FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
EUROMONEY INSTITUTIONAL INVESTOR PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
24 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
0.25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,101,363 |
1.01% |
164,521 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,691,239 |
1.55% |
173,440 |
0.16% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,792,602 |
2.56% |
337,961 |
0.31% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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0.25p ordinary |
Purchase |
44 |
14.1800 GBP |
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0.25p ordinary |
Purchase |
45 |
14.1400 GBP |
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0.25p ordinary |
Purchase |
66 |
14.1200 GBP |
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0.25p ordinary |
Purchase |
346 |
14.0398 GBP |
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0.25p ordinary |
Purchase |
2,721 |
14.1262 GBP |
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0.25p ordinary |
Purchase |
3,563 |
14.1332 GBP |
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0.25p ordinary |
Purchase |
14,317 |
14.1600 GBP |
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0.25p ordinary |
Sale |
12 |
14.1591 GBP |
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0.25p ordinary |
Sale |
26 |
14.1000 GBP |
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0.25p ordinary |
Sale |
29 |
14.1593 GBP |
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0.25p ordinary |
Sale |
36 |
14.1561 GBP |
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0.25p ordinary |
Sale |
100 |
14.1019 GBP |
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0.25p ordinary |
Sale |
127 |
14.0833 GBP |
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0.25p ordinary |
Sale |
177 |
14.1395 GBP |
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0.25p ordinary |
Sale |
320 |
14.0357 GBP |
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0.25p ordinary |
Sale |
592 |
14.0176 GBP |
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0.25p ordinary |
Sale |
607 |
14.1105 GBP |
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0.25p ordinary |
Sale |
695 |
14.1554 GBP |
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0.25p ordinary |
Sale |
1,048 |
14.1047 GBP |
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0.25p ordinary |
Sale |
1,093 |
14.0462 GBP |
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0.25p ordinary |
Sale |
1,143 |
14.0501 GBP |
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0.25p ordinary |
Sale |
1,345 |
14.0880 GBP |
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0.25p ordinary |
Sale |
1,855 |
14.1262 GBP |
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0.25p ordinary |
Sale |
3,163 |
14.1155 GBP |
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0.25p ordinary |
Sale |
3,326 |
14.1596 GBP |
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0.25p ordinary |
Sale |
3,948 |
14.0901 GBP |
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0.25p ordinary |
Sale |
13,372 |
14.1600 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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0.25p ordinary |
SWAP |
Long |
3 |
14.0921 GBP |
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0.25p ordinary |
SWAP |
Long |
4 |
14.0728 GBP |
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0.25p ordinary |
SWAP |
Long |
4 |
14.0957 GBP |
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0.25p ordinary |
SWAP |
Long |
5 |
14.0820 GBP |
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0.25p ordinary |
SWAP |
Long |
5 |
14.0911 GBP |
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0.25p ordinary |
SWAP |
Long |
9 |
14.0883 GBP |
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0.25p ordinary |
SWAP |
Long |
10 |
14.1598 GBP |
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0.25p ordinary |
CFD |
Long |
12 |
14.1591 GBP |
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0.25p ordinary |
SWAP |
Long |
15 |
14.0878 GBP |
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0.25p ordinary |
SWAP |
Long |
19 |
14.0877 GBP |
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0.25p ordinary |
SWAP |
Long |
20 |
14.1029 GBP |
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0.25p ordinary |
SWAP |
Long |
21 |
14.0887 GBP |
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0.25p ordinary |
SWAP |
Long |
22 |
14.0832 GBP |
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0.25p ordinary |
SWAP |
Long |
23 |
14.0828 GBP |
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0.25p ordinary |
SWAP |
Long |
24 |
14.1153 GBP |
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0.25p ordinary |
SWAP |
Long |
27 |
14.0830 GBP |
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0.25p ordinary |
CFD |
Long |
29 |
14.1593 GBP |
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0.25p ordinary |
CFD |
Long |
36 |
14.1561 GBP |
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0.25p ordinary |
SWAP |
Long |
37 |
14.0827 GBP |
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0.25p ordinary |
SWAP |
Long |
47 |
14.1154 GBP |
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0.25p ordinary |
SWAP |
Long |
67 |
14.0879 GBP |
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0.25p ordinary |
SWAP |
Long |
91 |
13.9998 GBP |
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0.25p ordinary |
SWAP |
Long |
97 |
14.1021 GBP |
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0.25p ordinary |
SWAP |
Long |
122 |
14.0200 GBP |
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0.25p ordinary |
CFD |
Long |
177 |
14.1394 GBP |
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0.25p ordinary |
SWAP |
Long |
256 |
14.0881 GBP |
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0.25p ordinary |
SWAP |
Long |
278 |
14.1089 GBP |
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0.25p ordinary |
SWAP |
Long |
452 |
14.1120 GBP |
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0.25p ordinary |
CFD |
Long |
592 |
14.0176 GBP |
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0.25p ordinary |
SWAP |
Long |
607 |
14.1105 GBP |
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0.25p ordinary |
SWAP |
Long |
637 |
14.0870 GBP |
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0.25p ordinary |
SWAP |
Long |
750 |
14.1032 GBP |
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0.25p ordinary |
SWAP |
Long |
958 |
14.0880 GBP |
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0.25p ordinary |
SWAP |
Long |
1,042 |
14.0535 GBP |
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0.25p ordinary |
SWAP |
Long |
1,093 |
14.0462 GBP |
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0.25p ordinary |
CFD |
Long |
1,855 |
14.1262 GBP |
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0.25p ordinary |
SWAP |
Long |
2,737 |
14.0904 GBP |
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0.25p ordinary |
SWAP |
Long |
3,092 |
14.1155 GBP |
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0.25p ordinary |
SWAP |
Long |
3,326 |
14.1596 GBP |
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0.25p ordinary |
SWAP |
Short |
183 |
14.1211 GBP |
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0.25p ordinary |
CFD |
Short |
311 |
14.1212 GBP |
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0.25p ordinary |
SWAP |
Short |
505 |
14.1661 GBP |
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0.25p ordinary |
SWAP |
Short |
1,430 |
14.1416 GBP |
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0.25p ordinary |
SWAP |
Short |
1,639 |
14.1299 GBP |
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0.25p ordinary |
SWAP |
Short |
2,216 |
14.1171 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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