FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
28 Aug 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
21,994,160 |
3.14% |
20,751,653 |
2.96% |
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(2) Cash-settled derivatives: |
20,054 |
0.00% |
21,808,650 |
3.11% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
22,014,214 |
3.14% |
42,560,303 |
6.08% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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1p ordinary |
Purchase |
20,385 |
5.8022 GBP |
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1p ordinary |
Purchase |
17,769 |
5.8000 GBP |
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1p ordinary |
Purchase |
10,609 |
5.7975 GBP |
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1p ordinary |
Purchase |
8,597 |
5.7980 GBP |
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1p ordinary |
Purchase |
6,600 |
5.7938 GBP |
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1p ordinary |
Purchase |
5,218 |
5.8098 GBP |
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1p ordinary |
Purchase |
3,934 |
5.7997 GBP |
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1p ordinary |
Purchase |
2,332 |
5.7979 GBP |
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1p ordinary |
Purchase |
1,421 |
5.8002 GBP |
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1p ordinary |
Purchase |
375 |
5.7920 GBP |
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1p ordinary |
Purchase |
356 |
5.8120 GBP |
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1p ordinary |
Purchase |
309 |
5.8100 GBP |
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1p ordinary |
Purchase |
48 |
5.8029 GBP |
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1p ordinary |
Sale |
46,951 |
5.7998 GBP |
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1p ordinary |
Sale |
16,575 |
5.7975 GBP |
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1p ordinary |
Sale |
10,142 |
5.8000 GBP |
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1p ordinary |
Sale |
8,273 |
5.8001 GBP |
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1p ordinary |
Sale |
4,716 |
5.8017 GBP |
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1p ordinary |
Sale |
3,731 |
5.7991 GBP |
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1p ordinary |
Sale |
3,722 |
5.7974 GBP |
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1p ordinary |
Sale |
3,671 |
5.7951 GBP |
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1p ordinary |
Sale |
1,606 |
5.7994 GBP |
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1p ordinary |
Sale |
1,432 |
5.7880 GBP |
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1p ordinary |
Sale |
1,389 |
5.7920 GBP |
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1p ordinary |
Sale |
843 |
5.7940 GBP |
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1p ordinary |
Sale |
665 |
5.8111 GBP |
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1p ordinary |
Sale |
375 |
5.7921 GBP |
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1p ordinary |
Sale |
302 |
5.7960 GBP |
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1p ordinary |
Sale |
293 |
5.7953 GBP |
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1p ordinary |
Sale |
131 |
5.8020 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
871 |
5.7978 GBP |
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1p ordinary |
CFD |
Decreasing Short |
4,458 |
5.7964 GBP |
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1p ordinary |
CFD |
Increasing Short |
48 |
5.8029 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
40,032 |
5.7998 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
7,890 |
5.8000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
8,305 |
5.7995 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,554 |
5.7991 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
66 |
5.7959 GBP |
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1p ordinary |
SWAP |
Closing Short |
1,959 |
5.7910 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,671 |
5.7951 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,722 |
5.7974 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
814 |
5.8000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
2,332 |
5.7979 GBP |
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1p ordinary |
SWAP |
Increasing Short |
10,077 |
5.8009 GBP |
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1p ordinary |
SWAP |
Increasing Short |
5,218 |
5.8098 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,974 |
5.8200 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
10,609 |
5.7975 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
197 |
5.8000 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
196 |
5.7955 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
5,103 |
5.8000 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
4,716 |
5.8017 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,421 |
5.8002 GBP |
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1p ordinary |
SWAP |
Increasing Long |
11,097 |
5.8000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
363 |
5.8000 GBP |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Aug 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |