Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

03 May 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.0001 ordinary shares
Date of dealing				02 May 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.0001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,416,635	0.62%	366,388	0.16%
(2)	Derivatives (other than options):			107,160	0.05%	0	0.00%
(3)	Options and agreements to purchase/sell:			1,282,700	0.56%	1,062,200	0.47%
TOTAL:				2,806,495	1.23%	1,428,588	0.63%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.0001 ordinary shares			Purchase			1	111.8200 USD
$0.0001 ordinary shares			Purchase			1	111.9400 USD
$0.0001 ordinary shares			Purchase			2	111.9100 USD
$0.0001 ordinary shares			Purchase			3	111.8666 USD
$0.0001 ordinary shares			Purchase			5	111.9270 USD
$0.0001 ordinary shares			Purchase			7	111.8435 USD
$0.0001 ordinary shares			Purchase			9	111.9250 USD
$0.0001 ordinary shares			Purchase			10	111.8550 USD
$0.0001 ordinary shares			Purchase			28	111.8855 USD
$0.0001 ordinary shares			Purchase			56	111.7913 USD
$0.0001 ordinary shares			Purchase			100	111.9600 USD
$0.0001 ordinary shares			Purchase			113	111.9122 USD
$0.0001 ordinary shares			Purchase			200	111.9200 USD
$0.0001 ordinary shares			Purchase			200	111.7449 USD
$0.0001 ordinary shares			Purchase			211	111.7265 USD
$0.0001 ordinary shares			Purchase			274	111.7121 USD
$0.0001 ordinary shares			Purchase			300	111.8600 USD
$0.0001 ordinary shares			Purchase			300	111.9166 USD
$0.0001 ordinary shares			Purchase			425	111.9174 USD
$0.0001 ordinary shares			Purchase			485	111.8122 USD
$0.0001 ordinary shares			Purchase			659	111.8605 USD
$0.0001 ordinary shares			Purchase			700	111.9142 USD
$0.0001 ordinary shares			Purchase			766	111.8192 USD
$0.0001 ordinary shares			Purchase			806	111.9137 USD
$0.0001 ordinary shares			Purchase			832	111.9164 USD
$0.0001 ordinary shares			Purchase			850	111.9252 USD
$0.0001 ordinary shares			Purchase			1,011	111.8153 USD
$0.0001 ordinary shares			Purchase			3,240	111.7829 USD
$0.0001 ordinary shares			Purchase			3,689	111.7318 USD
$0.0001 ordinary shares			Purchase			3,763	111.7044 USD
$0.0001 ordinary shares			Purchase			3,993	111.8790 USD
$0.0001 ordinary shares			Purchase			4,900	111.9039 USD
$0.0001 ordinary shares			Purchase			5,342	111.9159 USD
$0.0001 ordinary shares			Purchase			5,884	111.9177 USD
$0.0001 ordinary shares			Purchase			6,687	111.7982 USD
$0.0001 ordinary shares			Purchase			8,160	111.7865 USD
$0.0001 ordinary shares			Purchase			9,239	111.7974 USD
$0.0001 ordinary shares			Purchase			9,379	111.7600 USD
$0.0001 ordinary shares			Purchase			11,572	111.7796 USD
$0.0001 ordinary shares			Sale			2	111.7900 USD
$0.0001 ordinary shares			Sale			3	111.8466 USD
$0.0001 ordinary shares			Sale			3	111.7416 USD
$0.0001 ordinary shares			Sale			3	111.8333 USD
$0.0001 ordinary shares			Sale			4	111.8100 USD
$0.0001 ordinary shares			Sale			29	111.7100 USD
$0.0001 ordinary shares			Sale			36	111.7895 USD
$0.0001 ordinary shares			Sale			71	111.6897 USD
$0.0001 ordinary shares			Sale			100	111.7200 USD
$0.0001 ordinary shares			Sale			100	111.7400 USD
$0.0001 ordinary shares			Sale			200	111.6950 USD
$0.0001 ordinary shares			Sale			200	111.9750 USD
$0.0001 ordinary shares			Sale			200	111.7800 USD
$0.0001 ordinary shares			Sale			242	111.8600 USD
$0.0001 ordinary shares			Sale			300	111.7450 USD
$0.0001 ordinary shares			Sale			300	111.9100 USD
$0.0001 ordinary shares			Sale			322	111.7382 USD
$0.0001 ordinary shares			Sale			322	111.8125 USD
$0.0001 ordinary shares			Sale			400	111.7425 USD
$0.0001 ordinary shares			Sale			400	111.7737 USD
$0.0001 ordinary shares			Sale			400	111.7650 USD
$0.0001 ordinary shares			Sale			500	111.8010 USD
$0.0001 ordinary shares			Sale			506	111.9160 USD
$0.0001 ordinary shares			Sale			522	111.7174 USD
$0.0001 ordinary shares			Sale			600	111.7683 USD
$0.0001 ordinary shares			Sale			647	111.7892 USD
$0.0001 ordinary shares			Sale			725	111.7337 USD
$0.0001 ordinary shares			Sale			749	111.8205 USD
$0.0001 ordinary shares			Sale			779	111.7920 USD
$0.0001 ordinary shares			Sale			780	111.7300 USD
$0.0001 ordinary shares			Sale			1,000	111.8185 USD
$0.0001 ordinary shares			Sale			1,008	111.6996 USD
$0.0001 ordinary shares			Sale			1,319	111.8266 USD
$0.0001 ordinary shares			Sale			1,357	111.8000 USD
$0.0001 ordinary shares			Sale			1,417	111.7647 USD
$0.0001 ordinary shares			Sale			1,889	111.7612 USD
$0.0001 ordinary shares			Sale			4,014	111.9083 USD
$0.0001 ordinary shares			Sale			4,470	111.8506 USD
$0.0001 ordinary shares			Sale			5,232	111.7124 USD
$0.0001 ordinary shares			Sale			7,704	111.7741 USD
$0.0001 ordinary shares			Sale			8,024	111.7600 USD
$0.0001 ordinary shares			Sale			8,746	111.7928 USD
$0.0001 ordinary shares			Sale			10,649	111.8073 USD
$0.0001 ordinary shares			Sale			12,289	111.8026 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.0001 ordinary shares	Put Options	Selling	65,000	105.0000 USD	American	19 May 2023	1.2500 USD
$0.0001 ordinary shares	Put Options	Purchasing	65,000	95.0000 USD	American	19 May 2023	0.2000 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				03 May 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	150,000	090	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Purchased	-65,000	095	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-25,000	085	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	65,000	105	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-800,000	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-162,000	090	American	21 Jul 2023

 

END