Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

25 April 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.	KEY INFORMATION
Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	$0.0001 ordinary shares
Date of dealing	24 Apr 2023

2.		INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:		$0.0001 ordinary shares
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	1,373,411	0.60%	335,039	0.15%
(2)	Derivatives (other than options):	53,770	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:	1,145,700	0.50%	925,200	0.41%
TOTAL:		2,572,881	1.13%	1,260,239	0.55%

(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:

3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale		Number of securities	Price per unit
$0.0001 ordinary shares			Purchase		1	111.0900 USD
$0.0001 ordinary shares			Purchase		1	111.2200 USD
$0.0001 ordinary shares			Purchase		15	111.3000 USD
$0.0001 ordinary shares			Purchase		100	111.3500 USD
$0.0001 ordinary shares			Purchase		100	111.0800 USD
$0.0001 ordinary shares			Purchase		105	111.2576 USD
$0.0001 ordinary shares			Purchase		124	111.0561 USD
$0.0001 ordinary shares			Purchase		150	111.3800 USD
$0.0001 ordinary shares			Purchase		200	111.0550 USD
$0.0001 ordinary shares			Purchase		200	111.0250 USD
$0.0001 ordinary shares			Purchase		200	111.0950 USD
$0.0001 ordinary shares			Purchase		277	111.1600 USD
$0.0001 ordinary shares			Purchase		300	110.9600 USD
$0.0001 ordinary shares			Purchase		300	110.8400 USD
$0.0001 ordinary shares			Purchase		319	111.1195 USD
$0.0001 ordinary shares			Purchase		370	111.0354 USD
$0.0001 ordinary shares			Purchase		400	111.2287 USD
$0.0001 ordinary shares			Purchase		500	110.9692 USD
$0.0001 ordinary shares			Purchase		589	111.0463 USD
$0.0001 ordinary shares			Purchase		621	111.3133 USD
$0.0001 ordinary shares			Purchase		635	111.0172 USD
$0.0001 ordinary shares			Purchase		700	111.1014 USD
$0.0001 ordinary shares			Purchase		908	110.9499 USD
$0.0001 ordinary shares			Purchase		961	111.0466 USD
$0.0001 ordinary shares			Purchase		3,000	111.0600 USD
$0.0001 ordinary shares			Purchase		3,299	111.0197 USD
$0.0001 ordinary shares			Purchase		3,432	110.8300 USD
$0.0001 ordinary shares			Purchase		4,263	110.9914 USD
$0.0001 ordinary shares			Purchase		4,437	111.0395 USD
$0.0001 ordinary shares			Purchase		4,830	111.0389 USD
$0.0001 ordinary shares			Purchase		5,898	111.0286 USD
$0.0001 ordinary shares			Purchase		6,133	111.2020 USD
$0.0001 ordinary shares			Purchase		9,226	111.1356 USD
$0.0001 ordinary shares			Purchase		9,270	110.8554 USD
$0.0001 ordinary shares			Purchase		11,637	110.8898 USD
$0.0001 ordinary shares			Purchase		12,802	111.2151 USD
$0.0001 ordinary shares			Purchase		12,933	111.2155 USD
$0.0001 ordinary shares			Purchase		17,695	110.9741 USD
$0.0001 ordinary shares			Purchase		19,779	111.3750 USD
$0.0001 ordinary shares			Purchase		22,500	110.9833 USD
$0.0001 ordinary shares			Purchase		34,202	110.8570 USD
$0.0001 ordinary shares			Purchase		70,811	110.9857 USD
$0.0001 ordinary shares			Purchase		80,000	111.3600 USD
$0.0001 ordinary shares			Purchase		128,806	110.9832 USD
$0.0001 ordinary shares			Purchase		146,989	110.9975 USD
$0.0001 ordinary shares			Sale		1	111.5000 USD
$0.0001 ordinary shares			Sale		1	111.1600 USD
$0.0001 ordinary shares			Sale		2	110.8300 USD
$0.0001 ordinary shares			Sale		7	110.8100 USD
$0.0001 ordinary shares			Sale		25	111.2004 USD
$0.0001 ordinary shares			Sale		100	110.7500 USD
$0.0001 ordinary shares			Sale		100	111.2300 USD
$0.0001 ordinary shares			Sale		100	111.3000 USD
$0.0001 ordinary shares			Sale		100	111.2950 USD
$0.0001 ordinary shares			Sale		104	111.3088 USD
$0.0001 ordinary shares			Sale		110	111.1255 USD
$0.0001 ordinary shares			Sale		110	111.1450 USD
$0.0001 ordinary shares			Sale		122	111.0364 USD
$0.0001 ordinary shares			Sale		125	111.0549 USD
$0.0001 ordinary shares			Sale		200	111.1900 USD
$0.0001 ordinary shares			Sale		200	111.2650 USD
$0.0001 ordinary shares			Sale		211	111.1800 USD
$0.0001 ordinary shares			Sale		250	110.8599 USD
$0.0001 ordinary shares			Sale		252	111.1986 USD
$0.0001 ordinary shares			Sale		285	110.9089 USD
$0.0001 ordinary shares			Sale		292	111.1952 USD
$0.0001 ordinary shares			Sale		300	110.8600 USD
$0.0001 ordinary shares			Sale		300	111.0316 USD
$0.0001 ordinary shares			Sale		300	110.9733 USD
$0.0001 ordinary shares			Sale		306	111.1033 USD
$0.0001 ordinary shares			Sale		393	111.1388 USD
$0.0001 ordinary shares			Sale		405	111.1971 USD
$0.0001 ordinary shares			Sale		407	111.1304 USD
$0.0001 ordinary shares			Sale		427	110.7248 USD
$0.0001 ordinary shares			Sale		458	110.9257 USD
$0.0001 ordinary shares			Sale		480	110.9079 USD
$0.0001 ordinary shares			Sale		489	110.8548 USD
$0.0001 ordinary shares			Sale		500	110.8900 USD
$0.0001 ordinary shares			Sale		500	111.2860 USD
$0.0001 ordinary shares			Sale		505	111.1498 USD
$0.0001 ordinary shares			Sale		508	111.2112 USD
$0.0001 ordinary shares			Sale		533	110.8066 USD
$0.0001 ordinary shares			Sale		560	111.1554 USD
$0.0001 ordinary shares			Sale		599	110.9266 USD
$0.0001 ordinary shares			Sale		679	110.8993 USD
$0.0001 ordinary shares			Sale		839	110.9196 USD
$0.0001 ordinary shares			Sale		876	110.8000 USD
$0.0001 ordinary shares			Sale		899	110.9209 USD
$0.0001 ordinary shares			Sale		900	110.9966 USD
$0.0001 ordinary shares			Sale		919	111.1500 USD
$0.0001 ordinary shares			Sale		955	110.7554 USD
$0.0001 ordinary shares			Sale		1,100	111.1945 USD
$0.0001 ordinary shares			Sale		1,100	110.9369 USD
$0.0001 ordinary shares			Sale		1,113	111.1363 USD
$0.0001 ordinary shares			Sale		1,172	110.8868 USD
$0.0001 ordinary shares			Sale		1,294	110.9873 USD
$0.0001 ordinary shares			Sale		1,300	111.1380 USD
$0.0001 ordinary shares			Sale		1,376	111.1406 USD
$0.0001 ordinary shares			Sale		1,416	111.2029 USD
$0.0001 ordinary shares			Sale		1,763	110.9252 USD
$0.0001 ordinary shares			Sale		1,800	111.1400 USD
$0.0001 ordinary shares			Sale		1,810	111.0934 USD
$0.0001 ordinary shares			Sale		1,861	110.8406 USD
$0.0001 ordinary shares			Sale		1,955	111.0641 USD
$0.0001 ordinary shares			Sale		2,248	110.8756 USD
$0.0001 ordinary shares			Sale		2,402	111.1403 USD
$0.0001 ordinary shares			Sale		2,500	111.1602 USD
$0.0001 ordinary shares			Sale		2,500	111.1480 USD
$0.0001 ordinary shares			Sale		2,507	111.2000 USD
$0.0001 ordinary shares			Sale		2,572	111.1586 USD
$0.0001 ordinary shares			Sale		2,744	111.1066 USD
$0.0001 ordinary shares			Sale		2,817	110.8398 USD
$0.0001 ordinary shares			Sale		2,881	111.1333 USD
$0.0001 ordinary shares			Sale		3,091	111.1265 USD
$0.0001 ordinary shares			Sale		3,093	111.1516 USD
$0.0001 ordinary shares			Sale		3,431	110.8301 USD
$0.0001 ordinary shares			Sale		3,645	111.2574 USD
$0.0001 ordinary shares			Sale		3,797	110.9176 USD
$0.0001 ordinary shares			Sale		4,008	110.8940 USD
$0.0001 ordinary shares			Sale		4,894	111.1343 USD
$0.0001 ordinary shares			Sale		5,000	111.0783 USD
$0.0001 ordinary shares			Sale		5,153	110.8797 USD
$0.0001 ordinary shares			Sale		5,400	110.8922 USD
$0.0001 ordinary shares			Sale		6,109	110.8855 USD
$0.0001 ordinary shares			Sale		6,788	111.2455 USD
$0.0001 ordinary shares			Sale		7,077	110.8325 USD
$0.0001 ordinary shares			Sale		7,171	111.1535 USD
$0.0001 ordinary shares			Sale		7,845	111.0600 USD
$0.0001 ordinary shares			Sale		9,411	110.9114 USD
$0.0001 ordinary shares			Sale		9,415	111.1453 USD
$0.0001 ordinary shares			Sale		10,009	111.1000 USD
$0.0001 ordinary shares			Sale		10,482	110.7599 USD
$0.0001 ordinary shares			Sale		11,843	110.8736 USD
$0.0001 ordinary shares			Sale		17,961	111.1391 USD
$0.0001 ordinary shares			Sale		19,779	111.3750 USD
$0.0001 ordinary shares			Sale		22,500	110.9833 USD
$0.0001 ordinary shares			Sale		24,276	110.9270 USD
$0.0001 ordinary shares			Sale		26,527	111.1563 USD
$0.0001 ordinary shares			Sale		27,535	110.9961 USD
$0.0001 ordinary shares			Sale		33,000	110.8500 USD
$0.0001 ordinary shares			Sale		39,826	110.8865 USD
$0.0001 ordinary shares			Sale		45,000	110.9900 USD
$0.0001 ordinary shares			Sale		48,875	111.0144 USD
$0.0001 ordinary shares			Sale		69,711	110.9865 USD
$0.0001 ordinary shares			Sale		80,000	111.3600 USD
$0.0001 ordinary shares			Sale		100,100	111.3172 USD
$0.0001 ordinary shares			Sale		113,622	110.9780 USD
$0.0001 ordinary shares			Sale		115,000	111.0046 USD

(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction			Number of relevant securities	Price per unit

(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Expiry  date	Option  money  paid/  received  per unit
$0.0001 ordinary shares	Put Options	Purchasing	4,500	100.0000 USD	16 Jun 2023	1.4711 USD
$0.0001 ordinary shares	Put Options	Purchasing	25,000	85.0000 USD	19 May 2023	0.2620 USD
$0.0001 ordinary shares	Put Options	Purchasing	100,000	90.0000 USD	19 May 2023	0.4255 USD
$0.0001 ordinary shares	Put Options	Selling	500,000	100.0000 USD	16 Jun 2023	1.5000 USD
$0.0001 ordinary shares	Put Options	Selling	25,000	85.0000 USD	19 May 2023	0.2620 USD
$0.0001 ordinary shares	Put Options	Selling	100,000	90.0000 USD	19 May 2023	0.4255 USD

(ii)	Exercising
Product name			Number of  securities		Exercise price  per unit

(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details	Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				25 Apr 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				[phone]
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	495,500	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	10,200	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-25,000	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	400,000	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	150,000	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-90,000	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-800,000	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	90,000	American	21 Jul 2023

 

END