FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DS SMITH PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
02 Aug 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
33,094,005 |
2.40% |
32,508,384 |
2.36% |
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(2) Cash-settled derivatives: |
12,290,116 |
0.89% |
32,742,221 |
2.37% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
45,384,121 |
3.29% |
65,250,605 |
4.73% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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10p ordinary |
Purchase |
127,436 |
4.4452 GBP |
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10p ordinary |
Purchase |
121,782 |
4.4394 GBP |
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10p ordinary |
Purchase |
80,726 |
4.4380 GBP |
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10p ordinary |
Purchase |
78,894 |
4.4441 GBP |
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10p ordinary |
Purchase |
22,912 |
4.4751 GBP |
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10p ordinary |
Purchase |
13,588 |
4.4777 GBP |
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10p ordinary |
Purchase |
11,072 |
4.4375 GBP |
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10p ordinary |
Purchase |
9,838 |
4.4680 GBP |
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10p ordinary |
Purchase |
4,600 |
4.4373 GBP |
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10p ordinary |
Purchase |
4,034 |
4.4559 GBP |
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10p ordinary |
Purchase |
3,434 |
4.4980 GBP |
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10p ordinary |
Purchase |
2,380 |
4.4625 GBP |
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10p ordinary |
Purchase |
2,016 |
4.4672 GBP |
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10p ordinary |
Purchase |
1,931 |
4.4700 GBP |
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10p ordinary |
Purchase |
1,864 |
4.4371 GBP |
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10p ordinary |
Purchase |
1,473 |
4.4709 GBP |
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10p ordinary |
Purchase |
1,200 |
4.4820 GBP |
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10p ordinary |
Purchase |
947 |
4.5389 GBP |
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10p ordinary |
Purchase |
583 |
4.4779 GBP |
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10p ordinary |
Purchase |
386 |
4.4786 GBP |
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10p ordinary |
Purchase |
251 |
4.4807 GBP |
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10p ordinary |
Purchase |
215 |
4.4736 GBP |
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10p ordinary |
Purchase |
172 |
4.4830 GBP |
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10p ordinary |
Purchase |
158 |
4.4840 GBP |
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10p ordinary |
Purchase |
93 |
4.4467 GBP |
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10p ordinary |
Purchase |
25 |
4.4758 GBP |
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10p ordinary |
Purchase |
25 |
4.4760 GBP |
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10p ordinary |
Purchase |
24 |
4.4440 GBP |
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10p ordinary |
Purchase |
18 |
4.4740 GBP |
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10p ordinary |
Sale |
163,218 |
4.4666 GBP |
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10p ordinary |
Sale |
136,839 |
4.4423 GBP |
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10p ordinary |
Sale |
121,949 |
4.4380 GBP |
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10p ordinary |
Sale |
105,302 |
4.4385 GBP |
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10p ordinary |
Sale |
58,981 |
4.4637 GBP |
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10p ordinary |
Sale |
30,089 |
4.4392 GBP |
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10p ordinary |
Sale |
16,872 |
4.4742 GBP |
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10p ordinary |
Sale |
15,793 |
4.5100 GBP |
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10p ordinary |
Sale |
9,322 |
4.4648 GBP |
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10p ordinary |
Sale |
9,009 |
4.4382 GBP |
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10p ordinary |
Sale |
9,006 |
4.4832 GBP |
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10p ordinary |
Sale |
2,519 |
4.4720 GBP |
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10p ordinary |
Sale |
1,962 |
4.4387 GBP |
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10p ordinary |
Sale |
1,856 |
4.4888 GBP |
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10p ordinary |
Sale |
1,000 |
4.4580 GBP |
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10p ordinary |
Sale |
583 |
4.4783 GBP |
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10p ordinary |
Sale |
509 |
4.5120 GBP |
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10p ordinary |
Sale |
407 |
4.4430 GBP |
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10p ordinary |
Sale |
353 |
4.4880 GBP |
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10p ordinary |
Sale |
215 |
4.4741 GBP |
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10p ordinary |
Sale |
172 |
4.4834 GBP |
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10p ordinary |
Sale |
25 |
4.4760 GBP |
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10p ordinary |
Sale |
18 |
4.4744 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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10p ordinary |
CFD |
Decreasing Short |
1,272 |
4.4380 GBP |
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10p ordinary |
CFD |
Decreasing Short |
167 |
4.4497 GBP |
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10p ordinary |
CFD |
Increasing Short |
65,148 |
4.4379 GBP |
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10p ordinary |
CFD |
Increasing Short |
93 |
4.4467 GBP |
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10p ordinary |
CFD |
Increasing Short |
17,720 |
4.4557 GBP |
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10p ordinary |
SWAP |
Increasing Short |
48 |
4.4679 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
28,598 |
4.4380 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
80,445 |
4.4526 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
163,218 |
4.4666 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
9,006 |
4.4832 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
1,856 |
4.4888 GBP |
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10p ordinary |
SWAP |
Increasing Short |
78,894 |
4.4441 GBP |
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10p ordinary |
SWAP |
Increasing Short |
3 |
4.4560 GBP |
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10p ordinary |
SWAP |
Increasing Short |
2,980 |
4.4932 GBP |
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10p ordinary |
SWAP |
Increasing Short |
3,434 |
4.4980 GBP |
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10p ordinary |
SWAP |
Increasing Short |
312 |
4.5130 GBP |
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10p ordinary |
SWAP |
Increasing Short |
947 |
4.5389 GBP |
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10p ordinary |
SWAP |
Increasing Long |
16,872 |
4.4742 GBP |
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10p ordinary |
SWAP |
Decreasing Long |
22,912 |
4.4751 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
407 |
4.4430 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
28,986 |
4.4380 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
58,981 |
4.4637 GBP |
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10p ordinary |
SWAP |
Increasing Short |
13,588 |
4.4777 GBP |
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10p ordinary |
SWAP |
Increasing Short |
624 |
4.5132 GBP |
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10p ordinary |
SWAP |
Increasing Long |
325,000 |
4.5660 GBP |
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10p ordinary |
SWAP |
Increasing Short |
340,000 |
4.5660 GBP |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
05 Aug 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |