Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

23 May 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.0001 ordinary shares
Date of dealing				22 May 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.0001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,140,694	0.50%	606,713	0.27%
(2)	Derivatives (other than options):			53,580	0.02%	9,758	0.00%
(3)	Options and agreements to purchase/sell:			1,348,500	0.59%	1,185,400	0.52%
TOTAL:				2,542,774	1.11%	1,801,871	0.79%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.0001 ordinary shares			Purchase			3	100.7600 USD
$0.0001 ordinary shares			Purchase			30	100.1520 USD
$0.0001 ordinary shares			Purchase			40	100.2975 USD
$0.0001 ordinary shares			Purchase			100	100.4300 USD
$0.0001 ordinary shares			Purchase			160	100.4187 USD
$0.0001 ordinary shares			Purchase			200	100.1700 USD
$0.0001 ordinary shares			Purchase			243	100.5276 USD
$0.0001 ordinary shares			Purchase			251	100.3732 USD
$0.0001 ordinary shares			Purchase			338	100.0788 USD
$0.0001 ordinary shares			Purchase			400	100.2550 USD
$0.0001 ordinary shares			Purchase			450	100.1588 USD
$0.0001 ordinary shares			Purchase			451	100.0210 USD
$0.0001 ordinary shares			Purchase			500	100.0680 USD
$0.0001 ordinary shares			Purchase			509	100.3185 USD
$0.0001 ordinary shares			Purchase			703	100.5000 USD
$0.0001 ordinary shares			Purchase			897	100.2938 USD
$0.0001 ordinary shares			Purchase			1,156	100.2329 USD
$0.0001 ordinary shares			Purchase			2,447	100.2478 USD
$0.0001 ordinary shares			Purchase			3,410	100.3282 USD
$0.0001 ordinary shares			Purchase			4,255	100.4669 USD
$0.0001 ordinary shares			Purchase			4,374	100.1951 USD
$0.0001 ordinary shares			Purchase			4,800	100.2175 USD
$0.0001 ordinary shares			Purchase			5,000	100.2000 USD
$0.0001 ordinary shares			Purchase			5,552	100.2626 USD
$0.0001 ordinary shares			Purchase			7,547	100.2813 USD
$0.0001 ordinary shares			Purchase			9,340	100.3781 USD
$0.0001 ordinary shares			Purchase			14,225	100.5700 USD
$0.0001 ordinary shares			Purchase			17,812	100.2910 USD
$0.0001 ordinary shares			Purchase			62,500	105.0000 USD
$0.0001 ordinary shares			Sale			60	100.7500 USD
$0.0001 ordinary shares			Sale			100	100.2200 USD
$0.0001 ordinary shares			Sale			101	100.5299 USD
$0.0001 ordinary shares			Sale			105	100.2459 USD
$0.0001 ordinary shares			Sale			180	100.5000 USD
$0.0001 ordinary shares			Sale			199	100.2788 USD
$0.0001 ordinary shares			Sale			200	100.2396 USD
$0.0001 ordinary shares			Sale			200	100.3100 USD
$0.0001 ordinary shares			Sale			200	100.1200 USD
$0.0001 ordinary shares			Sale			240	100.1541 USD
$0.0001 ordinary shares			Sale			268	100.2332 USD
$0.0001 ordinary shares			Sale			350	100.3028 USD
$0.0001 ordinary shares			Sale			351	100.2523 USD
$0.0001 ordinary shares			Sale			431	100.5572 USD
$0.0001 ordinary shares			Sale			502	100.3090 USD
$0.0001 ordinary shares			Sale			585	100.1308 USD
$0.0001 ordinary shares			Sale			633	100.3882 USD
$0.0001 ordinary shares			Sale			725	100.3217 USD
$0.0001 ordinary shares			Sale			747	100.3580 USD
$0.0001 ordinary shares			Sale			900	100.1116 USD
$0.0001 ordinary shares			Sale			909	100.3582 USD
$0.0001 ordinary shares			Sale			993	100.2522 USD
$0.0001 ordinary shares			Sale			1,009	100.2765 USD
$0.0001 ordinary shares			Sale			1,051	100.7491 USD
$0.0001 ordinary shares			Sale			1,197	100.1889 USD
$0.0001 ordinary shares			Sale			1,400	100.3309 USD
$0.0001 ordinary shares			Sale			1,677	100.2958 USD
$0.0001 ordinary shares			Sale			1,700	100.0502 USD
$0.0001 ordinary shares			Sale			1,775	100.2966 USD
$0.0001 ordinary shares			Sale			2,539	100.2614 USD
$0.0001 ordinary shares			Sale			3,229	100.3214 USD
$0.0001 ordinary shares			Sale			4,241	100.5701 USD
$0.0001 ordinary shares			Sale			5,000	100.2000 USD
$0.0001 ordinary shares			Sale			6,112	100.4220 USD
$0.0001 ordinary shares			Sale			6,568	100.2852 USD
$0.0001 ordinary shares			Sale			8,508	100.3797 USD
$0.0001 ordinary shares			Sale			9,606	100.5700 USD
$0.0001 ordinary shares			Sale			11,240	100.2350 USD
$0.0001 ordinary shares			Sale			28,626	100.2746 USD
$0.0001 ordinary shares			Sale			67,300	110.0000 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.0001 ordinary shares	Put Options	Selling	65,000	95.0000 USD	American	19 May 2023	0.0500 USD
$0.0001 ordinary shares	Put Options	Selling	4,100	75.0000 USD	American	19 May 2023	0.0500 USD
$0.0001 ordinary shares	Put Options	Purchasing	132,300	90.0000 USD	American	19 May 2023	0.0100 USD
$0.0001 ordinary shares	Put Options	Selling	67,300	110.0000 USD	American	19 May 2023	9.5300 USD
$0.0001 ordinary shares	Call Options	Selling	50,000	110.0000 USD	American	19 May 2023	0.0100 USD
$0.0001 ordinary shares	Put Options	Selling	25,000	85.0000 USD	American	19 May 2023	0.0300 USD
$0.0001 ordinary shares	Call Options	Selling	200,000	105.0000 USD	American	19 May 2023	0.0500 USD
$0.0001 ordinary shares	Put Options	Purchasing	62,500	105.0000 USD	American	19 May 2023	4.5000 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 May 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	28,800	095	American	21 Jul 2023
$0.0001 ordinary shares		Call Options	Written	-10,600	105	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	2,000	085	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-250,000	080	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	250,000	105	American	16 Jun 2023
$0.0001 ordinary shares		Call Options	Written	-2,000	100	American	21 Jul 2023
$0.0001 ordinary shares		Call Options	Written	-2,600	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-793,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-106,800	090	American	21 Jul 2023
$0.0001 ordinary shares		Call Options	Written	-10,000	105	American	16 Jun 2023

 

END