Form 8.3 - Horizon Therapeutics plc

Barclays PLC

08 June 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the				$0.001 ordinary shares
dealings being disclosed relate (Note 2)
Date of dealing				07 Jun 2023
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 3)
Class of relevant security : $0.001 ordinary shares			Long		Short
			Number	(%)	Number	(%)
(1) Relevant securities			1,071,594	0.47%	676,045	0.30%
(2) Derivatives (other than options)			140,756	0.06%	98,064	0.04%
(3) Options and agreements to purchase/sell			1,420,000	0.62%	936,400	0.41%
	TOTAL:		2,632,350	1.15%	1,710,509	0.75%
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 3))
Class of relevant security :			Long		Short
			Number	(%)	Number	(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
	TOTAL:
3. DEALINGS (Note 4)
(a) Purchases and sales
Class of relevant Security	Purchase/sale	Number of relevant securities		Price per unit(Note 5)
$0.001 ordinary shares	Purchase	4		99.9700 USD
$0.001 ordinary shares	Purchase	12		99.6200 USD
$0.001 ordinary shares	Purchase	100		99.7700 USD
$0.001 ordinary shares	Purchase	183		99.6721 USD
$0.001 ordinary shares	Purchase	208		100.0011 USD
$0.001 ordinary shares	Purchase	591		99.7697 USD
$0.001 ordinary shares	Purchase	625		99.7944 USD
$0.001 ordinary shares	Purchase	1,604		99.8086 USD
$0.001 ordinary shares	Purchase	2,073		99.6980 USD
$0.001 ordinary shares	Purchase	3,349		99.4495 USD
$0.001 ordinary shares	Purchase	3,430		99.7522 USD
$0.001 ordinary shares	Purchase	3,538		99.6777 USD
$0.001 ordinary shares	Purchase	3,819		99.7583 USD
$0.001 ordinary shares	Purchase	5,912		99.4400 USD
$0.001 ordinary shares	Purchase	9,526		99.6036 USD
$0.001 ordinary shares	Purchase	18,131		99.5307 USD
$0.001 ordinary shares	Sale	4		99.9700 USD
$0.001 ordinary shares	Sale	15		99.8266 USD
$0.001 ordinary shares	Sale	47		99.8600 USD
$0.001 ordinary shares	Sale	100		99.9350 USD
$0.001 ordinary shares	Sale	100		99.4100 USD
$0.001 ordinary shares	Sale	200		100.0100 USD
$0.001 ordinary shares	Sale	384		99.8183 USD
$0.001 ordinary shares	Sale	854		99.7719 USD
$0.001 ordinary shares	Sale	1,088		99.5147 USD
$0.001 ordinary shares	Sale	1,317		99.6680 USD
$0.001 ordinary shares	Sale	1,887		99.6843 USD
$0.001 ordinary shares	Sale	1,932		99.8305 USD
$0.001 ordinary shares	Sale	2,865		99.7536 USD
$0.001 ordinary shares	Sale	8,391		99.6137 USD
$0.001 ordinary shares	Sale	8,736		99.4400 USD
$0.001 ordinary shares	Sale	24,224		99.5785 USD
(b) Derivatives transactions (other than options transactions)
Product name		Nature of transaction (Note 6)	Number of relevant securities (Note 7)		Price per unit(Note 5)
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Class of	Product name	Writing, selling,	Number of securities	Exercise price	Type	Expiry date	Option money
relevant security		purchasing,	to which the option				paid/received
		varying etc.	relates (Note 7)				per unit (Note 5)
(ii) Exercising
Product name			Number of		Exercise price per
			securities		unit (Note 5)
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction		Details			Price per unit
(Note 8)					(if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated
NONE
Is a Supplemental Form 8 attached? (Note 9)				YES
Date of disclosure:				08 Jun 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)OPEN POSITIONS
Class of		Product Description	Writing, selling,	Number of securities	Exercise price	Type	Expiry date
relevant security			purchasing,	to which the option	per unit
			varying etc.	relates
$0.001 ordinary shares		Put Options	Written	495,500	100.0000	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	28,800	95.0000	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,600	105.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	2,000	85.0000	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-250,000	80.0000	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	10,200	80.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	247,500	105.0000	American	16 Jun 2023
$0.001 ordinary shares		Call Options	Written	-2,000	100.0000	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-2,600	100.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	400,000	100.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	74,000	90.0000	American	15 Sep 2023
$0.001 ordinary shares		Put Options	Purchased	-544,200	80.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	162,000	105.0000	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,000	105.0000	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Purchased	-106,800	90.0000	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-10,200	100.0000	American	18 Aug 2023

 

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