Form 8.3 - Darktrace plc

Barclays PLC
19 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DARKTRACE PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

NO

 

 

 

disclosures in respect of any other party to the offer?

 

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

1p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

22,016,423

3.14%

11,106,102

1.59%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

62,347

0.01%

22,033,759

3.15%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

22,078,770

3.15%

33,139,861

4.73%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

7,935,986

5.8480  GBP

1p ordinary

Purchase

323,942

5.8491  GBP

1p ordinary

Purchase

293,699

5.8319  GBP

1p ordinary

Purchase

134,415

5.8355  GBP

1p ordinary

Purchase

121,829

5.8318  GBP

1p ordinary

Purchase

45,611

5.8503  GBP

1p ordinary

Purchase

45,611

5.8474  GBP

1p ordinary

Purchase

34,112

5.8357  GBP

1p ordinary

Purchase

27,932

5.8314  GBP

1p ordinary

Purchase

19,547

5.8479  GBP

1p ordinary

Purchase

19,547

5.8495  GBP

1p ordinary

Purchase

9,072

5.8446  GBP

1p ordinary

Purchase

5,844

5.8331  GBP

1p ordinary

Purchase

5,542

5.8313  GBP

1p ordinary

Purchase

4,897

5.8334  GBP

1p ordinary

Purchase

3,689

5.8360  GBP

1p ordinary

Purchase

2,936

5.8296  GBP

1p ordinary

Purchase

2,896

5.8340  GBP

1p ordinary

Purchase

2,695

5.8320  GBP

1p ordinary

Purchase

1,830

5.8297  GBP

1p ordinary

Purchase

1,789

5.8265  GBP

1p ordinary

Purchase

1,455

5.8300  GBP

1p ordinary

Purchase

1,352

5.8260  GBP

1p ordinary

Purchase

738

5.8220  GBP

1p ordinary

Purchase

474

5.8240  GBP

1p ordinary

Purchase

363

5.8195  GBP

1p ordinary

Purchase

249

5.8267  GBP

1p ordinary

Purchase

229

5.8420  GBP

1p ordinary

Purchase

116

5.8280  GBP

1p ordinary

Purchase

1

5.8180  GBP

1p ordinary

Sale

312,075

5.8319  GBP

1p ordinary

Sale

192,784

5.8350  GBP

1p ordinary

Sale

128,369

5.8353  GBP

1p ordinary

Sale

53,872

5.8282  GBP

1p ordinary

Sale

42,617

5.8360  GBP

1p ordinary

Sale

24,757

5.8296  GBP

1p ordinary

Sale

24,179

5.8247  GBP

1p ordinary

Sale

11,576

5.8262  GBP

1p ordinary

Sale

10,023

5.8308  GBP

1p ordinary

Sale

7,925

5.8297  GBP

1p ordinary

Sale

5,666

5.8284  GBP

1p ordinary

Sale

4,344

5.8270  GBP

1p ordinary

Sale

3,517

5.8275  GBP

1p ordinary

Sale

2,605

5.8280  GBP

1p ordinary

Sale

2,400

5.8256  GBP

1p ordinary

Sale

2,179

5.8320  GBP

1p ordinary

Sale

2,014

5.8283  GBP

1p ordinary

Sale

2,006

5.8260  GBP

1p ordinary

Sale

1,478

5.8340  GBP

1p ordinary

Sale

1,455

5.8300  GBP

1p ordinary

Sale

1,272

5.8252  GBP

1p ordinary

Sale

738

5.8220  GBP

1p ordinary

Sale

586

5.8351  GBP

1p ordinary

Sale

548

5.8294  GBP

1p ordinary

Sale

515

5.8400  GBP

1p ordinary

Sale

474

5.8240  GBP

1p ordinary

Sale

229

5.8425  GBP

1p ordinary

Sale

100

5.8200  GBP

1p ordinary

Sale

90

5.8420  GBP

1p ordinary

Sale

2

5.8180  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

SWAP

Decreasing Short

24,179

5.8247  GBP

1p ordinary

SWAP

Decreasing Short

53,872

5.8282  GBP

1p ordinary

SWAP

Decreasing Short

24,757

5.8297  GBP

1p ordinary

SWAP

Decreasing Short

195

5.8315  GBP

1p ordinary

SWAP

Decreasing Short

809

5.8340  GBP

1p ordinary

SWAP

Decreasing Short

586

5.8351  GBP

1p ordinary

SWAP

Decreasing Short

75

5.8355  GBP

1p ordinary

SWAP

Decreasing Short

11,268

5.8360  GBP

1p ordinary

SWAP

Decreasing Short

169

5.8395  GBP

1p ordinary

SWAP

Decreasing Short

130

5.8410  GBP

1p ordinary

SWAP

Decreasing Short

90

5.8420  GBP

1p ordinary

SWAP

Increasing Short

366

5.8160  GBP

1p ordinary

SWAP

Increasing Short

1,830

5.8297  GBP

1p ordinary

SWAP

Increasing Short

33

5.8340  GBP

1p ordinary

SWAP

Increasing Short

11,114

5.8360  GBP

1p ordinary

SWAP

Increasing Short

9,072

5.8446  GBP

1p ordinary

SWAP

Increasing Short

34

5.8480  GBP

1p ordinary

SWAP

Increasing Short

39,094

5.8487  GBP

1p ordinary

SWAP

Increasing Short

91,222

5.8489  GBP

1p ordinary

CFD

Decreasing Short

548

5.8294  GBP

1p ordinary

CFD

Decreasing Short

60,760

5.8300  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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