FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
EUROMONEY INSTITUTIONAL INVESTOR PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
07 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
0.25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,123,560 |
1.03% |
96,064 |
0.09% |
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(2) |
Cash-settled derivatives: |
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11,161 |
0.01% |
210,415 |
0.19% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,134,721 |
1.04% |
306,479 |
0.28% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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0.25p ordinary |
Purchase |
1 |
13.3200 GBP |
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0.25p ordinary |
Purchase |
5 |
13.3560 GBP |
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0.25p ordinary |
Purchase |
104 |
13.3013 GBP |
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0.25p ordinary |
Purchase |
105 |
12.8337 GBP |
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0.25p ordinary |
Purchase |
168 |
12.9697 GBP |
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0.25p ordinary |
Purchase |
187 |
13.3800 GBP |
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0.25p ordinary |
Purchase |
352 |
13.3400 GBP |
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0.25p ordinary |
Purchase |
368 |
12.9650 GBP |
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0.25p ordinary |
Purchase |
368 |
12.9800 GBP |
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0.25p ordinary |
Purchase |
488 |
13.1800 GBP |
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0.25p ordinary |
Purchase |
537 |
13.0395 GBP |
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0.25p ordinary |
Purchase |
961 |
13.3302 GBP |
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0.25p ordinary |
Purchase |
980 |
12.8760 GBP |
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0.25p ordinary |
Purchase |
999 |
13.4003 GBP |
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0.25p ordinary |
Purchase |
1,344 |
13.3449 GBP |
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0.25p ordinary |
Purchase |
1,910 |
13.4000 GBP |
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0.25p ordinary |
Purchase |
2,017 |
13.0010 GBP |
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0.25p ordinary |
Purchase |
2,574 |
12.9729 GBP |
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0.25p ordinary |
Purchase |
3,370 |
13.3186 GBP |
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0.25p ordinary |
Purchase |
3,665 |
12.8563 GBP |
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0.25p ordinary |
Purchase |
3,676 |
12.8362 GBP |
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0.25p ordinary |
Purchase |
5,068 |
13.3772 GBP |
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0.25p ordinary |
Purchase |
18,061 |
12.9503 GBP |
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0.25p ordinary |
Sale |
6 |
13.1533 GBP |
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0.25p ordinary |
Sale |
65 |
13.3813 GBP |
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0.25p ordinary |
Sale |
83 |
12.8200 GBP |
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0.25p ordinary |
Sale |
163 |
13.2100 GBP |
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0.25p ordinary |
Sale |
187 |
13.3800 GBP |
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0.25p ordinary |
Sale |
195 |
12.8800 GBP |
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0.25p ordinary |
Sale |
213 |
13.3224 GBP |
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0.25p ordinary |
Sale |
279 |
13.3400 GBP |
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0.25p ordinary |
Sale |
402 |
12.7660 GBP |
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0.25p ordinary |
Sale |
828 |
13.1441 GBP |
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0.25p ordinary |
Sale |
880 |
13.1694 GBP |
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0.25p ordinary |
Sale |
976 |
13.1348 GBP |
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0.25p ordinary |
Sale |
1,799 |
13.1523 GBP |
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0.25p ordinary |
Sale |
2,547 |
12.9886 GBP |
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0.25p ordinary |
Sale |
3,594 |
13.4000 GBP |
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0.25p ordinary |
Sale |
4,020 |
13.4005 GBP |
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0.25p ordinary |
Sale |
6,467 |
13.3578 GBP |
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0.25p ordinary |
Sale |
7,789 |
13.2747 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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0.25p ordinary |
SWAP |
Long |
164 |
13.3297 GBP |
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0.25p ordinary |
CFD |
Long |
213 |
13.3224 GBP |
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0.25p ordinary |
CFD |
Long |
828 |
13.1441 GBP |
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0.25p ordinary |
SWAP |
Long |
1,413 |
13.3999 GBP |
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0.25p ordinary |
SWAP |
Long |
2,437 |
13.3789 GBP |
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0.25p ordinary |
SWAP |
Long |
4,030 |
13.3451 GBP |
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0.25p ordinary |
CFD |
Long |
4,970 |
13.1250 GBP |
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0.25p ordinary |
SWAP |
Long |
6,212 |
13.2448 GBP |
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0.25p ordinary |
SWAP |
Short |
5 |
13.3813 GBP |
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0.25p ordinary |
SWAP |
Short |
10 |
13.3793 GBP |
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0.25p ordinary |
SWAP |
Short |
18 |
13.3802 GBP |
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0.25p ordinary |
SWAP |
Short |
20 |
12.8499 GBP |
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0.25p ordinary |
SWAP |
Short |
21 |
13.3799 GBP |
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0.25p ordinary |
SWAP |
Short |
54 |
12.9621 GBP |
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0.25p ordinary |
SWAP |
Short |
58 |
12.9394 GBP |
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0.25p ordinary |
SWAP |
Short |
68 |
13.3800 GBP |
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0.25p ordinary |
SWAP |
Short |
104 |
12.8370 GBP |
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0.25p ordinary |
SWAP |
Short |
104 |
12.8565 GBP |
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0.25p ordinary |
SWAP |
Short |
104 |
13.3013 GBP |
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0.25p ordinary |
SWAP |
Short |
114 |
13.0119 GBP |
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0.25p ordinary |
SWAP |
Short |
217 |
12.9393 GBP |
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0.25p ordinary |
SWAP |
Short |
297 |
12.8519 GBP |
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0.25p ordinary |
SWAP |
Short |
388 |
12.8509 GBP |
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0.25p ordinary |
SWAP |
Short |
423 |
13.0121 GBP |
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0.25p ordinary |
CFD |
Short |
486 |
13.3484 GBP |
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0.25p ordinary |
SWAP |
Short |
863 |
12.9627 GBP |
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0.25p ordinary |
SWAP |
Short |
976 |
13.4001 GBP |
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0.25p ordinary |
SWAP |
Short |
999 |
13.4003 GBP |
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0.25p ordinary |
SWAP |
Short |
1,120 |
12.9626 GBP |
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0.25p ordinary |
SWAP |
Short |
1,539 |
12.8564 GBP |
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0.25p ordinary |
SWAP |
Short |
1,543 |
12.8363 GBP |
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0.25p ordinary |
CFD |
Short |
1,880 |
12.9717 GBP |
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0.25p ordinary |
SWAP |
Short |
2,022 |
12.8562 GBP |
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0.25p ordinary |
SWAP |
Short |
2,029 |
12.8361 GBP |
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0.25p ordinary |
SWAP |
Short |
3,591 |
12.9186 GBP |
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0.25p ordinary |
CFD |
Short |
5,422 |
13.3602 GBP |
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0.25p ordinary |
SWAP |
Short |
13,494 |
12.9261 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
8 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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