinary |
Sale |
2,798 |
5.8478 GBP |
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1p ordinary |
Sale |
2,671 |
5.8629 GBP |
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1p ordinary |
Sale |
1,998 |
5.8302 GBP |
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1p ordinary |
Sale |
1,245 |
5.8368 GBP |
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1p ordinary |
Sale |
1,234 |
5.8405 GBP |
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1p ordinary |
Sale |
1,231 |
5.8326 GBP |
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1p ordinary |
Sale |
685 |
5.8340 GBP |
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1p ordinary |
Sale |
560 |
5.8298 GBP |
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1p ordinary |
Sale |
81 |
5.8339 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
100 |
5.8380 GBP |
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1p ordinary |
SWAP |
Increasing Short |
38,846 |
5.8409 GBP |
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1p ordinary |
SWAP |
Increasing Short |
44,416 |
5.8461 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
67 |
5.8419 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,349 |
5.8360 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,245 |
5.8368 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2,798 |
5.8478 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
4,706 |
5.8480 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,996 |
5.8481 GBP |
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1p ordinary |
SWAP |
Increasing Short |
216 |
5.8369 GBP |
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1p ordinary |
SWAP |
Increasing Short |
12,475 |
5.8421 GBP |
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1p ordinary |
SWAP |
Increasing Short |
17,536 |
5.8480 GBP |
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1p ordinary |
SWAP |
Increasing Short |
67 |
5.8520 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
81 |
5.8339 GBP |
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1p ordinary |
SWAP |
Increasing Short |
12,185 |
5.8373 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
135 |
5.8360 GBP |
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1p ordinary |
SWAP |
Opening Short |
30,000 |
5.8376 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
8,471 |
5.8480 GBP |
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1p ordinary |
SWAP |
Increasing Short |
9,264 |
5.8415 GBP |
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1p ordinary |
SWAP |
Increasing Short |
10,847 |
5.8480 GBP |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 Jul 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |