FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
23 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
22,725,105 |
3.24% |
114,927 |
0.02% |
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(2) Cash-settled derivatives: |
95,048 |
0.01% |
22,387,777 |
3.20% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
22,820,153 |
3.26% |
22,502,704 |
3.21% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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1p ordinary |
Purchase |
61,468 |
5.7948 GBP |
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1p ordinary |
Purchase |
58,810 |
5.7848 GBP |
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1p ordinary |
Purchase |
45,606 |
5.8046 GBP |
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1p ordinary |
Purchase |
45,606 |
5.8130 GBP |
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1p ordinary |
Purchase |
45,606 |
5.7858 GBP |
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1p ordinary |
Purchase |
35,281 |
5.7946 GBP |
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1p ordinary |
Purchase |
29,520 |
5.7720 GBP |
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1p ordinary |
Purchase |
28,017 |
5.7717 GBP |
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1p ordinary |
Purchase |
26,017 |
5.8080 GBP |
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1p ordinary |
Purchase |
19,545 |
5.8114 GBP |
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1p ordinary |
Purchase |
19,545 |
5.8086 GBP |
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1p ordinary |
Purchase |
19,545 |
5.7868 GBP |
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1p ordinary |
Purchase |
16,653 |
5.8062 GBP |
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1p ordinary |
Purchase |
14,695 |
5.7715 GBP |
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1p ordinary |
Purchase |
13,422 |
5.7942 GBP |
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1p ordinary |
Purchase |
9,711 |
5.8068 GBP |
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1p ordinary |
Purchase |
3,226 |
5.8075 GBP |
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1p ordinary |
Purchase |
2,889 |
5.7853 GBP |
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1p ordinary |
Purchase |
2,182 |
5.8082 GBP |
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1p ordinary |
Purchase |
2,130 |
5.8066 GBP |
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1p ordinary |
Purchase |
2,120 |
5.7999 GBP |
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1p ordinary |
Purchase |
1,906 |
5.7759 GBP |
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1p ordinary |
Purchase |
1,421 |
5.7731 GBP |
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1p ordinary |
Purchase |
1,289 |
5.7841 GBP |
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1p ordinary |
Purchase |
1,215 |
5.8035 GBP |
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1p ordinary |
Purchase |
1,048 |
5.7871 GBP |
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1p ordinary |
Purchase |
437 |
5.7820 GBP |
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1p ordinary |
Purchase |
170 |
5.8020 GBP |
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1p ordinary |
Sale |
118,824 |
5.7844 GBP |
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1p ordinary |
Sale |
65,151 |
5.7832 GBP |
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1p ordinary |
Sale |
36,188 |
5.7733 GBP |
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1p ordinary |
Sale |
26,465 |
5.7874 GBP |
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1p ordinary |
Sale |
7,334 |
5.8071 GBP |
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1p ordinary |
Sale |
6,585 |
5.8065 GBP |
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1p ordinary |
Sale |
6,328 |
5.7908 GBP |
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1p ordinary |
Sale |
6,161 |
5.7897 GBP |
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1p ordinary |
Sale |
4,155 |
5.8028 GBP |
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1p ordinary |
Sale |
3,557 |
5.7906 GBP |
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1p ordinary |
Sale |
2,889 |
5.7853 GBP |
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1p ordinary |
Sale |
2,506 |
5.7979 GBP |
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1p ordinary |
Sale |
2,227 |
5.7819 GBP |
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1p ordinary |
Sale |
1,487 |
5.7846 GBP |
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1p ordinary |
Sale |
437 |
5.7820 GBP |
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1p ordinary |
Sale |
293 |
5.8012 GBP |
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1p ordinary |
Sale |
270 |
5.7920 GBP |
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1p ordinary |
Sale |
187 |
5.8103 GBP |
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1p ordinary |
Sale |
2 |
5.7880 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
67,176 |
5.7841 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
26,465 |
5.7874 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,137 |
5.7943 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2,506 |
5.7979 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
293 |
5.8013 GBP |
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1p ordinary |
SWAP |
Increasing Short |
3,087 |
5.7720 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,159 |
5.7727 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,421 |
5.7731 GBP |
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1p ordinary |
SWAP |
Increasing Short |
35,281 |
5.7946 GBP |
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1p ordinary |
SWAP |
Increasing Short |
61,468 |
5.7948 GBP |
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1p ordinary |
SWAP |
Increasing Short |
136,818 |
5.8011 GBP |
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1p ordinary |
SWAP |
Increasing Short |
170 |
5.8020 GBP |
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1p ordinary |
SWAP |
Increasing Short |
58,635 |
5.8023 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,215 |
5.8035 GBP |
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1p ordinary |
SWAP |
Increasing Short |
45,700 |
5.8080 GBP |
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1p ordinary |
CFD |
Decreasing Short |
25,641 |
5.8068 GBP |
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1p ordinary |
CFD |
Decreasing Short |
187 |
5.8103 GBP |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
24 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |